Appendix 4 – FY 2013 Planned Objectives by Strategic Goal (continued)
Table of Contents >
Breakout of Goal One Request by Objective and Program Activity
Breakout of Goal One Request by Objective
Breakout of Goal One Request by Objective
($ in thousands)
Goal One Objectives |
FY 2012 |
FY 2013 |
Change |
Budget |
FTE |
Budget
Request |
FTE |
Budget |
FTE |
1.1 Ensure the markets are structured to reflect the forces of supply and demand for the underlying commodity and are free from manipulation, disruptive activity, and abusive trading practices. |
$36,791 |
119 |
$66,476 |
217 |
$29,685 |
98 |
1.2 Ensure that U.S. DCMs and SEFs have the systems, procedures, and resources necessary for effective self-regulation and ongoing compliance with core principles. |
11,575 |
49 |
11,232 |
48 |
-343 |
-1 |
1.3 Promote transparency by producing and publishing summary market statistics for the futures, options, and swaps markets. |
6,022 |
17 |
10,964 |
29 |
4,942 |
12 |
Total Goal One |
$54,388 |
185 |
$88,672 |
294 |
$34,284 |
109 |
Breakout of Goal One Request by Objective
Objective |
Percentage |
Objective 1.1 |
75% |
Objective 1.2 |
13% |
Objective 1.3 |
12% |
Breakout of Goal One Request by Program Activity
Breakout of Goal One Request by Program Activity
($ in thousands)
Program Activity |
FY 2012 |
FY 2013 |
Change |
Budget |
FTE |
Budget
Request |
FTE |
Budget |
FTE |
Agency Direction |
$1,636 |
7 |
$1,636 |
7 |
$0 |
0 |
Administrative Management & Support |
3,470 |
16 |
5,094 |
23 |
1,624 |
7 |
Chief Economist |
778 |
3 |
1,882 |
7 |
1,104 |
4 |
Clearing & Risk |
0 |
0 |
0 |
0 |
0 |
0 |
Data & Technology |
16,470 |
22 |
27,001 |
34 |
10,531 |
12 |
Enforcement |
0 |
0 |
0 |
0 |
0 |
0 |
General Counsel |
2,995 |
13 |
3,636 |
16 |
641 |
3 |
International Affairs |
0 |
0 |
0 |
0 |
0 |
0 |
Inspector General |
227 |
1 |
276 |
1 |
49 |
0 |
Market Oversight |
28,812 |
123 |
49,147 |
206 |
20,335 |
83 |
Swap Dealer & Intermediary Oversight |
0 |
0 |
0 |
0 |
0 |
0 |
Total |
$54,388 |
185 |
$88,672 |
294 |
$34,284 |
109 |
Breakout of Goal One Request by Program Activity
Program Activity |
Percentage |
Agency Direction |
2% |
Administrative Management & Support |
6% |
Chief Economist |
2% |
Data & Technology |
30% |
General Counsel |
4% |
Inspector General |
>1% |
Market Oversight |
55% |
< Previous Page | Table of Contents | Next Page >