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U.S. Commodity Futures Trading Commission Sanctions Flushing, New York Trader for Illegal Electronic Trading , 5323-07 |
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U.S. Commodity Futures Trading Commission Files Action against Five Foreign Entities and Individuals for Engaging in Illegal Transactions to Pass Money among Trading Accounts , 5322-07 |
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CFTC Staff and FinCEN Issue Guidance on Application of CIP Rules to Give-Up Arrangements , 5321-07 |
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U.S. Commodity Futures Trading Commission Charges South Carolinian Albert E. Parish, Jr. and His Company, Parish Economics, LLC in Multi-Million Dollar Commodity Pool Fraud , 5320-07 |
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U.S. Commodity Futures Trading Commission Files Fraud Action against Florida Foreign Currency Firm, Its Owner, and Futures Commission Merchant , 5319-07 |
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CFTC Chairman Reuben Jeffery III Announces the Appointment of Michael J. Otten as Counsel to the Chairman , 5318-07 |
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CFTC Announces Appointments of Terry Arbit as Deputy General Counsel for Regulation and Administration and Brad Berry as Deputy General Counsel for Litigation , 5317-07 |
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New York Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Fraud Action Brought by the U.S. Commodity Futures Trading Commission , 5316-07 |
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Nine Defendants from “Operation Wooden Nickel” Ordered to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling More Than $14,000,000 , 5315-07 |
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U.S. Commodity Futures Trading Commission Revokes the Registration of Florida Corporation Worldwide Commodity Corporation and its Successor, South Coast Commodities, Inc. , 5314-07 |
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Government Obtains Judgment against Two New York Investment Firms , 5313-07 |
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Government Charges Texas Man and his Investment Company with Defrauding Customers in Connection with Internet Solicitations , 5312-07 |
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Notice To Customers Of Forefront Investments Corp. D/B/A/ CFG Trader , 5311-07 |
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U.S. Commodity Futures Trading Commission Files Action Against Futures Commission Merchant Forefront Investments Corporation d/b/a CFG Trader For Failure to Maintain the Minimum Amount of Net Capital Required by Federal Law , 5310-07 |
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U.S. Commodity Futures Trading Commission Files Four Cases and Charges Nine Entities for Fraudulently Soliciting Investors Worldwide , 5309-07 |
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New York Federal Court Orders Brokerage Firm, Clearing Firms, and Principals in CFTC Anti-Fraud Action to Pay More Than $21,000,000 in Restitution and Civil Penalties , 5308-07 |
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U.S. Commodity Futures Trading Commission Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former Western Gas Resources Energy Trader Andrew Richmond , 5307-07 |
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Federal Regulators Seek Public Comment on Model Privacy Notice , 5306-07 |
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Virginia Man & His California Corporation Ordered to Pay Nearly $12 Million in Penalties for Fraudulent Commodity Trading System Sold to More than 15,000 Customers , 5305-07 |
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CFTC Proposed Amendments to Acceptable Practices for Core Principle 15 , 5304-07 |
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U.S. Commodity Futures Trading Commission Settles Fraud Action Against Maryland Resident Arthur John Keeffe, II and His Foreign Currency (Forex) Trading Company, Calvary Currencies LLC , 5303-07 |
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CFTC Staff Allows the Offer and Sale in the U.S. of Futures Contracts on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index Traded on Euronext Paris SA , 5302-07 |
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Connecticut Resident Burton Friedlander and his Company Ordered to Pay More Than $2 Million to Defrauded Customers in Connection with Commodity Fraud Scheme , 5301-07 |
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Defendants Ordered to Pay $1.6 Million in Government's Attempted Manipulation Case against Concord Energy, LLC and Natural Gas Energy Traders Shawn McLaughlin and Darrell Danyluk , 5300-07 |
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CFTC to Host Meeting of International Futures Industry Regulators , 5299-07 |
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CFTC Settles Recordkeeping Charges Against Pioneer Futures, Inc. , 5298-07 |
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General Counsel Nanette Everson to Leave Commission , 5297-07 |
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CFTC's Division of Enforcement Clarifies Cooperation Advisory with Respect to the Attorney-Client and Work Product Privileges , 5296-07 |
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CFTC Adopts Amendments to Advertising Regulations for CPOs, CTAs, and Their Principals , 5295-07 |
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Man Financial Inc. Sanctioned for Failing to Supervise Former Employee Who Fraudulently Solicited Customers , 5294-07 |
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Federal Court Imposes Penalty and Restitution of More Than $1.3 Million against Manager at Worldwide Commodity Corporation in Commodity Options Fraud Case , 5293-07 |
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U.S. Commodity Futures Trading Commission Settles Action Charging NRG Energy Inc. with Falsely Reporting Natural Gas Trades , 5292-07 |
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California Court Orders Gilbert Philip Castillo, Jr. and Castle Enterprise Corporation to Pay More than $800,000 in Disgorgement and $480,000 in Civil Penalties for Fraud by an Unregistered Commodity Trading Advisor , 5291-07 |
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CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Futures Commission Merchants , 5290-07 |
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Texas Federal Court Orders Payment of More Than $123 Million in Fines and Restitution in Case Filed by the U.S. Commodity Futures Trading Commission against Seattle Firm and its Affiliates Involved in Forex Swindle , 5289-07 |
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U.S. Commodity Futures Trading Commission Files Anti-Fraud Action Against New York Hedge Fund Cornerstone Capital Management, LLC and its Operator, Atlanta Resident Joseph T. Profit II , 5288-07 |
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CFTC’s Office of the Chief Economist Releases Study on “Market Growth, Trader Participation and Pricing in Energy Futures Markets” , 5287-07 |
