Commodity Futures Trading Commission
Technology Advisory Committee
Meeting Attendees
November 27, 2001
Thomas J. Erickson, Committee Chairman
Matthew Andresen
President
The Island ECN, Inc.
50 Broad Street, 6th Floor
New York, NY 10004
(Chris Concannon, Vice President of Business Development, attended in place of Mr. Andresen)
David Battan
Vice President and General Counsel
Interactive Brokers LLC
1800 Massachusetts Avenue, NW, Suite 600
Washington, DC 20036
Peter F. Borish
Senior Managing Director
of Business Development
OneChicago, LLC
John P. Davidson III
Managing Director
Morgan Stanley Dean Witter & Co., Inc.
1633 Broadway Avenue, 25th Floor
New York, NY 10019
Yvonne J. Downs
Senior Vice President of Compliance
National Futures Association
200 West Madison Street, Suite 1600
Chicago, IL 60606-3447
Bryan T. Durkin
Senior Vice President and Administrator
Office of Investigations and Audits and Order Routing
Chicago Board of Trade
141 West Jackson Blvd.
Chicago, IL 60604
Robert Fitzsimmons
President and Chief Operating Officer
Nasdaq Liffe Markets
One North Franklin Street, Suite 2300
Chicago, IL 60606
Richard Friesen
Managing Partner
Friesen Consulting
132 Ridge Road
Fairfax, CA 94930
Jim Heinz
Managing Partner
Marquette Partners LP
801 West Adams Street, 5th Floor
Chicago, IL 60607-3013
Audrey Hirschfeld
Senior Vice President and General Counsel
174 Hudson Street, 6th Floor
New York, New York 10013
(Patrick L. Gambaro, Executive Vice President, Systems & Operations, attended in place of Ms. Hirschfeld)
Kent Horsager
President and Chief Executive Officer
Minneapolis Grain Exchange
400 South 4th Street, Suite 102
Minneapolis, MN 55415
Scott Johnston
Managing Director and Chief Information Officer
Chicago Mercantile Exchange
30 South Wacker Street
Chicago, IL 60606-7499
Anthony Leitner
Managing Director and General Counsel for Equities
Goldman Sachs
One New York Plaza, 37th Floor
New York, NY 10004
John W. McPartland, Jr.
Capital Markets Advisor to the
Federal Reserve Bank of Chicago and the
Center for Law and Financial Markets
2371 Williams Point Drive
Stoughton, WI 53589-2836
Brett Paulson
Senior Vice President and Chief Information Officer
Board of Trade Clearing Corporation
141 W. Jackson Blvd., Suite 1460
Chicago, IL 60604
Robert R. Petersen
President and Chief Executive Officer
Kansas City Board of Trade
4800 Main Street
Kansas City, MO 64112
(Jeff C. Borchardt, Senior Vice President attended in place of Mr. Petersen)
Kenneth M. Raisler
Partner
Sullivan & Cromwell
125 Broad Street
New York, NY 10004
Edward J. Rosen
Partner
Cleary Gottlieb, Steen & Hamilton
153 East 53rd Street, 32nd Floor
New York, NY 10022
Neal Wolkoff
Executive Vice President
New York Mercantile Exchange
One North End Avenue, 15th Floor
New York, NY 10202