| CME |
Modifications to the FX Monthly Futures Market Maker Program |
02/13/2023 |
10 Day Review |
02/13/2023 |
|
2 |
| FMX |
Amendments to financial requirements for order entry, Customer minimum margin rule and updated 2024 incentive program. |
03/06/2024 |
10 Day Review |
03/06/2024 |
|
1 |
| COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
1 |
| MIAX |
Rule Amendments |
03/24/2025 |
10 Day Review |
03/24/2025 |
|
1 |
| NYMEX |
Implementation of the NYMEX Bakken Crude Fee Waiver Program |
03/25/2025 |
10 Day Review |
03/25/2025 |
|
1 |
| MIAX |
Addition of new fee Rule 2.4.4. |
03/25/2025 |
10 Day Review |
03/25/2025 |
|
1 |
| CBOT |
Implementation of the Hard Red Spring Wheat Commercial Incentive Program |
03/26/2025 |
10 Day Review |
03/26/2025 |
|
0 |
| CBOT |
Implementation of the Hard Red Spring Wheat Futures & Options Market-Wide Fee Incentive Program |
03/26/2025 |
10 Day Review |
03/26/2025 |
|
1 |
| CBOT |
Implementation of the Hard Red Spring Wheat Futures Market Maker Program |
03/26/2025 |
10 Day Review |
03/26/2025 |
|
1 |
| CBOT |
Implementation of the Hard Red Spring Wheat Options Market Maker Program |
03/26/2025 |
10 Day Review |
03/26/2025 |
|
1 |
| CFE |
Broker Event Sponsorship Incentive Program |
03/27/2025 |
10 Day Review |
03/27/2025 |
|
2 |
| CME |
Amendments to CME Rulebook Chapter 13 ("Spot FX Transactions") in Connection with the Introduction of FX Spot+ |
03/28/2025 |
10 Day Review |
03/28/2025 |
|
1 |
| COIN |
Modifications to Crypto Market Maker Program |
04/03/2025 |
10 Day Review |
04/03/2025 |
|
2 |
| COIN |
Adding new products as block eligible |
04/03/2025 |
10 Day Review |
04/03/2025 |
|
1 |
| FMX |
FMX Futures Exchange will implement temporary adjustments to the quoting requirements of the Three-Month SOFR Futures contract (FS3) Market Maker Incentive Program ("MMIP") in accordance with FMX Rule VI-1 and Exhibit A to the MMIP. |
04/04/2025 |
10 Day Review |
04/04/2025 |
|
1 |
| CME |
Modifications to the Asia Retail Equity Options Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
2 |
| CME |
Modifications to the BTIC on Nikkei Futures Market Maker Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
1 |
| CME |
Modifications to the Micro Nikkei Futures Market Maker Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
2 |
| CBOT |
Modifications to the Agriculture Calendar Spread Options Incentive Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
1 |
| CME |
Modifications to the Options on Equity Sector Futures Market Maker Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
2 |
| CBOT |
Modifications to the Options on Equity Sector Futures Market Maker Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
1 |
| CME |
Modifications to the Options on S&P 500 Annual Dividend Futures Market Maker Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
2 |
| CME |
Modifications to the E-mini Options Overnight Market Maker Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
2 |
| CME |
Modifications to the E-mini S&P 500 ESG Index Futures Market Maker Program |
04/08/2025 |
10 Day Review |
04/08/2025 |
|
2 |
| KEX |
Kalshi is amending it's rulebook to include rules regarding pre-execution communications and request for quote ("RFQ") order functionality. |
09/11/2024 |
90 Day Review |
09/24/2024 |
Stayed on 9/24/2024 - 90 day review ends on 12/23/2024 |
3 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| NYLIFFE |
Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request |
07/21/2008 |
Approved |
08/21/2008 |
|
1 |
| ELX |
Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). |
07/06/2009 |
Approved |
10/06/2009 |
Self-Certified on 7/6/2009 - Approved on 10/6/2009 |
2 |
| CANTOR |
Adopts Cantor Futures Exchange, L.P. Rules |
04/20/2010 |
Approved |
04/20/2010 |
|
1 |
| TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
| MIAX |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| CBOT |
Extend electronic trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| KCBT |
Extend trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| MIAX |
Extend trading hours. |
05/18/2012 |
Approved |
05/18/2012 |
|
1 |
| MIAX |
Amendment to Regulation 2011.00 is to amend the opening time for the open outcry venue in response to the recently implemented extended wheat futures and options contracts electronic trading hours on trading days released under USDA reports. |
05/30/2012 |
Approved |
06/08/2012 |
|
2 |
| MIAX |
Amending Regulation 2011.00 - Hours of Trading |
06/06/2012 |
Approved |
06/08/2012 |
|
2 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction and Revision to the cover page of the OneChicago Rulebook. |
08/06/2012 |
Approved |
08/21/2012 |
|
1 |
| ICE US |
The Exchange is adopting new rules and amendments in connection with the issuance of Commission Regulations 38.151 and 38.152, the anticipated end of open-outcry trading on the Exchange and to delete obsolete provisions. ICE US #12-44 |
08/03/2012 |
Approved |
08/21/2012 |
|
1 |
| CDE |
Rule 614 - Consent to Exchange Jurisdiction. ERISDCM #2012-11 |
08/03/2012 |
Approved |
08/21/2012 |
|
1 |
| CME |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| CBOT |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| NYMEX |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| COMEX |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| MIAX |
Clarify the jurisdiction authority of the Exchange over any person initiating or executing a transaction on or subject to the rules of the Exchange directly or through an intermediary. |
08/08/2012 |
Approved |
08/21/2012 |
|
1 |
| NFX |
Request for Expedited Approval: Consent to Jurisdiction. NFX #2012-22 |
08/14/2012 |
Approved |
08/21/2012 |
|
1 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction |
08/29/2012 |
Approved |
09/27/2012 |
|
1 |
| CME |
Change to CME USD Denominated Ibovespa futures trading hours on the last trading day and a change in the timing of the 3-hour final settlement price determination window for CME USD Denominated Ibovespa futures. CME #12-446 |
12/04/2012 |
Approved |
12/12/2012 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 |
07/10/2013 |
Approved |
11/14/2013 |
|
1 |
