Technology Advisory Committee

Commodity Futures Trading Commission
Technology Advisory Committee

Meeting Attendees
November 27, 2001

Thomas J. Erickson, Committee Chairman

Matthew Andresen
President
The Island ECN, Inc.
50 Broad Street, 6th Floor
New York, NY 10004
(Chris Concannon, Vice President of Business Development, attended in place of Mr. Andresen)

David Battan
Vice President and General Counsel
Interactive Brokers LLC
1800 Massachusetts Avenue, NW, Suite 600
Washington, DC 20036

Peter F. Borish
Senior Managing Director
of Business Development
OneChicago, LLC

John P. Davidson III
Managing Director
Morgan Stanley Dean Witter & Co., Inc.
1633 Broadway Avenue, 25th Floor
New York, NY 10019

Yvonne J. Downs
Senior Vice President of Compliance
National Futures Association
200 West Madison Street, Suite 1600
Chicago, IL 60606-3447

Bryan T. Durkin
Senior Vice President and Administrator
Office of Investigations and Audits and Order Routing
Chicago Board of Trade
141 West Jackson Blvd.
Chicago, IL 60604

Robert Fitzsimmons
President and Chief Operating Officer
Nasdaq Liffe Markets
One North Franklin Street, Suite 2300
Chicago, IL 60606

Richard Friesen
Managing Partner
Friesen Consulting
132 Ridge Road
Fairfax, CA 94930

Jim Heinz
Managing Partner
Marquette Partners LP
801 West Adams Street, 5th Floor
Chicago, IL 60607-3013

Audrey Hirschfeld
Senior Vice President and General Counsel
174 Hudson Street, 6th Floor
New York, New York 10013
(Patrick L. Gambaro, Executive Vice President, Systems & Operations, attended in place of Ms. Hirschfeld)

Kent Horsager
President and Chief Executive Officer
Minneapolis Grain Exchange
400 South 4th Street, Suite 102
Minneapolis, MN 55415

Scott Johnston
Managing Director and Chief Information Officer
Chicago Mercantile Exchange
30 South Wacker Street
Chicago, IL 60606-7499

Anthony Leitner
Managing Director and General Counsel for Equities
Goldman Sachs
One New York Plaza, 37th Floor
New York, NY 10004

John W. McPartland, Jr.
Capital Markets Advisor to the
Federal Reserve Bank of Chicago and the
Center for Law and Financial Markets
2371 Williams Point Drive
Stoughton, WI 53589-2836

Brett Paulson
Senior Vice President and Chief Information Officer
Board of Trade Clearing Corporation
141 W. Jackson Blvd., Suite 1460
Chicago, IL 60604

Robert R. Petersen
President and Chief Executive Officer
Kansas City Board of Trade
4800 Main Street
Kansas City, MO 64112
(Jeff C. Borchardt, Senior Vice President attended in place of Mr. Petersen)

Kenneth M. Raisler
Partner
Sullivan & Cromwell
125 Broad Street
New York, NY 10004

Edward J. Rosen
Partner
Cleary Gottlieb, Steen & Hamilton
153 East 53rd Street, 32nd Floor
New York, NY 10022

Neal Wolkoff
Executive Vice President
New York Mercantile Exchange
One North End Avenue, 15th Floor
New York, NY 10202