| NADEX |
Extension of HedgeStreet Market Maker Subsidary Pilot Program |
06/20/2007 |
Certified |
06/20/2007 |
|
1 |
| CBOT |
Allows Australian traders to be eligible for the CBOT Global Developing Markets Program. CBOT Submission #2799.01 |
06/19/2007 |
Certified |
07/16/2007 |
|
1 |
| CBOT |
Codifies the e-cbot No-Bust Error Trade Policy for CBOT Credit Default Swap Index futures. CBOT Submission #2800.01 |
06/22/2007 |
Certified |
06/22/2007 |
|
1 |
| NYMEX |
Raises the Clearing Member Minimum Contribution required from $2 million to $2.5 million; in conjunction, the Guaranty Fund is being Increased from $200 million to $250 million. NYMEX Submission 07.76 |
06/21/2007 |
Certified |
06/22/2007 |
|
1 |
| NYMEX |
Requires a 15-Sec. Wait for Options Orders Before a User Can Cross Opposite a Customer; Requires a 15-Sec. Wait for Prearranged Trades before Opposite Order can be Entered; Includes Electronic Trading in Settlement Price Determination. NYMEX No. 07-77 |
06/21/2007 |
Certified |
06/25/2007 |
|
1 |
| NYMEX |
Provides for a New Market Maker Program Pertaining to the Electronic Trading on the CME Globex System of Certain NYMEX and COMEX Options Contracts. CME Submission # 07.78 |
06/21/2007 |
Certified |
08/02/2007 |
|
1 |
| NYMEX |
Lists on Globex Selected Trading Months for Options on Crude Oil, Natural Gas, Gold, and Silver. NYMEX No. 07-79 |
06/21/2007 |
Certified |
06/21/2007 |
|
2 |
| CBOT |
Makes Technical Revisions to the Specifications for CBOT Denatured Fuel Ethonal Forward Month Swaps CBOT #2804.01 |
06/27/2007 |
Certified |
07/03/2007 |
|
1 |
| CBOT |
Revises the Exhibit I of the e-cbot Message Use Policy CBOT #2805.01 |
06/28/2007 |
Certified |
06/28/2007 |
|
1 |
| CBOT |
Revises Exchange Fee for Mini-sized Contract Permit Holders in Rough Rice, Establishes a Directed Fungbility fee, and Changes CBOT's List of Regular Facilities for Soybean Oil. CBOT No. 2755.01 |
01/04/2007 |
Certified |
01/04/2007 |
|
0 |
| CBOT |
Extends Temporary Membership Privileges in 100oz Gold and 5,000 oz Silver Options for Holders of CBOT Series B-4 (IDEM) Membership Status through December 31, 2007. CBOT #2801.01 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| CBOT |
Extends through December 31, 2007, Temporary Trading Privileges for B-5(COM) Category Individuals for Covered Option Spreads in 100oz Gold and 5,000 oz Silver. CBOT #2802.01 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| NYMEX |
Migrates certain products from Globex to the trading floor; products also will be available to be cleared through CPC. NYMEX #07.52 |
06/27/2007 |
Certified |
08/01/2007 |
|
1 |
| ICE US |
Provides for July 4th Holiday Trading Hours. NYBOT #07-38 |
06/28/2007 |
Certified |
06/28/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NFX |
Replaces Market Makers Rule E10, in its Entirety. PBOT 2007-10 |
06/20/2007 |
Certified |
07/18/2007 |
|
1 |
| NFX |
Adopts Notice to Members For Early Closure on July 3, 2007 PBOT #2007-11 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Russell 2000 Volatility Index Futures Contracts. CFE-2007-05 |
07/05/2007 |
Certified |
08/07/2007 |
|
0 |
| CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Nasdaq-100 Volatility Index Futures Contracts. CFE-2007-06 |
07/05/2007 |
Certified |
08/06/2007 |
|
0 |
| CFE |
Submits an updated CFE Fee Schedule. CFE-2007-07 |
07/05/2007 |
Certified |
07/05/2007 |
|
1 |
| CBOT |
Augments existing Rulebook Chapter 1 with respect to CBOT government provisions. CBOT #2806.01 |
07/13/2007 |
Certified |
07/30/2007 |
|
1 |
| CBOT |
Provides the Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws of the Board of Trade of the City of Chicago, Inc. CBOT #2807.01 |
07/13/2007 |
Certified |
07/30/2007 |
|
1 |
| CME |
Changes the threshold requirement for using the CLS Bank for currency deliveries from $50 million to $25 million. CME #07-45 |
07/11/2007 |
Certified |
07/18/2007 |
|
1 |
| CME |
Removing references to Control Agreemements as a way to secure a membership loan or a trading debit. CME #07-51 |
07/11/2007 |
Certified |
07/18/2007 |
|
1 |
| CME |
Changes Associated with the Merger of Chicago Mercantile Exchange Holdings Inc. and CBOT Holdings, Inc. |
07/13/2007 |
Certified |
07/30/2007 |
|
1 |
| ICE US |
Reduces the time period for determining Sugar No. 14 futures settlement prices and authorizes staff to perform the settlement function; addresses the different conventions used to place electronic calendar spread orders. NYBOT #07-39 |
07/12/2007 |
Certified |
07/20/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides arbitration for Sugar No.11 delivery disputes; also increases the any one month position accountability level from 9,000 to 10,000 and the all month combined level from 9,000 to 15,000 Sugar No.11 futures and equivalent contracts. NYBOT #07-40 |
07/12/2007 |
Certified |
08/03/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Increases from 95% of face value to 98%, the value of shares of money market mutual funds deposited by Clearing Members for original margin purposes. NYMEX #07.82 |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
| CBOT |
Converting shares of CBOT Holdings, Inc. into shares of CME Group Inc and amending the Share Registration Requirements. CBOT #2810.01 |
07/24/2007 |
Certified |
07/30/2007 |
|
1 |
| CBOT |
Amends Transaction Fee Schedule to reflect the CME/CBOT Merger. CBOT #2811.01 |
07/24/2007 |
Certified |
07/30/2007 |
|
1 |
| CME |
Provides a bock trade minimum size for a new contract - Commodity Excess Return Futures (CERFs). CME #07-55 |
07/23/2007 |
Certified |
10/10/2007 |
|
1 |
| MIAX |
Clarifies dissemination of information to ownership, conforms to Minnesota statute and to removes non-applicable language. |
07/24/2007 |
Certified |
08/01/2007 |
|
1 |
| CME |
Issues a Regulatory Advisory (RA-07-04) regarding CME Rules 539 ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited") and 432.D. ("Major Offenses) for options and options spread trading. CME #07-54 |
07/18/2007 |
Certified |
08/02/2007 |
|
1 |
| OCX |
Accommodates the initiation of the OneChicago Block & EFP Trading System by changes to Acceptable Orders, Execution of Orders and Exchange of Futures for Physical transactions, etc. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| OCX |
Permits reporting of block trades and EFP transactions through the OneChicago Block & EFP Trading System and makes conforming amendments to OneChicago Policies: Block Trades, Pre-Execution Discussions and Cross Trades. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Supplements filing of 6/27, and confirms that the EFS procedures will be the procedures by which off-exchange trades will be submitted to NYMEX for the CPC service. NYMEX #07.52. |
07/23/2007 |
Certified |
08/01/2007 |
|
1 |
| CBOT |
Sets forth the requirements for eligible business organizations to become member firms of the Exchange. CBOT #2812.01 |
07/25/2007 |
Certified |
07/25/2007 |
|
1 |
| CFE |
Amends the Block Trading rule to clarify provisions about aggregation of orders, prices, and how CFE will review whether block trades are done in accordance with CFE rules. CFE #2007-08 |
07/30/2007 |
Certified |
07/31/2007 |
|
1 |
| CME |
Widens the range of prices available for trading during the post settlement session in pit and board-traded agricultural products. CME #07-60 |
08/01/2007 |
Certified |
08/02/2007 |
|
1 |
| NYMEX |
Prohibits Clearing Members from making cash disbursements to their customers. NYMEX #07-86 |
07/25/2007 |
Certified |
07/25/2007 |
|
1 |
| NYMEX |
Suppliments filings of 6/27 and 7/23; migrating certain products listed on Globex to being listed for trading on the NYMEX trading floor. Procedure used is EFSs under NYMEX Rule 6.21. NYMEX #07.52 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Supplements recent submission of a new market maker program pertaining to the electronic trading on the CME Globex system of certain NYMEX and COMEX options contracts under new NYMEX Rule 11.70. NYMEX #07.78 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Lists the RBOB and Heating Oil Options (currently trading in Open Outcry on the NYMEX trading floor) on CME Globex for trading and on Clearport for Clearing. NYMEX #07-83 |
07/30/2007 |
Certified |
07/30/2007 |
|
1 |
| NYMEX |
Deletes previously allowed block spread for Sweet Crude Oil -Brent Crude Oil Financial Futures, and adds outright block trades in Brent Crude Oil - Financial Futures and the Brent Last Day contract, both with a minimum of 100 contracts. NYMEX #07.89 |
08/02/2007 |
Certified |
08/06/2007 |
|
1 |
| ICE US |
Allows NYBOT Permit Holders to execute trades electronically on and off the trading floor and Offers an Exchange Fee Incentive Program for CME Traders of Russell Contracts; also Delisting of Pulp Options. NYBOT #07-43 |
08/01/2007 |
Certified |
08/02/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| USFE |
Amends Rules 312 and 404 to establish a new market model: USFE will designate a number of competing MMs who will be entitled to priority execution of a certain percentage of their orders in exchange for undertaking specified MM obligations. |
08/08/2007 |
Certified |
08/20/2007 |
|
1 |
| CCFE |
Amends market maker program to allow additional market makers (in addtion to Trading Privilege Holders and Clearing Members), and requires market makers to abide by Exchange rules. CCFE #07-11 |
08/09/2007 |
Certified |
08/08/2007 |
|
1 |
| CBOT |
Revises market maker program for denatured fuel ethanol futures to add new incentives for participants. CBOT 2816.01 |
08/09/2007 |
Certified |
08/13/2007 |
|
1 |
| CBOT |
Codify the e-cbot "no-bust" range for CBOT 30 Year Interest Rate Swap futures. CBOT #2772.01 |
03/15/2007 |
Certified |
03/15/2007 |
|
1 |
| USFE |
Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 |
08/15/2007 |
Certified |
08/22/2007 |
|
1 |
| ICE US |
Deletes Block Trade reporting and submission procedures from the Rulebook and puts them in Exchange procedures; Expands the products for which Block Trades are permissible to include agriculturals. NYBOT #07-46 |
08/14/2007 |
Certified |
09/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
