Public Statements & Remarks

Commissioner Caroline D. Pham

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Commissioner

- Any -Behnam, RostinGoldsmith-Romero, ChristyJohnson, Kristin N.Mersinger, Summer KPham, Caroline D.

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Date	Public Statements & Remarks
08/29/2023	Dissenting Statement of Commissioner Caroline D. Pham on CTA Interpretation in an Enforcement Action Commissioner Caroline D. Pham
08/29/2023	Statement of Commissioner Kristin N. Johnson Regarding Effectively Calibrating CFTC Civil Money Penalties to Deter Repeated Compliance Failures Commissioner Kristin N. Johnson
08/29/2023	Dissenting Statement of Commissioner Caroline D. Pham on Examination by Enforcement Commissioner Caroline D. Pham
08/25/2023	Closing Remarks of Commissioner Christy Goldsmith Romero at the Global Research Alliance for Sustainable Finance and Investment Annual Conference Commissioner Christy Goldsmith Romero
08/08/2023	Statement of Commissioner Christy Goldsmith Romero In Support of Holding Banks Accountable For Widespread Use of Personal Text Messaging and/or Whatsapp to Evade Regulatory Oversight Commissioner Christy Goldsmith Romero
08/08/2023	Statement of Commissioner Kristin N. Johnson Regarding the CFTC’s Reaching Over $1 Billion in Civil Monetary Penalties Against Bank-Affiliated Entities for Employees’ Offline Communications Commissioner Kristin N. Johnson
07/26/2023	Dissenting Statement of Commissioner Christy Goldsmith Romero on Notice of Proposed Rule Making for Seeded Funds and Money Market Funds Commissioner Christy Goldsmith Romero