Technology Advisory Committee

CFTC’s Technology Advisory Committee
1155 21st Street, N.W.
Washington, DC 20581

October 12, 2010

Agenda

   

1:00 p.m. to 5:00 p.m.

TAC Meeting, Hearing Room

   

1:00 p.m. to 1:10 p.m.

Opening Remarks: Commissioner Scott D. O’Malia, Chairman, TAC

1:10 p.m. to 1:30 p.m.

Opening Remarks of CFTC Commissioners: Chairman Gary Gensler, Commissioner Michael Dunn, Commissioner Jill Sommers, and Commissioner Bart Chilton

1:30 p.m. to 1:40 p.m.

Overview of Meeting and Introduction of Presenters

1:40 p.m. to 2:00 p.m.

Panel I: CFTC Staff Briefing on Disruptive Trading Practices and New Anti-Manipulation Rulemaking

Panelists

    Bob Pease, Trial Attorney, Division of Enforcement, CFTC

    Andrei Kirilenko, Senior Financial Economist, Office of Chief Economist, CFTC

2:00 p.m. to 2:40 p.m.

Panel II: Open Discussion of the CFTC and SEC Report Regarding the Market Events of May 6, 2010 and High Frequency Trading, Algorithmic Trading, and Direct Market Access (DMA) Rules and Best Practices

2:40 p.m. to 2:55 p.m.

Break (Restrooms are located on the Mall Level)

2:55 p.m. to 3:45 p.m.

Panel III: Swap Execution Facilities (SEFs): Which Models Provide the Best Opportunity to Achieve Statutory Goals and Support Regulatory Objectives?

Panelists

    Riva Adriance, Chief, Market Review Branch, Division of Market Oversight, CFTC

    John Rogers, Chief Information Officer, CFTC

    Thomas Secunda, Chief Technology Officer, Bloomberg LP

    Michael Cosgrove, Managing Director-Head of Commodities & Energy Brokerage, North America, GFI Group

3:45 p.m. to 4:35 p.m.

Panel IV: Swap Data Repositories (SDRs): Real Time Reporting, Data Elements, and Interim Requirements: Identifying the Most Effective Procedures and Processes for the Collection, Transfer, and Aggregation of Data

Panelists

    Tom Leahy, Chief, Product Review Branch, Division of Market Oversight, CFTC

    David Taylor, Special Counsel, Division of Market Oversight, CFTC

    Steven A. Joachim, Executive Vice President of Transparency Services, FINRA

    Jiro Okochi, CEO and Co-Founder, Reval

    Peter Axilrod, Managing Director for New Business Development, The Depository Trust & Clearing Corporation

4:45 p.m. to 5:00 p.m.

Concluding Remarks, Commissioner Scott D. O’Malia, Chairman, TAC