Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE US Amend Rule 4.09-Expand the Permissible Price During the Post Close Trading Session; Amend Rule 27.02(vii)-Delete Certain Responsibilities from the Definition of a Responsible Individual. 07-33 05/22/2007 Certified 06/07/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides for Two ICE Officers to the Board Rather than Specifically Identified Individuals; Conforms the Vote Required to Take Action by the Trade Committees to the Bylaws; and Provides for the Appointment of an Audit Committee. NYBOT Submission #07-34 05/22/2007 Certified 09/18/2007 On 09/03/07 NYBT was renamed ICE US 1
CBOT Removes References to "Class A-3" and "Restricted" Shares of CBOT Holdings, Inc. Stock. CBOT #2793.01 05/23/2007 Certified 05/25/2007 1
CBOT Adds a New Shares Reduction Schedule; Revised Fee Schedule for Agricultural Products CBOT #2794.01 05/23/2007 Certified 05/23/2007 1
ICE US Eliminates the Open Outcry Night Session in Financial Products; Eliminates Passout Credits for CTI 1 Trades Executed Electronically or Open Outcry; Expands Holiday Schedule to Include Hours Open for Electronic Trading. NYBOT No. #07-35 05/30/2007 Certified 09/19/2007 On 09/03/07 NYBT was renamed ICE US 1
NYMEX Deletes NYMEX Rule 9.04B (E-RAV Risk Filter) as it refers to a discontinued risk filter. Submission #07.68 05/31/2007 Certified 06/07/2007 1
NADEX Cancels Free Trade Promotional Offer 05/31/2007 Certified 05/31/2007 1
OCX Amends Error Trade Nullification Policy by modifying the no bust range, adding the term Questioned Trade, permitting trades within the no bust range to be busted or adjusted if there were an Exchange system failure, and other changes. 06/01/2007 Certified 06/07/2007 1
MIAX Amends Articles of Incorporation and Rulebook to Meet the Board of Directors and Executive Committee Composition Requirements Contained within CFTC Core Principle 15 Safe Harbor Provisions. 06/01/2007 Certified 07/03/2007 1
CBOT Designates Credit Default Swap ("CDS") Index futures for Block Trading at a Minimum Size of 100 Contracts on an Outright Basis. CBOT Submission 2797.01 06/04/2007 Certified 06/15/2007 1
CBOT Adds Credit Default Swap Index Futures to the list of contracts eligible to be traded as an EFS or EFR. CBOT 2796.01 06/04/2007 Certified 06/07/2007 1
NYMEX Expands the Exchange of OTC Options for NYMEX Options ("EOO") Rule to Allow for EOO Transactions in Certain Calendar Spread Options (Crude Oil, Heating Oil, Reformulated Blend Unleaded Gasoline and Natural Gas). NYMEX Submission No. 07-64 06/07/2007 Certified 06/11/2007 1
NYMEX Restricts cash disbursements made by NYMEX Clearing Members to their respective customers to a maximum of $5,000 during any single business week. NYMEX Submission No. 07.69 06/07/2007 Certified 06/15/2007 1
CME Modifies the Block Trade Minimum Size for Credit Index Event Contracts from 20 to 10 contracts . CME No. 07-42 06/11/2007 Certified 06/29/2007 1
ICE US Revises 2007 Holiday Schedule. NYBOT No. 07-37 06/13/2007 Certified 07/16/2007 On 09/03/07 NYBT was renamed ICE US 1
CBOT Changes the Independence Day Holiday Trading Schedule. CBOT #2798.01 06/18/2007 Certified 07/16/2007 1
CME Adds the No-Bust Ranges for Credit Index Event Futures, NYMEX Energy Options and COMEX Metals Options and Removes NYMEX Sugar 14 Futures and Agricultural Options Contracts. CME Submission No. 07-45 06/18/2007 Certified 06/20/2007 1
NFX Adopts a Rule to alow EFP Transactions and amends the Limitation of Liability for PBOT XL, to explicitly Include Block Trades and EFP Transactions. PBOT No. 2007-08 06/19/2007 Certified 06/26/2007 1
CBOT Allows Australian traders to be eligible for the CBOT Global Developing Markets Program. CBOT Submission #2799.01 06/19/2007 Certified 07/16/2007 1
NADEX Extension of HedgeStreet Market Maker Subsidary Pilot Program 06/20/2007 Certified 06/20/2007 1
NFX Replaces Market Makers Rule E10, in its Entirety. PBOT 2007-10 06/20/2007 Certified 07/18/2007 1
NYMEX Raises the Clearing Member Minimum Contribution required from $2 million to $2.5 million; in conjunction, the Guaranty Fund is being Increased from $200 million to $250 million. NYMEX Submission 07.76 06/21/2007 Certified 06/22/2007 1
NYMEX Requires a 15-Sec. Wait for Options Orders Before a User Can Cross Opposite a Customer; Requires a 15-Sec. Wait for Prearranged Trades before Opposite Order can be Entered; Includes Electronic Trading in Settlement Price Determination. NYMEX No. 07-77 06/21/2007 Certified 06/25/2007 1
NYMEX Provides for a New Market Maker Program Pertaining to the Electronic Trading on the CME Globex System of Certain NYMEX and COMEX Options Contracts. CME Submission # 07.78 06/21/2007 Certified 08/02/2007 1
NYMEX Lists on Globex Selected Trading Months for Options on Crude Oil, Natural Gas, Gold, and Silver. NYMEX No. 07-79 06/21/2007 Certified 06/21/2007 2
NFX Allows Emergency Actions to be Determined by the PBOT President; Provides that the Conflict of Interest Provisions Apply and Requires that the Decision-Making Process and the Reasons be recorded. PBOT No. 2007-09 06/22/2007 Certified 06/28/2007 1
CBOT Codifies the e-cbot No-Bust Error Trade Policy for CBOT Credit Default Swap Index futures. CBOT Submission #2800.01 06/22/2007 Certified 06/22/2007 1
CBOT Makes Technical Revisions to the Specifications for CBOT Denatured Fuel Ethonal Forward Month Swaps CBOT #2804.01 06/27/2007 Certified 07/03/2007 1
CBOT Extends Temporary Membership Privileges in 100oz Gold and 5,000 oz Silver Options for Holders of CBOT Series B-4 (IDEM) Membership Status through December 31, 2007. CBOT #2801.01 06/27/2007 Certified 06/27/2007 1
CBOT Extends through December 31, 2007, Temporary Trading Privileges for B-5(COM) Category Individuals for Covered Option Spreads in 100oz Gold and 5,000 oz Silver. CBOT #2802.01 06/27/2007 Certified 06/27/2007 1
NYMEX Migrates certain products from Globex to the trading floor; products also will be available to be cleared through CPC. NYMEX #07.52 06/27/2007 Certified 08/01/2007 1
NFX Adopts Notice to Members For Early Closure on July 3, 2007 PBOT #2007-11 06/27/2007 Certified 06/27/2007 1
CBOT Revises the Exhibit I of the e-cbot Message Use Policy CBOT #2805.01 06/28/2007 Certified 06/28/2007 1
ICE US Provides for July 4th Holiday Trading Hours. NYBOT #07-38 06/28/2007 Certified 06/28/2007 On 09/03/07 NYBT was renamed ICE US 1
CFE Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Russell 2000 Volatility Index Futures Contracts. CFE-2007-05 07/05/2007 Certified 08/07/2007 0
CFE Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Nasdaq-100 Volatility Index Futures Contracts. CFE-2007-06 07/05/2007 Certified 08/06/2007 0
CFE Submits an updated CFE Fee Schedule. CFE-2007-07 07/05/2007 Certified 07/05/2007 1
CME Changes the threshold requirement for using the CLS Bank for currency deliveries from $50 million to $25 million. CME #07-45 07/11/2007 Certified 07/18/2007 1
CME Removing references to Control Agreemements as a way to secure a membership loan or a trading debit. CME #07-51 07/11/2007 Certified 07/18/2007 1
CME Provides, as required under Regulations 38.5(d), a Nofitication of the Merger of CME Holdings Inc. and CBOT Holdings, Inc, and also Certifies Compliance with the requirements of the CEA and CFTC regulations. 07/12/2007 Certified 05/20/2008 1
CBOT Provides, as required under Regulations 38.5(d), a Nofitication of the Merger of CME Holdings Inc. and CBOT Holdings, Inc, and also Certifies Compliance with the requirements of the CEA and CFTC regulations. 07/12/2007 Certified 05/20/2008 1
ICE US Reduces the time period for determining Sugar No. 14 futures settlement prices and authorizes staff to perform the settlement function; addresses the different conventions used to place electronic calendar spread orders. NYBOT #07-39 07/12/2007 Certified 07/20/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides arbitration for Sugar No.11 delivery disputes; also increases the any one month position accountability level from 9,000 to 10,000 and the all month combined level from 9,000 to 15,000 Sugar No.11 futures and equivalent contracts. NYBOT #07-40 07/12/2007 Certified 08/03/2007 On 09/03/07 NYBT was renamed ICE US 1
CBOT Augments existing Rulebook Chapter 1 with respect to CBOT government provisions. CBOT #2806.01 07/13/2007 Certified 07/30/2007 1
CBOT Provides the Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws of the Board of Trade of the City of Chicago, Inc. CBOT #2807.01 07/13/2007 Certified 07/30/2007 1
CME Changes Associated with the Merger of Chicago Mercantile Exchange Holdings Inc. and CBOT Holdings, Inc. 07/13/2007 Certified 07/30/2007 1
NYMEX Increases from 95% of face value to 98%, the value of shares of money market mutual funds deposited by Clearing Members for original margin purposes. NYMEX #07.82 07/13/2007 Certified 08/03/2007 1
CME Issues a Regulatory Advisory (RA-07-04) regarding CME Rules 539 ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited") and 432.D. ("Major Offenses) for options and options spread trading. CME #07-54 07/18/2007 Certified 08/02/2007 1
OCX Accommodates the initiation of the OneChicago Block & EFP Trading System by changes to Acceptable Orders, Execution of Orders and Exchange of Futures for Physical transactions, etc. 07/19/2007 Certified 08/01/2007 1
OCX Permits reporting of block trades and EFP transactions through the OneChicago Block & EFP Trading System and makes conforming amendments to OneChicago Policies: Block Trades, Pre-Execution Discussions and Cross Trades. 07/19/2007 Certified 08/01/2007 1