| CME |
Modifications to the FX Monthly Futures Market Maker Program |
02/13/2023 |
10 Day Review |
02/13/2023 |
|
2 |
| FMX |
Amendments to financial requirements for order entry, Customer minimum margin rule and updated 2024 incentive program. |
03/06/2024 |
10 Day Review |
03/06/2024 |
|
1 |
| COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
1 |
| CBOT |
Modifications to the Eris Swap Futures Block Market Maker Program |
11/19/2024 |
10 Day Review |
11/19/2024 |
|
1 |
| CBOT |
Amendments to Trading at Settlement (TAS) Eligibility table for Certain Spread Transactions in Connection with the Corn, KC HRW Wheat, Soybean, Soybean Meal, and Soybean Oil Futures Contracts. |
11/19/2024 |
10 Day Review |
11/19/2024 |
|
1 |
| BTNL |
Update to Bitnomial Exchange, LLC Rulebook |
11/19/2024 |
10 Day Review |
11/19/2024 |
|
1 |
| NADEX |
Nadex is amending its membership rule in order to include Entities (as defined in Chapter 1 of the Nadex Rulebook) who are validly organized in a Non-US jurisdiction to be eligible for Nadex Membership as a Trading Member. |
11/21/2024 |
10 Day Review |
11/21/2024 |
|
2 |
| CBOT |
Derived Block Eligibility and Decrease of Minimum Price Increment for the Three (3) Bloomberg Credit Futures Contracts for Transactions Submitted for Clearing via CME ClearPort. |
11/21/2024 |
10 Day Review |
11/21/2024 |
|
2 |
| CME |
Derived Block Eligibility and Decrease of Minimum Price Increment for Certain Equity Index Futures Contracts for Transactions Submitted for Clearing via CME ClearPort |
11/21/2024 |
10 Day Review |
11/21/2024 |
|
2 |
| MIAX |
Updating instances of "MFE" to "MIAX Futures" |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
1 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 9 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 10 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 11 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 12 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 13 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 14 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 16 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Nodal Exchange Power Incentive Program 17 |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Electric Power Futures and Options - Broker Incentive Program |
11/25/2024 |
10 Day Review |
11/25/2024 |
|
3 |
| NYMEX |
Modifications to the NYMEX Brent Crude Oil Futures-Style Margin Option Fee Waiver Program |
11/26/2024 |
10 Day Review |
11/26/2024 |
|
1 |
| NYMEX |
Modifications to the NYMEX Micro WTI Crude Oil Options Liquidity Provider Program |
11/26/2024 |
10 Day Review |
11/26/2024 |
|
2 |
| CME |
Modifications to the Weather Volume Incentive Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Japanese Power Fee Waiver Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
1 |
| NYMEX |
Modifications to the NYMEX Micro Crude Oil Liquidity Provider Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Manual Trader Growth Incentive Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| CME |
Modifications to the IPOX Futures Fee Discount Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
1 |
| CME |
Modifications to the E-Mini Trade at Cash Open ("TACO") Futures Market Maker Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Modifications to the Gateway to NYMEX Oil Options Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Modifications to the Gateway to NYMEX Gas Options Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| CBOT |
Modifications to the Deferred 30-Day Federal Fund Futures Market Maker Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
1 |
| CBOT |
Modifications to the Electronic Treasury Options Market Maker Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
1 |
| CME |
Modifications to the Micro E-mini Options Market Maker Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| CBOT |
Modifications to the Yield Futures Market Maker Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
1 |
| CME |
Modifications to the Nasdaq Veles California Water Index Futures Market Maker Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| BTNL |
Bitnomial Exchange, LLC Incentive Programs Update |
12/03/2024 |
10 Day Review |
12/03/2024 |
|
2 |
| KEX |
Kalshi is amending it's rulebook to include rules regarding pre-execution communications and request for quote ("RFQ") order functionality. |
09/11/2024 |
90 Day Review |
09/24/2024 |
Stayed on 9/24/2024 - 90 day review ends on 12/23/2024 |
3 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| NYLIFFE |
Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request |
07/21/2008 |
Approved |
08/21/2008 |
|
1 |
| ELX |
Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). |
07/06/2009 |
Approved |
10/06/2009 |
Self-Certified on 7/6/2009 - Approved on 10/6/2009 |
2 |
| CANTOR |
Adopts Cantor Futures Exchange, L.P. Rules |
04/20/2010 |
Approved |
04/20/2010 |
|
1 |
| TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
| MIAX |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| CBOT |
Extend electronic trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| KCBT |
Extend trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| MIAX |
Extend trading hours. |
05/18/2012 |
Approved |
05/18/2012 |
|
1 |
| MIAX |
Amendment to Regulation 2011.00 is to amend the opening time for the open outcry venue in response to the recently implemented extended wheat futures and options contracts electronic trading hours on trading days released under USDA reports. |
05/30/2012 |
Approved |
06/08/2012 |
|
2 |
| MIAX |
Amending Regulation 2011.00 - Hours of Trading |
06/06/2012 |
Approved |
06/08/2012 |
|
2 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction and Revision to the cover page of the OneChicago Rulebook. |
08/06/2012 |
Approved |
08/21/2012 |
|
1 |
