Financial Data for FCMs

Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.

Once posted, the CFTC does not revise this information to reflect any amended financial information subsequently received.

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Description of Report Data Fields

2018

   
October 31, 2018 PDF Excel
September 30, 2018 PDF Excel
August 31, 2018 PDF Excel
July 31, 2018 PDF Excel
June 30, 2018 PDF Excel
May 31, 2018 PDF Excel
April 30, 2018 PDF Excel
March 31, 2018 PDF Excel

February 28, 2018

PDF Excel

January 31, 2018

PDF

Excel

2017

   

December 31, 2017

PDF Excel

November 30, 2017

PDF

Excel

October 31, 2017

PDF

Excel

September 30, 2017

PDF

Excel

August 31, 2017

PDF

Excel

July 31, 2017

PDF

Excel

June 30, 2017

PDF

Excel

May 31, 2017

PDF

Excel

April 30, 2017

PDF

Excel

March 31, 2017

PDF

Excel

February 28, 2017

PDF

Excel

January 31, 2017

PDF

Excel

2016

   

December 31, 2016

PDF

Excel

November 30, 2016

PDF

Excel

October 31, 2016

PDF

Excel

September 30, 2016

PDF

Excel

August 31, 2016

PDF

Excel

July 31, 2016

PDF

Excel

June 30, 2016

PDF

Excel

May 31, 2016

PDF

Excel

April 30, 2016

PDF

Excel

March 31, 2016

PDF

Excel

February 29, 2016

PDF

Excel

January 31, 2016

PDF

Excel

Historical FCM Reports

Download Adobe Reader or Microsoft Excel Reader.

Please contact DSIO with any questions about the posting of FCM financial data..