| CME |
Modifications to the FX Monthly Futures Market Maker Program |
02/13/2023 |
10 Day Review |
02/13/2023 |
|
2 |
| FMX |
Amendments to financial requirements for order entry, Customer minimum margin rule and updated 2024 incentive program. |
03/06/2024 |
10 Day Review |
03/06/2024 |
|
1 |
| COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
1 |
| CME |
Extension of the BTIC on Nikkei 225 Fee Discount Program |
07/09/2024 |
10 Day Review |
07/09/2024 |
|
1 |
| CME |
Extension of the FX Options Large Trade Discount Program |
07/09/2024 |
10 Day Review |
07/09/2024 |
|
1 |
| CME |
Extension of the Micro Cryptocurrency Options Market-Wide Fee Discount Program |
07/09/2024 |
10 Day Review |
07/09/2024 |
|
1 |
| CME |
Extension of the Cryptocurrency Futures and Options Block and EFRP Program |
07/09/2024 |
10 Day Review |
07/09/2024 |
|
1 |
| ICE US |
Amendment to Summary Access Denial Process |
07/09/2024 |
10 Day Review |
07/09/2024 |
|
1 |
| NODAL |
Nodal Rule 9.11.2 is being updated to reflect requirements for non-U.S. Participants and Customers organized or located in the United Kingdom. |
07/09/2024 |
10 Day Review |
07/09/2024 |
|
2 |
| CME |
Modifications to the FTIIE Futures Globex Market Maker Program |
07/10/2024 |
10 Day Review |
07/10/2024 |
|
2 |
| NODAL |
amendments to the Nodal Exchange Open Interest Program 1 |
07/10/2024 |
10 Day Review |
07/10/2024 |
|
3 |
| CBOT |
Implementation of the Eris ICS Market Maker Program |
07/10/2024 |
10 Day Review |
07/10/2024 |
|
1 |
| CME |
Modifications to the Emerging Markets and Scandi Market Maker Program |
07/11/2024 |
10 Day Review |
07/11/2024 |
|
2 |
| CME |
Modifications to the S&P MidCap 400 and S&P SmallCap 600 Futures Market Maker Program |
07/11/2024 |
10 Day Review |
07/11/2024 |
|
2 |
| CBOT |
Modifications to the Grain & Oilseed Deferred Futures Contract Volume Incentive Program |
07/12/2024 |
10 Day Review |
07/12/2024 |
|
1 |
| NYMEX |
Modifications to the NYMEX Refined Products Liquidity Provider Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
2 |
| CBOT |
Modifications to the Yield Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
1 |
| CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
1 |
| CME |
Modifications to the Bitcoin Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
2 |
| CME |
Modifications to the Ether Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
2 |
| CME |
Modifications to the Micro Ether Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
2 |
| CME |
Extension of the Ether/Bitcoin Ratio Futures Market-Wide Fee Discount Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
1 |
| CME |
Extension of the Micro Cryptocurrency Futures Market-Wide Fee Discount Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
1 |
| CME |
Modifications to the Lumber Futures Volume Incentive Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
1 |
| CME |
Modifications to the Ether/Bitcoin Ratio Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
2 |
| CME |
Modifications to the Micro Bitcoin Euro and Micro Ether Euro Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Carbon Futures Liquidity Provider Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
2 |
| NYMEX |
Implementation of the NYMEX European Union Allowance (EUA) Market Maker Program |
07/16/2024 |
10 Day Review |
07/16/2024 |
|
2 |
| CME |
Implementation of the Scandi Futures Volume Incentive Program |
07/16/2024 |
10 Day Review |
07/16/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Micro Natural Gas Futures Liquidity Provider Program |
07/16/2024 |
10 Day Review |
07/16/2024 |
|
2 |
| CME |
Modifications to the E-mini Russell 1000 Index Futures Market Maker Program |
07/16/2024 |
10 Day Review |
07/16/2024 |
|
2 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| NYLIFFE |
Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request |
07/21/2008 |
Approved |
08/21/2008 |
|
1 |
| ELX |
Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). |
07/06/2009 |
Approved |
10/06/2009 |
Self-Certified on 7/6/2009 - Approved on 10/6/2009 |
2 |
| CANTOR |
Adopts Cantor Futures Exchange, L.P. Rules |
04/20/2010 |
Approved |
04/20/2010 |
|
1 |
| TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
| MGE |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| CBOT |
Extend electronic trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| KCBT |
Extend trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| MGE |
Extend trading hours. |
05/18/2012 |
Approved |
05/18/2012 |
|
1 |
| MGE |
Amendment to Regulation 2011.00 is to amend the opening time for the open outcry venue in response to the recently implemented extended wheat futures and options contracts electronic trading hours on trading days released under USDA reports. |
05/30/2012 |
Approved |
06/08/2012 |
|
2 |
| MGE |
Amending Regulation 2011.00 - Hours of Trading |
06/06/2012 |
Approved |
06/08/2012 |
|
2 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction and Revision to the cover page of the OneChicago Rulebook. |
08/06/2012 |
Approved |
08/21/2012 |
|
1 |
| ICE US |
The Exchange is adopting new rules and amendments in connection with the issuance of Commission Regulations 38.151 and 38.152, the anticipated end of open-outcry trading on the Exchange and to delete obsolete provisions. ICE US #12-44 |
08/03/2012 |
Approved |
08/21/2012 |
|
1 |
| CDE |
Rule 614 - Consent to Exchange Jurisdiction. ERISDCM #2012-11 |
08/03/2012 |
Approved |
08/21/2012 |
|
1 |
| CME |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| CBOT |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| NYMEX |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
