Commodity Futures Trading Commission
Technology Advisory Committee
Membership and Attendees List
First Meeting
April 25, 2000
William J. Rainer, Committee Chairman
James E. Newsome, Committee Vice Chairman
Matthew Andresen
President
Island ECN
50 Broad Street
New York, NY 10004
(Chris Concannon, Associate General Counsel, Island ECN, attended in Matthew Andresen's place)
Peter F. Borish
President
Computer Trading Corporation
One World Financial Center, 23rd Floor
New York, NY 10281
Michael Braude
President and CEO
Kansas City Board of Trade
4800 Main Street
Kansas City, MO 64112
George Crapple
Vice Chairman and Co-Chief Executive Officer
Millburn Ridgefield Corporation
1270 Avenue of the Americas, 11th Floor
New York, NY 10020
Daniel Cunningham
Partner
Cravath, Swaine & Moore
Worldwide Plaza
825 Eighth Avenue
New York, NY 10019-7475
(Joshua Cohn, Derivatives Counsel, Cravath, Swaine & Moore, attended in Daniel Cunningham's place)
John P. Davidson, III
Managing Director
Morgan Stanley Dean Witter & Co., Inc.
1585 Broadway Ave., 15th Floor
New York, NY 10036
Joseph B. Dial
Business Development Director
E-Markets
414 South 17th Street, Suite 110
Ames, IA 50010
David Downey
Executive Vice President, Operations
Interactive Brokers
440 S. LaSalle Street, Suite 2601
Chicago, IL 60605
(Did not attend)
Yvonne J. Downs
Senior Vice President of Compliance
National Futures Association
200 West Madison Street, Suite 1600
Chicago, IL 60606-3447
Terrance A. Duffy
Vice Chairman, Board of Directors
Chicago Mercantile Exchange
30 South Wacker Street
Chicago, IL 60606-7499
(Did not attend)
Bryan T. Durkin
Senior Vice President and Administrator
Office of Investigations and Audits and Order Routing
Chicago Board of Trade
141 West Jackson Blvd.
Chicago, IL 60604
Robert Fitzsimmons
Executive Director
National Association of Securities Dealers Inc.
c/o American Stock Exchange
86 Trinity Place
New York, NY 10006-1881
Douglas Gardner
Executive Managing Director
Cantor Fitzgerald
One World Trade Center, 105th Floor
New York, NY 10048
Jim Heinz
General Partner
Marquette Partners
175 West Jackson Blvd., Suite 603
Chicago, IL 60604
W.H. Hinkle
CEO & President
BrokerTec Global, LLC
One Evertrust Plaza
Jersey City, NJ 07302
Audrey Hirschfeld
Senior Vice President and General Counsel
New York Board of Trade
Four World Trade Center
New York, NY 10048
Philip McBride Johnson
Of Counsel
Skadden, Arps, Slate, Meagher & Flom LLP
1440 New York Ave., NW
Washington, DC 20005
James H. Lindau
President and Chief Executive Officer
Minneapolis Grain Exchange
400 South Fourth Street
Minneapolis, MN 55415
(Kent Horsager, President, Horsager Trading Company, attended in James Lindau's place)
Anthony Leitner
Managing Director and General Counsel for Equities
Goldman Sachs
One New York Plaza, 37th Floor
New York, NY 10004
John W. McPartland, Jr.
Capital Markets Advisor to the
Federal Reserve Bank of Chicago and the
Center for Law and Financial Markets
2371 Williams Point Drive
Stoughton, WI 53589-2836
Laurence Mollner
Managing Member
Mariah Trading Company LLC
150 South Wacker Drive, Suite 2430
Chicago, IL 60606
James E. Newsome
Commissioner
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
Brett Paulson
Senior Vice President and Chief Information Officer
Board of Trade Clearing Corporation
141 W. Jackson Blvd., Suite 1460
Chicago, IL 60604
Kenneth M. Raisler
Partner
Sullivan & Cromwell
125 Broad Street
New York, NY 10004
William J. Rainer
Chairman
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
Edward J. Rosen
Partner
Cleary Gottlieb
One Liberty Plaza
New York, NY 10006-1470
Steven D. Spence
Managing Director
Merrill Lynch
Direct Markets - Financial Futures & Options
World Financial Center, North Tower, 12th Floor
250 Vesey Street
New York, NY 10281-1312
Tom Thornton
Managing Partner
divine interVentures, Inc.
525 West Monroe Street
Chicago, IL 60661
(Anthony Gerardi, Partner, divine interVentures, Inc., attended in Tom Thornton's place)
Phillip Todd
Vice President of Business Development
E-Pit
351 California St., 14th Floor
San Francisco, CA 94104
Neal Wolkoff
Executive Vice President
New York Mercantile Exchange
One North End Avenue, 15th Floor
New York, NY 10202