Technology Advisory Committee

CFTC’s Technology Advisory Committee
1155 21st Street, N.W.
Washington, DC 20581

September, 2013

Agenda

10:00 a.m.

Opening Remarks

 
  • Commissioner Scott D. O’Malia, Chairman, TAC
  • CFTC Commissioners
   

10:15 a.m.

Panel I: Swap Data Reporting

 
  • Update on SDR Harmonization Efforts – John Rogers, Director, CFTC Office of Data and Technology
  • Perspective on Federal Coordination – Richard Berner, Director, Office of Financial Research
  • International Perspective on Cross-Border Data Rules – Nicolas Gauthier, Policy Officer, Internal Market and Services DG, European Commission
  • Explanation of Commission’s Part 45 Rules – Laurie Gussow, Special Counsel, CFTC Division of Market Oversight
   

11:15 a.m.

Panel II: Commission’s Concept Release On Automated Trading

 
  • Concept Release Overview – Sebastian Pujol Schott, Associate Director, CFTC Division of Market Oversight
  • Open Discussion
   

12:30 p.m.

Lunch

   
   

2:00 p.m.

Panel III: Swap Execution Facilities / Made Available To Trade Submissions

 
  • SEF Applications and Made Available to Trade Determinations – David Van Wagner, Chief Counsel, CFTC Division of Market Oversight
  • Industry Panel
 

    o Tom Zikas, Managing Director, State Street

    o Scott Fitzpatrick, Executive Director, Tradition

    o Michael Yarian, Managing Director, Head of Agency Derivatives Services, Barclays

    o Jane Croessmann, Managing Director, National Futures Association

    o Paul Hamill, Managing Director, UBS Investment Bank Credit Trading

 
  • International Perspective on Cross-Border Rules – Nicolas Gauthier, Policy Officer, Internal Market and Services DG, European Commission
  • Open Discussion
   

5:00 p.m.

Closing Remarks

 
  • Commissioner Scott D. O’Malia, Chairman, TAC