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02--008 | In the Matter of the New York Mercantile Exchange, Inc. Petition for |
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Treatment of Floor Brokers and Floor Traders as Eligible Commercial |
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Entities and Eligible Contract Participants Pursuant to Sections 1a (11) |
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(C) and 1a (12) (C) of the Commodity Exchange Act of the |
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Intercontinental Exchange, Inc. Petition for Treatment of Floor Brokers |
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and Floor Traders as Eligible Commercial Entities Pursuant to Section |
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1a(11)(C) |
FR CITE: | 67 FR 41698 (June 19, 2002) |
CLOSES: | 7/5/02 |
EXTENDED: | LINK TO FILE: | http://ww |
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02--007 | 17 CFR Parts 37, 38, 39 and 40 Amendments to New Regulatory |
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Framework for Trading Facilities and Clearing Organizations |
FR CITE: | 67 FR 20702 (April 26, 2002) |
CLOSES: | 6/25/02 |
EXTENDED: | LINK TO FILE: | http://ww |
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02--006 | Request of the National Futures Association for Approval of Interpretive |
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Notice to NFA Compliance Rule 2-4: Best Execution Obligation of NFA |
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Members Notice-Registered as Broker-Dealers Under Section 15 (b) (11) |
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of the Securities Exchange Act of 1934 Concerning Security Futures |
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Transactions |
FR CITE: | 67 FR 19557 (April 22, 2002) |
CLOSES: | 5/22/02 |
EXTENDED: | LINK TO FILE: | http://ww |
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02--005 | 17 CFR Part 3 Registration of Intermediaries |
FR CITE: | FR 67 19358 (April 19, 2002) |
CLOSES: | 5/20/02 |
EXTENDED: | LINK TO FILE: | http://ww |
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02--004 | Request of the National Futures Association for Approval of Interpretive |
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Notice to NFA Compliance Rule 2-9: Supervision of the Use of |
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Automated Order Routing Systems |
FR CITE: | 67 FR 14701 (March 27, 2002) |
CLOSES: | 4/26/02 |
EXTENDED: | LINK TO FILE: | http://ww |
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02--003 | New York Mercantile Exchange's Proposal To Permit Exchange of |
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Futures for, or in Connection With, Futures Transactions in Brent |
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Crude Oil Futures Contracts |
FR CITE: | 67 FR 11286 (March 13, 2002) |
CLOSES: | 4/12/02 |
EXTENDED: | LINK TO FILE: | http://ww |
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