Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CANTOR Adding Exchange Rule V-13 to spell out the rules specific to participants that trade using electronic trading systems. 06/25/2021 Certified 07/12/2021 1
CANTOR CX is hereby amending its Compliance Manual Addendum on Communications with the CFTC to spell out more explicitly its policies with regard to notification in the event of a market disruption. 06/25/2021 Certified 07/12/2021 2
CANTOR CX is hereby amending its Compliance Manual Addendum on Communications with the CFTC to spell out its policies with regard to changes in Key Personnel. 09/09/2021 Certified 09/23/2021 1
CANTOR Amendment to Addendum to Compliance Manual regarding communications with CFTC 11/12/2021 Certified 11/29/2021 2
CANTOR Amendments to Exchange Rules to recognize corporate name change. 04/05/2022 Certified 04/19/2022 2
CANTOR Change to the voting protocol of the Regulatory Oversight Committee. 04/15/2022 Withdrawn 04/15/2022 1
CANTOR Rule change to modify the voting protocol of the Regulatory Oversight Committee. 04/17/2022 Certified 04/28/2022 1
CANTOR Addition of new Rule II-12 regarding transaction recordkeeping 02/10/2023 Certified 02/27/2023 1
CANTOR Remove rules for defunct incentive programs 02/10/2023 Certified 02/27/2023 4
CANTOR Revisions to automated liquidity provider program 02/10/2023 Certified 02/27/2023 1
CBOT Eliminates Obsolete Reference to CBOT Holdings Class A-2 (Restricted) Shares as the Transfer Restrictions on Series A-2 Stock was lifted. CBOT No. 2758.01 01/23/2007 Certified 01/24/2007 1
CBOT Changes Trading Schedule in Connection with the 2007 Good Friday Exchange Holiday. CBOT No. 2760.01 01/31/2007 Certified 01/31/2007 1
CBOT Revise EMM Program for Denatured Fuel Ethanol Futures. See FILAC No. 07-12. CBOT No. 2752.03 02/14/2007 Certified 03/23/2007 1
CBOT Establishes EMM Program for Dow Jones US Real Estate Index Futures. CBOT No. 2766.01 02/16/2007 Certified 02/20/2007 1
CBOT Establishes "No-Bust" Range for Dow Jones US Real Estate Index Futures. CBOT No. 2767.01 02/16/2007 Certified 02/16/2007 1
CBOT Designates the GIM Market Category and Codify Eligibility for EFS and EFR transactions for 30 Year Interest Rate Swap Futures. CBOT No. 2770.01 02/28/2007 Certified 02/28/2007 1
CBOT Codifies the no-bust range for 30-year interest rate swap futures. CBOT No. 2772.01. 03/15/2007 Certified 03/22/2007 1
CBOT Establish normal trading hours instead of pre-holiday early close times for Metals and Sow Jones-AIG Excess Return Commodity Index contracts. CBOT 2776.1 03/28/2007 Certified 03/29/2007 1
CBOT Good Friday trading schedule. CBOT No. 2779.01. 04/03/2007 Certified 04/04/2007 1
CBOT Establishes e-cbot (electronic) Trading Hours for Mini-Sized Corn, Soybean and Wheat Futures. CBOT No. 2782.01 04/17/2007 Certified 04/17/2007 1
CBOT Provides e-cbot (Electronic) Trading Privileges to Mini-Sized Contract Permit Holders, as well as Open Outcry. CBOT No. 2783.01 04/17/2007 Certified 04/17/2007 1
CBOT Codifies the e-cbot "No-Adjust" Range for CBOT mini-sized Corn, mini-sized Wheat and mini-sized Soybean Futures. CBOT No. 2786.01 05/10/2007 Certified 05/10/2007 1
CBOT Establishes Fees for the e-cbot (Electronic) Trading of mini-sized Agricultural Futures CBOT No. 2787.01 05/11/2007 Certified 05/14/2007 1
CBOT Prohibits New Control Agreements for CBOT Holdings Stock (Control Agreements Enables Members to Allow Creditors to Dispose of the Memberships and/or Shares of Stock as Security for Payment of Specified Obligations. CBOT No. 2788.01 05/16/2007 Certified 05/24/2007 1
CBOT Establish a Phased Reduction in the Number of CBOT Holdings Shares which are Required for the Various Categories of Member Firm Registration. CBOT No.2790.01 05/17/2007 Certified 05/25/2007 1
CBOT Details Electronic Market Maker (EMM) Program for CBOT 30-Year Interest Rate Swap Futures. CBOT #2792.01 05/22/2007 Certified 05/30/2007 1
CBOT Removes References to "Class A-3" and "Restricted" Shares of CBOT Holdings, Inc. Stock. CBOT #2793.01 05/23/2007 Certified 05/25/2007 1
CBOT Adds a New Shares Reduction Schedule; Revised Fee Schedule for Agricultural Products CBOT #2794.01 05/23/2007 Certified 05/23/2007 1
CBOT Designates Credit Default Swap ("CDS") Index futures for Block Trading at a Minimum Size of 100 Contracts on an Outright Basis. CBOT Submission 2797.01 06/04/2007 Certified 06/15/2007 1
CBOT Adds Credit Default Swap Index Futures to the list of contracts eligible to be traded as an EFS or EFR. CBOT 2796.01 06/04/2007 Certified 06/07/2007 1
CBOT Changes the Independence Day Holiday Trading Schedule. CBOT #2798.01 06/18/2007 Certified 07/16/2007 1
CBOT Allows Australian traders to be eligible for the CBOT Global Developing Markets Program. CBOT Submission #2799.01 06/19/2007 Certified 07/16/2007 1
CBOT Codifies the e-cbot No-Bust Error Trade Policy for CBOT Credit Default Swap Index futures. CBOT Submission #2800.01 06/22/2007 Certified 06/22/2007 1
CBOT Makes Technical Revisions to the Specifications for CBOT Denatured Fuel Ethonal Forward Month Swaps CBOT #2804.01 06/27/2007 Certified 07/03/2007 1
CBOT Revises the Exhibit I of the e-cbot Message Use Policy CBOT #2805.01 06/28/2007 Certified 06/28/2007 1
CBOT Revises Exchange Fee for Mini-sized Contract Permit Holders in Rough Rice, Establishes a Directed Fungbility fee, and Changes CBOT's List of Regular Facilities for Soybean Oil. CBOT No. 2755.01 01/04/2007 Certified 01/04/2007 0
CBOT Extends Temporary Membership Privileges in 100oz Gold and 5,000 oz Silver Options for Holders of CBOT Series B-4 (IDEM) Membership Status through December 31, 2007. CBOT #2801.01 06/27/2007 Certified 06/27/2007 1
CBOT Extends through December 31, 2007, Temporary Trading Privileges for B-5(COM) Category Individuals for Covered Option Spreads in 100oz Gold and 5,000 oz Silver. CBOT #2802.01 06/27/2007 Certified 06/27/2007 1
CBOT Augments existing Rulebook Chapter 1 with respect to CBOT government provisions. CBOT #2806.01 07/13/2007 Certified 07/30/2007 1
CBOT Provides the Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws of the Board of Trade of the City of Chicago, Inc. CBOT #2807.01 07/13/2007 Certified 07/30/2007 1
CBOT Converting shares of CBOT Holdings, Inc. into shares of CME Group Inc and amending the Share Registration Requirements. CBOT #2810.01 07/24/2007 Certified 07/30/2007 1
CBOT Amends Transaction Fee Schedule to reflect the CME/CBOT Merger. CBOT #2811.01 07/24/2007 Certified 07/30/2007 1
CBOT Sets forth the requirements for eligible business organizations to become member firms of the Exchange. CBOT #2812.01 07/25/2007 Certified 07/25/2007 1
CBOT Revises market maker program for denatured fuel ethanol futures to add new incentives for participants. CBOT 2816.01 08/09/2007 Certified 08/13/2007 1
CBOT Codify the e-cbot "no-bust" range for CBOT 30 Year Interest Rate Swap futures. CBOT #2772.01 03/15/2007 Certified 03/15/2007 1
CBOT Modifies daily settlement procedures for the first two listed quarterly contract months and all intermediate serial months of the 30-Year U.S. Treasury Bond options by reference to electronic trading rather than to open auction trading. CBOT #2820.01 08/28/2007 Certified 08/30/2007 1
CBOT Establishes an ex-pit surcharge applicable to OTC Ethanol Basis Swap products. CBOT #2822.01 09/10/2007 Certified 09/11/2007 1
CBOT Codifies the delegated authority of the Chairman and Vice Chairman of the Board and the Chief Executive Officer, acting together, to make and amend Exchange Rules. CBOT #2823.01 09/20/2007 Certified 01/30/2008 1
CBOT Designates minimum block size threshold of 10 contracts on an outright basis for CBOT Denatured Fuel Ethanol futures. CBOT #2826.01 09/27/2007 Certified 10/08/2007 1
CBOT Establishes temporary membership privileges in CBOT Denatured Fuel Ethanol futures for holders of CBOT Series B-4 (IDEM) Membership status for a period of one year. CBOT #2824.01 09/27/2007 Certified 09/27/2007 1