Office of the Inspector General

The Office of Inspector General (OIG) conducts and supervises audits and investigations of programs and operations of the CFTC and recommends policies to promote economy, efficiency and effectiveness in CFTC programs and operations and to prevent and detect fraud and abuse.

Here you will find helpful contact information, reports and alerts issued by the OIG.

Employees, contractors and members of the public may report any instance of fraud, waste, and abuse at CFTC by:

  • calling the CFTC OIG hotline at 202-418-5510
  • sending an email (you do not need to identify yourself)
  • sending a letter to:
    Commodity Futures Trading Commission
    Office of the Inspector General
    Three Lafayette Centre
    1155 21st Street, NW
    Washington, DC 20581
  • sending a Fax to the CFTC OIG at 202-418-5522
  • subscribe to OIG Report

What’s New

Alerts

OIG Reports

 

Annual Financial Statements Audit Opinion

Annual Financial Statements Audit Opinion(s) are included in each annual Agency Financial Report (AFR). Below are links to the full Agency Financial Report (formerly the Performance and Accountability Report, or PAR) documents. The audit opinions are found on the pages following each link.

Assessments of the Most Serious Management Challenges Facing the CFTC

Dodd-Frank Reports

Audit of the Customer Protection Fund – Financial Statements

Other Audits

Other Financial Related Products

Inspections

Investigations

Audit Reviews

Investigative Reviews

Law and Economic Reviews

Peer Review Reports

Semi-annual Reports to Congress

 

   

Reported by the CFTC-OIG to Congress twice yearly

March 31, 2017 Report

September 30, 2017 Report
CFTC Transmittal Memo

March 31, 2016 Report

September 30, 2016 Report
CFTC Transmittal Memo

March 31, 2015 Report

September 30, 2015 Report

March 31, 2014 Report

September 30, 2014 Report

March 31, 2013 Report

September 30, 2013 Report

March 31, 2012 Report

September 30, 2012 Report

March 31, 2011 Report

September 30, 2011 Report

March 31, 2010 Report

September 30, 2010 Report

March 31, 2009 Report

September 30, 2009 Report

March 31, 2008 Report

September 30, 2008 Report

March 31, 2007 Report

September 30, 2007 Report

March 31, 2006 Report

September 30, 2006 Report

March 31, 2005 Report

September 30, 2005 Report

March 31, 2004 Report

September 30, 2004 Report

March 31, 2003 Report

September 30, 2003 Report

March 31, 2002 Report

September 30, 2002 Report

March 31, 2001 Report

September 30, 2001 Report

March 31, 2000 Report

September 30, 2000 Report