Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 07/10/2013 Approved 11/14/2013 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 07/10/2013 Approved 11/14/2013 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 07/10/2013 Approved 11/14/2013 1
KCBT Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 07/10/2013 Approved 11/14/2013 1
CME Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 11/01/2013 Approved 03/31/2014 1
CBOT Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 11/01/2013 Approved 03/31/2014 1
NYMEX Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 11/01/2013 Approved 03/31/2014 1
COMEX Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 11/01/2013 Approved 03/31/2014 1
KCBT Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 11/01/2013 Approved 03/31/2014 1
CME Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products 12/20/2016 Approved 02/03/2017 1
CBOT Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products 12/20/2016 Approved 02/03/2017 1
NYMEX Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products 12/20/2016 Approved 02/03/2017 1
COMEX Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products 12/20/2016 Approved 02/03/2017 1
CME Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. 01/27/2021 Approved 03/12/2021 5
CBOT Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. 01/27/2021 Approved 03/12/2021 5
NYMEX Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. 01/27/2021 Approved 03/12/2021 5
COMEX Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. 01/27/2021 Approved 03/12/2021 5
MIAX Rule amendments to position limits for the HRSW Contract 04/12/2021 Approved 05/21/2021 2
CME Change in Trading Hours on Tuesday, January 2, 2007, for the Declared National Day of Mourning for Former President Gerald Ford. CME No. 06-120 01/02/2007 Certified 01/02/2007 1
NFX Delegates Authority to Executive Committee; Eliminates Admissions, Margin and Commodity Floor Procedure Committees, and Adds Audit Committee; Delegates Former Admissions Committee Functions to Executive Committee and Exchange Staff. PBOT No. SR-PBOT-2007 01/03/2007 Certified 02/15/2007 1
NYMEX Transfers Trading of New Six Soft Contracts to Globex and Deletes Electronic Trading Error Trade Procedures for Softs as will be Replaced by CME Error Trade Rules. See CME Submission #07-18. NYMEX No. 07.01 01/04/2007 Certified 01/04/2007 1
NADEX Removes All Rules Relating to Type of HedgeStreet Contract Formally Referred to as "Fixed Payout Hedgelet Contracts". 01/04/2007 Certified 01/19/2007 1
NYMEX Adopts a Block Trade Rule and Limits it to Trading Brent-TI Spreads. NYMEX Number 07.03. 01/04/2007 Certified 01/05/2007 1
CCFE Amends Block Trade Rule to Remove Limitation on Trades to Allow Non-ECPs to Trade by Block Trades. CCFE No. 07-01 01/04/2007 Certified 01/08/2007 0
CCFE Reverses Changes of 1-04-07 that Allowed Non-ECPS to Do Block Trades (Adding Back that Requirement). See CCFE FILAC No. 07-01 01/08/2007 Certified 01/09/2007 0
CME Revises Globex No Bust Ranges to Add the No Bust Ranges for Newly Listed NYMEX Soft Commodity Products. See NYMEX Submission #07-20. CME No. 07-02 01/05/2007 Certified 01/05/2007 1
NYMEX Adopts Compliance Interpretive Notice 01-07 Regarding Trading in COMEX Metals Contracts and Amendments to Position Limit/Accountability Rules for Certain Cash-Settled COMEX Metals Contracts. NYMEX No. 07.02 01/09/2007 Certified 01/12/2007 1
NYMEX Provides for Direct Submission of EFP Trades by Clearing Members; Summarizes Specific Procedures, and the Form to be Used by Clearing Members. NYMEX No. 07.09 01/19/2007 Certified 01/26/2007 1
CME Revises Error Trade Rule ("Globex No Bust Ranges") to add the NYMEX 3-2-1 PLUS contract. CME 07.05 01/19/2007 Certified 01/22/2007 0
ICE US Notifies and Certifies Change in Ownership Due to ICE Acquiring NYBOT under Regulation 38.5(d). 01/19/2007 Certified 01/22/2007 On 09/03/07 NYBT was renamed ICE US 1
CBOT Eliminates Obsolete Reference to CBOT Holdings Class A-2 (Restricted) Shares as the Transfer Restrictions on Series A-2 Stock was lifted. CBOT No. 2758.01 01/23/2007 Certified 01/24/2007 1
ICE US Establishes a Market Specialist Program for Electronic Trading. NYBOT No. 07-2 01/24/2007 Certified 03/23/2007 On 09/03/07 NYBT was renamed ICE US 1
NADEX Changes the HedgeStreet Trading Hours to 8:00 a.m. - 4:00 p.m. EST Trading Hours Had Been From 9:00 a.m. to 8:00 p.m.). 01/24/2007 Certified 01/24/2007 1
ICE US Authorizes Electronic Trading in All Contracts from the Trading Floor by all Permit Holders, and Conforms Trading Floor Procedures to Side-By-Side Electronic Trading. NYBOT No 07-3 01/25/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
CME Change to Opening Time for Goldman Sachs Commodity Index (GSCI) Contracts. CME No. 07-09 01/24/2007 Certified 01/24/2007 1
NADEX Adopts a New Market Maker Program for DRW, to be Implemented by 3/01/07 01/26/2007 Certified 02/14/2007 0
NADEX Adopts a New Market Maker Program for Susquahanna to be Implemented by 2/01/07 01/26/2007 Certified 02/14/2007 1
NYMEX Allows Block Trading in NYMEX Soft Futures Contracts, with a Minimum Quantity of 100 Lots. NYMEX No. 07-13 01/26/2007 Certified 02/01/2007 1
CME Adds the No-Bust Ranges for the Spot FX and Euroyen Contracts to "Globex No Bust Ranges". CME No. 07-10 01/29/2007 Certified 01/31/2007 1
CBOT Changes Trading Schedule in Connection with the 2007 Good Friday Exchange Holiday. CBOT No. 2760.01 01/31/2007 Certified 01/31/2007 1
MIAX Updates electronic fees. 02/06/2007 Certified 02/06/2007 1
ICE US Conforms Exculpation Rule to Exculpation Provisions in the NYBOT Electronic User Agreement. NYBOT No. 07-4 02/01/2007 Certified 09/17/2007 On 09/03/07 NYBT was renamed ICE US 1
NADEX Amends the Real-Time Account Funding Program - to Extend Greater Credit 02/01/2007 Certified 02/07/2007 1
OCX Permits the Minimum Block Size to be 100 Contracts/Trade, or a Minimum Number of Contracts Equal to 10,000 Shares of the Underlying Security (or Combined Securities as Relevant) for Single Stock Futures that Have Trading Units Greater than 100 Shares. 02/02/2007 Certified 02/02/2007 1
ICE US Changes Duration of Opening Call. NYBOT # 07-05 02/02/2007 Certified 09/06/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Changes the Electronic Trading Hours for all Futures Contracts Currently Listed Except for FCOJ. NYBOT No. 07-6 02/08/2007 Certified 02/09/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Eliminates a Redundant Floor Fine and Permits the Use of Cellular Phones in Areas Outside the Trading Rings. NYBOT No. 07-9 02/08/2007 Certified 02/09/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Notice of Early Closing of Open Outcry Trading for Cotton No. 2, FCOJ and NFC futures and options contracts on February 15, 2007. NYBOT No. 07-10 02/08/2007 Certified 02/08/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provide for the Board or a Subcommittee of the Board to Act Instead of the Executive Committee. NYBOT No. 07-11. 02/08/2007 Certified 02/16/2007 On 09/03/07 NYBT was renamed ICE US 1
NYMEX Make Clear that the Five-Second Standard Uniformly Applies to all Exchange Electronic Trading Venues. NYMEX No. 07.17 02/08/2007 Certified 02/16/2007 1