NADEX |
Adopts a New Market Maker Program for DRW, to be Implemented by 3/01/07 |
01/26/2007 |
Certified |
02/14/2007 |
|
0 |
NADEX |
Adopts a New Market Maker Program for Susquahanna to be Implemented by 2/01/07 |
01/26/2007 |
Certified |
02/14/2007 |
|
1 |
NYMEX |
Allows Block Trading in NYMEX Soft Futures Contracts, with a Minimum Quantity of 100 Lots. NYMEX No. 07-13 |
01/26/2007 |
Certified |
02/01/2007 |
|
1 |
CME |
Adds the No-Bust Ranges for the Spot FX and Euroyen Contracts to "Globex No Bust Ranges". CME No. 07-10 |
01/29/2007 |
Certified |
01/31/2007 |
|
1 |
CBOT |
Changes Trading Schedule in Connection with the 2007 Good Friday Exchange Holiday. CBOT No. 2760.01 |
01/31/2007 |
Certified |
01/31/2007 |
|
1 |
MIAX |
Updates electronic fees. |
02/06/2007 |
Certified |
02/06/2007 |
|
1 |
ICE US |
Conforms Exculpation Rule to Exculpation Provisions in the NYBOT Electronic User Agreement. NYBOT No. 07-4 |
02/01/2007 |
Certified |
09/17/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NADEX |
Amends the Real-Time Account Funding Program - to Extend Greater Credit |
02/01/2007 |
Certified |
02/07/2007 |
|
1 |
OCX |
Permits the Minimum Block Size to be 100 Contracts/Trade, or a Minimum Number of Contracts Equal to 10,000 Shares of the Underlying Security (or Combined Securities as Relevant) for Single Stock Futures that Have Trading Units Greater than 100 Shares. |
02/02/2007 |
Certified |
02/02/2007 |
|
1 |
ICE US |
Changes Duration of Opening Call. NYBOT # 07-05 |
02/02/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Changes the Electronic Trading Hours for all Futures Contracts Currently Listed Except for FCOJ. NYBOT No. 07-6 |
02/08/2007 |
Certified |
02/09/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Eliminates a Redundant Floor Fine and Permits the Use of Cellular Phones in Areas Outside the Trading Rings. NYBOT No. 07-9 |
02/08/2007 |
Certified |
02/09/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Notice of Early Closing of Open Outcry Trading for Cotton No. 2, FCOJ and NFC futures and options contracts on February 15, 2007. NYBOT No. 07-10 |
02/08/2007 |
Certified |
02/08/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Provide for the Board or a Subcommittee of the Board to Act Instead of the Executive Committee. NYBOT No. 07-11. |
02/08/2007 |
Certified |
02/16/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NYMEX |
Make Clear that the Five-Second Standard Uniformly Applies to all Exchange Electronic Trading Venues. NYMEX No. 07.17 |
02/08/2007 |
Certified |
02/16/2007 |
|
1 |
NYMEX |
Clarifies and Make Consistent Across Both Divisions the Recordkeeping Requirements of Members who Execute CTI 3 Orders for Other Members. NYMEX No. 07.18 |
02/08/2007 |
Certified |
02/20/2007 |
|
1 |
NYMEX |
Enables the Use of the Trade Management System (TMS) and Requires Members to Take the Necessary Steps to the Time Deadlines Applicable To TMS For Trade Data Entry And Processing. A Revised submission was filed on 2/9. NYMEX No. 07.22 |
02/08/2007 |
Certified |
03/13/2007 |
|
2 |
CME |
Earlier Sunday Opening Time for CME Foreign Exchange Contracts on CME Globex. CME No. 07-13 |
02/13/2007 |
Certified |
02/13/2007 |
|
1 |
NYMEX |
Amendments to Trading Card Procedures. NYMEX No. 07.23 |
02/13/2007 |
Certified |
02/15/2007 |
|
1 |
CBOT |
Revise EMM Program for Denatured Fuel Ethanol Futures. See FILAC No. 07-12. CBOT No. 2752.03 |
02/14/2007 |
Certified |
03/23/2007 |
|
1 |
NADEX |
Amends MM Program Originally Submitted on 1/26/07 for SIG and DRW. See FILAC No. 07-10 and 07-11 |
02/14/2007 |
Certified |
02/16/2007 |
|
1 |
ICE US |
Resolution Delegating Authority to Set Electronic Trading Hours; Changes ETS Trading Hours and Deletes Specified Electronic Trading Hours Table. NYBOT No. 07-14 |
02/15/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Reduces Electronic Trading Hours for Sugar No. 14. NYBOT No. 07-15 |
02/16/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
CBOT |
Establishes EMM Program for Dow Jones US Real Estate Index Futures. CBOT No. 2766.01 |
02/16/2007 |
Certified |
02/20/2007 |
|
1 |
CBOT |
Establishes "No-Bust" Range for Dow Jones US Real Estate Index Futures. CBOT No. 2767.01 |
02/16/2007 |
Certified |
02/16/2007 |
|
1 |
NYMEX |
Clarifies Procedures Related to Holiday Schedule and Unanticipated Closures. NYMEX No. 07.27 |
02/16/2007 |
Certified |
02/16/2007 |
|
1 |
NYMEX |
Deletes Obsolete Reference to Simultaneous Buying and Selling of Electronic Options on NYMEX. NYMEX No. 07.31 |
02/21/2007 |
Certified |
02/23/2007 |
|
1 |
NYMEX |
Allows the Submission of a Block Trade with a Minimum Quantity of 200 Lots in CL and 100 Lots in HO, RB and NG; and Deletes the IXA Rule as Those Trades will Now be Handled as Block Trades. NYMEX NO. 07.32 |
02/22/2007 |
Certified |
02/26/2007 |
|
1 |
NYMEX |
Permits EFSs for Crude Oil and Heating Oil Futures, Allows TAS trades for the 3rd Contract Month in all Eligible Contracts and Allows REBCO to Trade TAS. (Floor and Globex). NYMEX No. 07.33 |
02/22/2007 |
Certified |
03/02/2007 |
|
1 |
NADEX |
Implements a New Way for the HedgeStreet Trading System to Accept Orders from Market Makers. |
02/27/2007 |
Certified |
03/08/2007 |
|
1 |
ICE US |
Allows the Authority of CEO to be Exercised by President if There is No CEO. NYBOT No. 07-16 |
02/28/2007 |
Certified |
03/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
CBOT |
Designates the GIM Market Category and Codify Eligibility for EFS and EFR transactions for 30 Year Interest Rate Swap Futures. CBOT No. 2770.01 |
02/28/2007 |
Certified |
02/28/2007 |
|
1 |
NYMEX |
Notification of the Migration of Silver Contracts to TMS (the Trade Management System) from the On Line Trade Entry System. NYMEX No. 07.37 |
03/01/2007 |
Certified |
03/01/2007 |
|
0 |
CME |
Removed Rule 152 from Rulebook Since the GOAL (Global Open Access Learning) Permit Program is No Longer Active. CME No. 07-16 |
03/01/2007 |
Certified |
03/02/2007 |
|
1 |
ICE US |
Amended Definition of Business Day to Restrict Business Day to a Day on Which Open Outcry Trading Occurs. NYBOT No. 07-17 |
03/02/2007 |
Certified |
03/07/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
CME |
Adds to the Globex No Bust Range list, the NYMEX CAT Risk, Dry Whey and Carvill Hurricane Index Contracts. CME No. 07-19 |
03/08/2007 |
Certified |
03/08/2007 |
|
1 |
CME |
Eliminates the Term "Arcades" from the "Electronic Corporate Member Transfers" Rule. CME No. 07-20 |
03/08/2007 |
Certified |
03/08/2007 |
|
1 |
ICE US |
Extends the Floor Hours of Sugar No. 11sm and Coffee "C" Contracts; Clarifies the Dublin Floor Re-Opening; Expands Use of a Suspense Account for Account Designation and Adopts Electronic Trading Excessive Usage Charge Messaging Policy. NYBOT No. 07-18 |
03/08/2007 |
Certified |
03/15/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Includes Any Dispute Concerning the Purchase, Sale, Transfer or Ownership of a Membership to the List of Allowable Claims. NYBOT No. 07-20 |
03/08/2007 |
Certified |
03/08/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NYMEX |
Reduces (from 180,000 to 150,000 shares) the Number of NYMEX Holdings Shares to be Maintained by NYMEX Member Firms; and is Only Applicable to NYMEX Division Member Firms. NYMEX No. 07-30 |
03/09/2007 |
Certified |
03/09/2007 |
|
1 |
ICE US |
Change in Exchange and Clearing Fees-- Passout credits not applicable to trades executed electronically. NYBOT No. 07-22. |
03/14/2007 |
Certified |
03/21/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NYMEX |
Migration of gold contracts to TMS (the Trade Management System) from the On Line Trade Entry (OLTE) System. NYMEX No. 07-39. |
03/16/2007 |
Certified |
03/19/2007 |
|
1 |
NYMEX |
Revised procedures regarding the Floor Committee's authority to fine for audit trail offenses, including late submission of data, effective March 19, 2007. Notice to Members No. 07-153. NYMEX No. 07.40. |
03/16/2007 |
Certified |
03/16/2007 |
|
1 |
CBOT |
Codifies the no-bust range for 30-year interest rate swap futures. CBOT No. 2772.01. |
03/15/2007 |
Certified |
03/22/2007 |
|
1 |
ICE US |
Change in open outcry hours for Sugar No. 14. NYBOT No. 07-23 |
03/16/2007 |
Certified |
03/16/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Deletes EFP and EFS reporting and submission procedures from rules and placed in exchange procedures. NYBOT 07-24. See also FILAC #08-05 regarding new reporting procedures. |
03/23/2007 |
Certified |
03/30/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NFX |
Amends rules to reflect new PBOT XL trading system functionality. PBOT 2007-02 |
03/28/2007 |
Certified |
05/23/2007 |
|
1 |
NFX |
Renumbering of Rule 363 to 1500-- Clearing Corporation Rules. PBOT 2007-03. |
03/28/2007 |
Certified |
03/29/2007 |
|
1 |
NFX |
Good Friday closure. PBOT 2007-04. |
03/28/2007 |
Certified |
03/29/2007 |
|
1 |
CBOT |
Establish normal trading hours instead of pre-holiday early close times for Metals and Sow Jones-AIG Excess Return Commodity Index contracts. CBOT 2776.1 |
03/28/2007 |
Certified |
03/29/2007 |
|
1 |