- MPD Guidance 2010 and Older
- Special Call Order - CPO Regulation 4.13
- National Futures Association-Intermediaries
- 30.10 Exemptions Foreign Futures & Options sales to U.S. Customers
- Director Sterling Speech ABA Securities Ass’n Sept. 26, 2019
- Director Sterling Speech DC Bar Ass’n Sept. 25, 2019
- DSIO Director Kulkin addressing NYC Bar May 14, 2019
- Swap Dealer De Minimis Exception On-Venue and Cleared
- LabCFTC
- Intermediaries
- Foreign Currency Trading
- CFTC Meeting Nov. 5, 2018 De Minimis & SEF Rulemaking
- NFA Virtual Currency Disclosure Requirements
- CFTC Meeting June 4, 2018 Swap Dealer Registration De Minimis Exception & Volcker Rule Proposals
- CFTC Regulations
- Enforcement FCM Cybersecurity Failure to Supervise