NYMEX |
Clarifies the "first" and "second" parties who engage in pre-execution discussions; Deletes references to NYMEX ACCESS in Rule 11.57A. NYMEX #07.132 |
12/05/2007 |
Certified |
12/11/2007 |
|
1 |
USFE |
Adopts Minimum Order Size and Error Trade rules for the trading of binary options contracts. USFE #07-14 |
12/05/2007 |
Certified |
12/11/2007 |
|
1 |
NYMEX |
Implements Globex trading for certain spread options products that had been traded solely on the trading floor. NYMEX # 07.134 |
12/06/2007 |
Certified |
12/11/2007 |
|
1 |
ICE US |
Allows the use of ICEBlock to register block trades for products that trade electronically; and Expands the use of the block trade procedures to the ICE agricultural contracts. ICE US #07-74 |
12/06/2007 |
Certified |
12/07/2007 |
|
1 |
CFE |
Extends CFE's Trading Privilege Holder Permit Program for an additional year. CFE #2007-13 |
12/12/2007 |
Certified |
12/12/2007 |
|
1 |
CME |
Harmonizes legacy CME Flex Option Procedures with practices of the CBOT legacy products. CME #07-106 |
12/12/2007 |
Certified |
12/26/2007 |
|
1 |
CBOT |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CBOT #07-104 |
12/12/2007 |
Certified |
01/30/2008 |
|
1 |
CME |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CME #07-104 |
12/12/2007 |
Certified |
01/30/2007 |
|
1 |
CBOT |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CBOT #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
CME |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CME #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
ICE US |
Eliminates the requirement that Block Trades be priced within the no cancellation range ("NCR") for the particular commodity. ICE US #07-76 |
12/14/2007 |
Certified |
12/27/2007 |
|
1 |
ICE US |
Delegates to the ICE US president the authority to make amendments for certain matters that are administrative in nature. ICE US #07-77 |
12/14/2007 |
Certified |
12/27/2007 |
|
1 |
CBOT |
Revises CBOT Fees Schedules to update member firm terminology as part of the CBOT/CME Rulebook harmonization. CBOT #2851.01 |
12/17/2007 |
Certified |
12/17/2007 |
|
1 |
ICE US |
Extends the benefits of cross margining programs between ICE US and Options Clearing Corp to non-members of ICE US (for Russell Index products cleared at ICE Clear US with options and ETFs on the Russell Indexes cleared at OCC). ICE US #07-79 |
12/17/2007 |
Certified |
12/28/2007 |
|
1 |
ICE US |
Extends Trade at Settlement (TAS) orders to the Russell futures contracts which are traded electronically. ICE US #Supp 07-67 |
12/17/2007 |
Certified |
12/17/2007 |
|
1 |
CBOT |
Revises trading hours for CBOT Stock Index contracts to harmonize trading hours for the Dow Jones Index contracts with those of other CME Group equity index contracts. CBOT #2852.01 |
12/18/2007 |
Certified |
12/18/2007 |
|
1 |
ICE US |
Permits the entry and execution of Stop-Limit Orders on the electronic trading system. ICE US #07-82 |
12/19/2007 |
Certified |
01/07/2008 |
|
1 |
CBOT |
Extends through 6/30/08, temporary membership privileges in 100oz Gold and 5000oz Silver options for holders of CBOT Series B-4. CBOT #2854.01 |
12/19/2007 |
Certified |
12/19/2007 |
|
1 |
CBOT |
Extends through 6/30/08, temporary membership privileges with respect to covered option spreads in 100oz Gold and 5000oz Silver contracts for holders of CBOT Series B-5 Membership status. CBOT #2855.01 |
12/19/2007 |
Certified |
12/19/2007 |
|
1 |
CBOT |
Provides for an Incentive Program for Swap Futures. CBOT #2853.01. See also CBOT #2853.02 |
12/20/2007 |
Certified |
01/11/2008 |
|
1 |
CBOT |
Provides for Market Making Program for CBOT Swap Futures. CBOT #2853.02 |
12/20/2007 |
Certified |
01/11/2008 |
|
1 |
CME |
Changes daily settlement price determination procedures to a volume-weighted average price ("VWAP") instead of the current provisions of Rule 813 - Settlement Price CME #07-110R |
12/20/2007 |
Certified |
01/02/2008 |
|
1 |
CFE |
Provides for: (i) a min. Block Trade size for trades with legs in multiple contract months when exclusively for the purchase (or sale) of a single VIX contract ("strip"); and (ii) the min. contract size for each leg of the strip. CFE # CFE-2007-14 |
12/20/2007 |
Certified |
01/03/2008 |
|
1 |
CCFE |
Amendments to modify order procedures; define the effective date of position limits; and increase the position limits for Options on Sulfur Financial Instrument futures contracts. CCFE #07-21 |
12/18/2007 |
Certified |
03/03/2008 |
|
1 |
NYMEX |
Transfers responsibility for review of appeal requests in relation to summary fines issued for failure of a floor order ticket review from Compliance Review to Business Conduct Committee. NYMEX #07.144 |
12/20/2007 |
Certified |
12/27/2007 |
|
1 |
NYMEX |
Places responsibility on a Member or Member Firm to pay restitution resulting from violative trading conduct by a Member or Member Firm's employee in the event of non-payment by that employee. NYMEX #07.145 |
12/20/2007 |
Certified |
12/27/2007 |
|
1 |
NYMEX |
Clarifies that Summary Procedures for Denial of Access apply to all NYMEX ClearPort Clearing transactions; clarifies that NYMEX ClearPort Trading Users and Agents are included as parties covered. NYMEX #07.143 |
12/20/2007 |
Certified |
01/07/2008 |
|
1 |
NYMEX |
Places Restrictions on Simultaneous Buy and Sell Orders on Exchange Electronic Trading Systems. NYMEX #07.142 |
12/20/2007 |
Certified |
12/28/2007 |
|
1 |
CBOT |
Provides for an Incentive Program for CBOT Deferred Fed Funds. CBOT #2856.01 |
12/26/2007 |
Certified |
01/11/2008 |
|
1 |
CBOT |
Provides for a Market Making Program for CBOT Deferred Fed Fund Futures. CBOT #2856.02 |
12/26/2007 |
Certified |
01/11/2008 |
|
1 |
CFE |
Provides an updated CFE Fee Schedule extending the term of CFE's Day Trade fee pilot program through March 31, 2008. CFE #2007-15 |
12/26/2007 |
Certified |
12/26/2007 |
|
1 |
CME |
Changes the Opening Time for all Floor-Traded CME Dairy Futures & Options to an earlier time. CME #07-113 |
01/03/2008 |
Certified |
01/03/2008 |
|
1 |
ICE US |
Amends the Definition of term "Business Day" and provides the 2008 Holiday Schedule. ICE US #08-1 |
01/07/2008 |
Certified |
01/07/2008 |
|
1 |
ICE US |
Expands the range of prices at which Trade At Settlement ("TAS") orders may be executed. ICE US #08-4 |
01/09/2008 |
Certified |
02/26/2008 |
|
1 |
CBOT |
Changes the Electronic Trading Open of Agricultural and Financial products to 30 Minutes Earlier, and Notiifies the CFTC of the Dates Electronic Trading in Agricultural and Financial Contracts will be Transfered from e-cbot to the Globex system. CBOT #08 |
01/09/2008 |
Certified |
01/09/2008 |
|
1 |
KCBT |
Notifies the CFTC of the Migration of KCBT products from the e-CBOT platform to the CME Globex and Makes Associated Amendments to the Electronic Trading Rules. |
01/09/2008 |
Certified |
01/24/2008 |
|
1 |
ICE US |
Resubmits the amendments to the Definition of the term "Business Day" and the ICE Futures 2008 Holiday Schedule ICE US #8-01 |
01/10/2008 |
Certified |
01/10/2008 |
|
1 |
CBOT |
Harmonizes error trade provisions that cover products traded both on Globex and on e-cbot. CBOT #08-07 |
01/10/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Harmonizes error trade provisions that cover products traded both on Globex and on e-cbot. CME #08-07 |
01/10/2008 |
Certified |
01/30/2008 |
|
1 |
NFX |
Amends PBOT's Articles of Incorporation and By-Laws, and Provides a Notice to Members regarding PBOT shares. PBOT #2008-01 |
01/11/2008 |
Certified |
01/31/2008 |
|
1 |
ICE US |
Changes the composition and quorum requirements for BCC meetings and Hearing Panels. Also, waiver of grading fees for the Robusta futures contract. ICE US #08-5 |
01/10/2008 |
Certified |
01/15/2008 |
|
1 |
MIAX |
Provides notice to the CFTC that as of January 13, 2008, at 6pm, all MGEX futures and options contracts will begin trading on the Globex electronic trading platform. |
01/11/2008 |
Certified |
01/14/2008 |
|
1 |
CBOT |
Implements rule changes in connection with the migration of CBOT products presently traded electronically on e-cbot to the CME Globex platform. CME/CBOT #08-09 |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Implements rule changes in connection with the migration of CBOT products presently traded electronically on e-cbot to the CME Globex platform. CME/CBOT #08-09 |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Amends CBOT Swap Futures Market Making Program. CBOT #2853.01R |
01/14/2008 |
Certified |
01/14/2008 |
|
1 |
CBOT |
Amends CBOT Swap Futures Market Making Program. CBOT #2853.02R |
01/14/2008 |
Certified |
01/14/2008 |
|
1 |
CBOT |
Amends CBOT Deferred Fed Fund Futures Market Making Program. CBOT #2856.01R |
01/14/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Amends Market Making Program in the CBOT Deferred Fed Funds futures contract. CBOT #2856.02R |
01/14/2008 |
Certified |
01/11/2008 |
|
1 |
NYMEX |
Provides Housekeeping amendments: Sanctions; Expiration and Current Delivery Month Position Limits; Expiration Position Accountability Levels. NYMEX #08.03 |
01/14/2008 |
Certified |
01/14/2008 |
|
1 |
KCBT |
Corrects Electronic Trading Rule Amendments submitted 1/9/08 |
01/14/2008 |
Certified |
01/24/2008 |
|
1 |