Appendix 4 – FY 2013 Planned Objectives by Strategic Goal (continued)
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Breakout of Goal Three Request by Objective and Program Activity
Breakout of Goal Three Request by Objective
Breakout of Goal Three Request by Objective
($ in thousands)
Goal Three Objectives |
FY 2012 |
FY 2013 |
Change |
Budget |
FTE |
Budget
Request |
FTE |
Budget |
FTE |
3.1 Identify and stop violations of the CEA and Commission regulations; deter others from engaging in future misconduct. |
$46,529 |
192 |
$62,525 |
243 |
$15,996 |
51 |
3.2 Increase cooperative enforcement. |
5,726 |
23 |
6,108 |
24 |
382 |
1 |
Total Goal Three |
$52,255 |
215 |
$68,633 |
267 |
$16,378 |
52 |
Breakout of Goal Three Request by Objective
Objective |
Percentage |
Objective 3.1 |
91% |
Objective 3.2 |
9% |
Breakout of Goal Three Request by Program Activity
Breakout of Goal Three Request by Program Activity
($ in thousands)
Program Activity |
FY 2012 |
FY 2013 |
Change |
Budget |
FTE |
Budget
Request |
FTE |
Budget |
FTE |
Agency Direction |
$1,639 |
7 |
$1,633 |
7 |
-$6 |
0 |
Administrative Management & Support |
2,669 |
12 |
2,264 |
10 |
-405 |
-2 |
Chief Economist |
1,815 |
8 |
3,012 |
12 |
1,197 |
4 |
Clearing & Risk |
0 |
0 |
0 |
0 |
0 |
0 |
Data & Technology |
4,380 |
6 |
5,901 |
7 |
1,521 |
1 |
Enforcement |
37,283 |
162 |
51,002 |
210 |
13,719 |
48 |
General Counsel |
4,242 |
19 |
4,545 |
20 |
303 |
1 |
International Affairs |
0 |
0 |
0 |
0 |
0 |
0 |
Inspector General |
227 |
1 |
276 |
1 |
49 |
0 |
Market Oversight |
0 |
0 |
0 |
0 |
0 |
0 |
Swap Dealer & Intermediary Oversight |
0 |
0 |
0 |
0 |
0 |
0 |
Total |
$52,255 |
215 |
$68,633 |
267 |
$16,378 |
52 |
Breakout of Goal Three Request by Program Activity
Program Activity |
Percentage |
Agency Direction |
2% |
Administrative Management & Support |
3% |
Chief Economist |
4% |
Data & Technology |
19% |
Enforcement |
74% |
General Counsel |
7% |
Inspector General |
>1% |
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