Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOT Revises Exchange Fee for Mini-sized Contract Permit Holders in Rough Rice, Establishes a Directed Fungbility fee, and Changes CBOT's List of Regular Facilities for Soybean Oil. CBOT No. 2755.01 01/04/2007 Certified 01/04/2007 0
CBOT Extends Temporary Membership Privileges in 100oz Gold and 5,000 oz Silver Options for Holders of CBOT Series B-4 (IDEM) Membership Status through December 31, 2007. CBOT #2801.01 06/27/2007 Certified 06/27/2007 1
CBOT Extends through December 31, 2007, Temporary Trading Privileges for B-5(COM) Category Individuals for Covered Option Spreads in 100oz Gold and 5,000 oz Silver. CBOT #2802.01 06/27/2007 Certified 06/27/2007 1
NYMEX Migrates certain products from Globex to the trading floor; products also will be available to be cleared through CPC. NYMEX #07.52 06/27/2007 Certified 08/01/2007 1
ICE US Provides for July 4th Holiday Trading Hours. NYBOT #07-38 06/28/2007 Certified 06/28/2007 On 09/03/07 NYBT was renamed ICE US 1
NFX Replaces Market Makers Rule E10, in its Entirety. PBOT 2007-10 06/20/2007 Certified 07/18/2007 1
NFX Adopts Notice to Members For Early Closure on July 3, 2007 PBOT #2007-11 06/27/2007 Certified 06/27/2007 1
CFE Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Russell 2000 Volatility Index Futures Contracts. CFE-2007-05 07/05/2007 Certified 08/07/2007 0
CFE Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Nasdaq-100 Volatility Index Futures Contracts. CFE-2007-06 07/05/2007 Certified 08/06/2007 0
CFE Submits an updated CFE Fee Schedule. CFE-2007-07 07/05/2007 Certified 07/05/2007 1
CBOT Augments existing Rulebook Chapter 1 with respect to CBOT government provisions. CBOT #2806.01 07/13/2007 Certified 07/30/2007 1
CBOT Provides the Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws of the Board of Trade of the City of Chicago, Inc. CBOT #2807.01 07/13/2007 Certified 07/30/2007 1
CME Changes the threshold requirement for using the CLS Bank for currency deliveries from $50 million to $25 million. CME #07-45 07/11/2007 Certified 07/18/2007 1
CME Removing references to Control Agreemements as a way to secure a membership loan or a trading debit. CME #07-51 07/11/2007 Certified 07/18/2007 1
CME Changes Associated with the Merger of Chicago Mercantile Exchange Holdings Inc. and CBOT Holdings, Inc. 07/13/2007 Certified 07/30/2007 1
ICE US Reduces the time period for determining Sugar No. 14 futures settlement prices and authorizes staff to perform the settlement function; addresses the different conventions used to place electronic calendar spread orders. NYBOT #07-39 07/12/2007 Certified 07/20/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides arbitration for Sugar No.11 delivery disputes; also increases the any one month position accountability level from 9,000 to 10,000 and the all month combined level from 9,000 to 15,000 Sugar No.11 futures and equivalent contracts. NYBOT #07-40 07/12/2007 Certified 08/03/2007 On 09/03/07 NYBT was renamed ICE US 1
NYMEX Increases from 95% of face value to 98%, the value of shares of money market mutual funds deposited by Clearing Members for original margin purposes. NYMEX #07.82 07/13/2007 Certified 08/03/2007 1
CBOT Converting shares of CBOT Holdings, Inc. into shares of CME Group Inc and amending the Share Registration Requirements. CBOT #2810.01 07/24/2007 Certified 07/30/2007 1
CBOT Amends Transaction Fee Schedule to reflect the CME/CBOT Merger. CBOT #2811.01 07/24/2007 Certified 07/30/2007 1
CME Provides a bock trade minimum size for a new contract - Commodity Excess Return Futures (CERFs). CME #07-55 07/23/2007 Certified 10/10/2007 1
MGE Clarifies dissemination of information to ownership, conforms to Minnesota statute and to removes non-applicable language. 07/24/2007 Certified 08/01/2007 1
CME Issues a Regulatory Advisory (RA-07-04) regarding CME Rules 539 ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited") and 432.D. ("Major Offenses) for options and options spread trading. CME #07-54 07/18/2007 Certified 08/02/2007 1
OCX Accommodates the initiation of the OneChicago Block & EFP Trading System by changes to Acceptable Orders, Execution of Orders and Exchange of Futures for Physical transactions, etc. 07/19/2007 Certified 08/01/2007 1
OCX Permits reporting of block trades and EFP transactions through the OneChicago Block & EFP Trading System and makes conforming amendments to OneChicago Policies: Block Trades, Pre-Execution Discussions and Cross Trades. 07/19/2007 Certified 08/01/2007 1
NYMEX Supplements filing of 6/27, and confirms that the EFS procedures will be the procedures by which off-exchange trades will be submitted to NYMEX for the CPC service. NYMEX #07.52. 07/23/2007 Certified 08/01/2007 1
CBOT Sets forth the requirements for eligible business organizations to become member firms of the Exchange. CBOT #2812.01 07/25/2007 Certified 07/25/2007 1
CFE Amends the Block Trading rule to clarify provisions about aggregation of orders, prices, and how CFE will review whether block trades are done in accordance with CFE rules. CFE #2007-08 07/30/2007 Certified 07/31/2007 1
CME Widens the range of prices available for trading during the post settlement session in pit and board-traded agricultural products. CME #07-60 08/01/2007 Certified 08/02/2007 1
NYMEX Prohibits Clearing Members from making cash disbursements to their customers. NYMEX #07-86 07/25/2007 Certified 07/25/2007 1
NYMEX Suppliments filings of 6/27 and 7/23; migrating certain products listed on Globex to being listed for trading on the NYMEX trading floor. Procedure used is EFSs under NYMEX Rule 6.21. NYMEX #07.52 07/31/2007 Certified 08/01/2007 1
NYMEX Supplements recent submission of a new market maker program pertaining to the electronic trading on the CME Globex system of certain NYMEX and COMEX options contracts under new NYMEX Rule 11.70. NYMEX #07.78 07/31/2007 Certified 08/01/2007 1
NYMEX Lists the RBOB and Heating Oil Options (currently trading in Open Outcry on the NYMEX trading floor) on CME Globex for trading and on Clearport for Clearing. NYMEX #07-83 07/30/2007 Certified 07/30/2007 1
NYMEX Deletes previously allowed block spread for Sweet Crude Oil -Brent Crude Oil Financial Futures, and adds outright block trades in Brent Crude Oil - Financial Futures and the Brent Last Day contract, both with a minimum of 100 contracts. NYMEX #07.89 08/02/2007 Certified 08/06/2007 1
ICE US Allows NYBOT Permit Holders to execute trades electronically on and off the trading floor and Offers an Exchange Fee Incentive Program for CME Traders of Russell Contracts; also Delisting of Pulp Options. NYBOT #07-43 08/01/2007 Certified 08/02/2007 On 09/03/07 NYBT was renamed ICE US 1
USFE Amends Rules 312 and 404 to establish a new market model: USFE will designate a number of competing MMs who will be entitled to priority execution of a certain percentage of their orders in exchange for undertaking specified MM obligations. 08/08/2007 Certified 08/20/2007 1
CCFE Amends market maker program to allow additional market makers (in addtion to Trading Privilege Holders and Clearing Members), and requires market makers to abide by Exchange rules. CCFE #07-11 08/09/2007 Certified 08/08/2007 1
CBOT Revises market maker program for denatured fuel ethanol futures to add new incentives for participants. CBOT 2816.01 08/09/2007 Certified 08/13/2007 1
CBOT Codify the e-cbot "no-bust" range for CBOT 30 Year Interest Rate Swap futures. CBOT #2772.01 03/15/2007 Certified 03/15/2007 1
USFE Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 08/15/2007 Certified 08/22/2007 1
ICE US Deletes Block Trade reporting and submission procedures from the Rulebook and puts them in Exchange procedures; Expands the products for which Block Trades are permissible to include agriculturals. NYBOT #07-46 08/14/2007 Certified 09/05/2007 On 09/03/07 NYBT was renamed ICE US 1
CCFE Corrects a typographical error found in the previously submitted marked copy of Rule 309. CCFE #07-11 08/14/2007 Certified 08/08/2007 1
NYMEX Amends Exchange User License Agreement and Schedule B to incorporate reference to additional trade types regarding NYMEX ClearPort Clearing Services. NYMEX #07.97 08/17/2007 Certified 08/22/2007 1
NYMEX Amends EFP, EFS and EOO procedures, and addresses the ability of market participants to post the transactions on NYMEX ClearPort Clearing. NYMEX #07.100 08/17/2007 Certified 08/22/2007 1
ICE US Clarifies certain fee discounts that became applicable as result of the acquisition of the Exchange by the IntercontinentalExchange, Inc. NYBOT #07-48 08/17/2007 Certified 11/02/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Eliminates Clearing Member requirement to retain 2 FINEX Trading permits; eliminates lessee and lessor rates exchange fees provision; transfers to staff the authority to determine daily price limits, and changes in the minimum tick size. NYBOT #07-44 08/14/2007 Certified 08/24/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides for the Russell 2000 Market Maker Programs, Floor Member/Market Maker/Volume Transition Program and amendments to the Incentive Fee program. NYBOT #07-47 08/14/2007 Certified 08/24/2007 On 09/03/07 NYBT was renamed ICE US 1
CME Permits trading of options on E-mini S&P 500 futures via open outcry in a specific spread trade against regular options on S&P 500 futures. CME #07-64 08/08/2007 Certified 08/14/2007 1
ICE US Amends Bylaws to allow changes to terms and conditions beyond the current 24 months even if the contract has open interest. NYBT #07-45 08/14/2007 Certified 08/24/2007 On 09/03/07 NYBT was renamed ICE US 1
CME Provides a Regulatory Advisory updating requirements for workstation operator identifiers on CME Globex Orders entered through CME iLink Connections. CME #07-66 08/21/2007 Certified 10/01/2007 1