NFX |
Amend Standard Combination Orders Reference Guide |
09/12/2016 |
Certified |
09/26/2016 |
|
2 |
NFX |
Amend the Exchange's Asia-Pacific incentive program (the "Energy AP Program") for certain energy contracts. |
08/02/2016 |
Certified |
08/16/2016 |
|
1 |
NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Withdrawn |
10/13/2016 |
|
4 |
NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Certified |
10/27/2016 |
|
2 |
NFX |
Amend the Fee Schedule as it relates to fees to include the fifteen financially settled energy futures products filed under filing SR-NFX-2016-07. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
NFX |
Amend the market maker program (the "Energy DMM Program") for certain energy contracts. |
02/12/2016 |
Certified |
02/29/2016 |
|
2 |
NFX |
Amend the market maker program for certain energy contracts that the Exchange has listed, more specifically, to include the 24 financially settled energy futures products. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
NFX |
Amend the market maker program for certain energy contracts that the Exchange has listed, more specifically, to include the four financially settled futures and futures options products filed under SR-NFX-2015-72. |
10/21/2015 |
Certified |
11/04/2015 |
|
2 |
NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include NFX Options on the NFX PJM Western Hub Real-Time Peak Financial Futures product. |
04/12/2016 |
Certified |
04/26/2016 |
|
2 |
NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include six financially settled energy futures products. |
02/12/2016 |
Certified |
02/29/2016 |
|
1 |
NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include the 24 financially settled energy futures products. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
NFX |
Amend TradeGuard User's Guide to reflect new functionality added to the NFX Trading System. |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
04/21/2016 |
Certified |
05/05/2016 |
|
2 |
CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
04/21/2016 |
Certified |
05/05/2016 |
|
2 |
CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
04/22/2016 |
Certified |
05/06/2016 |
|
2 |
CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
12/18/2014 |
Certified |
01/05/2015 |
|
2 |
NYMEX |
Amended and Restated Certificate of Incorporation of New York Mercantile Exchange, Inc. |
01/09/2017 |
Certified |
01/24/2017 |
|
2 |
NYLIFFE |
Amended and Restated Limited Liability Company Agreement. NYLIFFE #2013-127 |
11/07/2013 |
Certified |
11/23/2013 |
|
0 |
NFX |
Amended and Restated Regulatory Services Agreement |
12/14/2015 |
Notified |
12/14/2015 |
|
2 |
ICE US |
Amended Definition of Business Day to Restrict Business Day to a Day on Which Open Outcry Trading Occurs. NYBOT No. 07-17 |
03/02/2007 |
Certified |
03/07/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
CBOT |
Amended Exercise Rules for at-the-money Exercise Prices of Wednesday Weekly Options on Short-Term U.S. Treasury Note Futures, Medium-Term U.S. Treasury Note Futures, Long-Term U.S. Treasury Note Futures, 10-Year U.S. Treasury Note Futures, U.S. Treasury B |
06/19/2017 |
Certified |
07/03/2017 |
|
1 |
LEDGERX |
Amended Fee Schedule |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
TRUEEX |
Amended language at the request of the CFTC Division of Enforcement to ensure these rules regarding fraudulent acts and market manipulation are consistent with the Commodity Exchange Act and CFTC Regulations. |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
NFX |
Amended Services Agreement. |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
NFX |
Amending a rule concerning Market Orders and a Futures Trader Alert. NFX #2013-16 |
08/19/2013 |
Certified |
09/04/2013 |
|
1 |
NFX |
Amending Acceptable Trade Range Rule and a Futures Trader Alert. NFX #2013-17 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
ICE US |
Amending all Exchange license and renewal fees, cotton warehouse fees and the coffee grading fee. ICE US #12-80 |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
OCX |
Amending Appendix B to Chapter 9 of the OneChicago Rulebook |
06/06/2017 |
Certified |
06/20/2017 |
|
1 |
ICE US |
Amending Block Trade Procedures for ICE Futures US Energy Contracts. ICE US #12-67 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
ICE US |
Amending Block Trade Procedures which allow block trades of Energy Futures and Options Contracts to be executed at anytime. ICE US #12-68 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
ICE US |
Amending Block Trade Procedures which revise the reporting requirements for block trades executed outside of normal trading hours. ICE US #12-87 |
12/06/2012 |
Certified |
12/21/2012 |
|
1 |
ICE US |
Amending Block Trade Procedures, which establishes the end times for block trading of Energy Futures and Options Contracts on the last trading day for the expiring contract. ICE US #12-69 |
10/05/2012 |
Certified |
10/23/2012 |
|
1 |
ICE US |
Amending Block Trading Procedures to decrease the block trade minimum quantity for Sugar No.11, Coffee, Cotton No.2 and Cocoa Calendar Spread Options contracts. ICE US #12-59 |
09/26/2012 |
Certified |
10/12/2012 |
|
1 |
ICE US |
Amending Block Trading Procedures which revise the block trading period and reporting requirements, and provide for aggregation of multi-leg transactions. ICE US #12-83 |
11/20/2012 |
Certified |
12/06/2012 |
|
2 |
NFX |
Amending By-Laws to increase the size of its Board of Directors from nine to ten directors to add a director who shall qualify as a commercial interest representative. NFX # 2011-04 |
04/28/2011 |
Certified |
05/25/2011 |
|
1 |
NADEX |
Amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors |
09/08/2023 |
Certified |
09/22/2023 |
|
2 |
NFX |
Amending certain schedules which are part of its Amended Regulatory Services Agreement between the Exchange and the NFA. NFX #2013-19 |
09/24/2013 |
Certified |
10/09/2013 |
|
1 |
CFE |
Amending CFE Policy and Procedure IV, which sets forth CFE's Trading Privileges Holder Permit Program. CFE #2012-32 |
12/12/2012 |
Certified |
12/28/2012 |
|
1 |
CFE |
Amending CFE Policy and Procedure IX, which sets for CFE's Volatility Index Security Futures Lead Market Maker Program. CFE #2012-33 |
12/12/2012 |
Certified |
12/28/2012 |
|
1 |
CFE |
Amending CFE Policy and Procedure X, which sets forth CFE's DPM Market Performance Benchmarks Program. CFE #2012-13 |
05/31/2012 |
Certified |
06/15/2012 |
|
1 |
CFE |
Amending CFE Rule 2302(o) by clarifying how the sizes of quotes, Orders and trades in the S&P 500 Variance futures contract are expressed and displayed. CFE #2012-35 |
12/14/2012 |
Certified |
07/29/2014 |
|
1 |
CFE |
Amending CFE Rule 2302(o), by revising the price ranges for the threshold widths that are applicable to the S&P 500 Variance futures contract. CFE #2012-27 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
CFE |
Amending CFE Rule 303A - Order Entry Operator IDs required to satisfy CFE audit trail record keeping requirements. CFE #2012-17 |
08/08/2012 |
Certified |
08/23/2012 |
|
1 |
CFE |
Amending CFE Rule 419 - Limitation of Liability. CFE #2013-31 |
09/11/2013 |
Certified |
09/26/2013 |
|
1 |
CFE |
Amending CFE Rule 513A - Risk Controls, to codify various risk controls which augment the risk controls already set forth in Rule 513A. CFE #2013-21 |
05/09/2013 |
Certified |
05/24/2013 |
|
1 |
CFE |
Amending CFE Rules 417A, 1202, 1402, 1602, 1702, 2002, 2302, to coordinate the adoption and effectiveness of market-wide trading halt provisions by the national securities exchanges. CFE #2013-04 |
01/17/2013 |
Certified |
02/02/2013 |
|
1 |
CFE |
Amending CFE rules consistent with the rules, acceptable practices, and guidance, under Core Principles. CFE #2012-26 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
CFE |
Amending CFE Rules to change the extended trading hours for CBOE Volatility Index futures. CFE #2013-32 |
09/20/2013 |
Certified |
10/05/2013 |
|
1 |
CFE |
Amending CFE Rules to further expand extended trading hours for CBOE Volatility Index futures. CFE #2014-010 |
05/21/2014 |
Certified |
06/06/2014 |
|
1 |
OCX |
Amending Chapter 9 Appendix B, that allows, in limited circumstances, for OneChicago to correct errors in adjustments to OCX.NoDivRisk products after the ex-dividend date. |
08/12/2013 |
Certified |
08/27/2013 |
|
1 |