CBOT |
Cleans up CME & CBOT rules in connection with the Migration of CBOT contracts from e-cbot to Globex. Submission #08-09R |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Cleans up CME & CBOT rules in connection with the Migration of CBOT contracts from e-cbot to Globex. Submission #08-09R |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
NYMEX |
Adds a uniform termination date and the obligation to submit daily information for use in settlement procedures for all existing Options Market Maker Programs for Exchange products listed on CME Globex. NYMEX #08.05 |
01/15/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Establishes an Electronic Market Maker ("EMM") Program for CBOT mini-sized Agricultural futures. CBOT #08-12 |
01/17/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Provides information on the EMM Program for mini-sized Agricultural Futures. CBOT #08-12A |
01/17/2008 |
Certified |
01/22/2008 |
|
1 |
NYMEX |
Provides Notification of the Listing of Product on Additional Trading Venue and Notification of New Platforms for European-Style Crude Oil and European-Style Natural Gas Options. NYMEX #08.01 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
NYMEX |
Notifies the CFTC of New Transaction Types/Venues for the Automated Trandfer of Money (ATOM) System. NYMEX #08.06 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
CBOT |
Provides for a Market Making program in the CBOT 30-Day Fed Funds Options contract. CBOT #08-10 |
01/22/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Provides details of a CBOT 30-Day Fed Funds Option Market Making Program. CBOT #08-10a |
01/22/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Provides for a Market Making program in CBOT US Treasury Options contracts. CBOT #08-11 |
01/22/2008 |
Certified |
01/31/2008 |
|
1 |
CBOT |
Provides details of a Market Making program in CBOT US Treasury Options contracts. CBOT #08-11a |
01/22/2008 |
Certified |
01/31/2008 |
|
1 |
NYMEX |
Reinstates NYMEX's former provision allowing Primary Clearing Members to issue a Temporary 30-Day Guarantee to Lease Members whose trading equity fall below the required minimums. NYMEX #08.10 |
01/23/2008 |
Certified |
04/08/2008 |
|
1 |
NYMEX |
Lists Product on Additional Trading Venue; Notification of New Platforms for European-Style Crude Oil and European-Style Natural Gas Options. NYMEX 08.01 |
01/17/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Permits block transactions in US Treasury contracts for outright and spread positions. CBOT #08-14 |
01/24/2008 |
Certified |
03/25/2008 |
|
1 |
CBOT |
Provides an Advisory detailing the minimum quantity thresholds and other applicable provisions governing block trading in CBOT US Treasury and Fed Funds futures and options pursuant to CBOT Rule 526. Market Regulation Advisory Notice RA0801-1. CBOT #08-1 |
01/24/2008 |
Certified |
03/25/2008 |
|
1 |
ICE US |
Extends implementation of the Trading at Settlement (TAS) rule to Cocoa, Coffee C, Sugar No. 11, and to spread trading; Allows the listing of Sugar No.11 to 36 months; Amends the CRB Futures Price Index terms and conditions. ICE US #08-7 |
01/28/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Disputes subject to both CME and CBOT Arbitration Rule 600. CME/CBOT #08-19 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Amends CME and CBOT Arbitration Rule 600. CME/CBOT #08-19 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Addresses the cross-exchange solicitation privileges applicable to CME and CBOT members upon consolidation of the CME and CBOT trading floors. CME/CBOT #08-21 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Addresses the cross-exchange solicitation privileges applicable to CME and CBOT members upon consolidation of the CME and CBOT trading floors. CME/CBOT #08-21 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
NYMEX |
Changes the method used to determine the applied value of US Treasuries in fulfillment of Performance Bond requirements. NYMEX #08.02 |
01/31/2008 |
Certified |
02/04/2008 |
|
1 |
CME |
Modifies CME Rule 140 "Agricultural Business Solicitation Permit Program" to limit the number of eligible permits to the current number; retire revoked, withdrawn or abandoned permits; and ends program on December 31, 2009. CME #08-20 |
01/29/2008 |
Certified |
02/08/2008 |
|
1 |
ICE US |
Allows the prices of the legs of an electronic calendar spread to exceed the daily price limit. ICE US #08-6 |
02/01/2008 |
Certified |
04/07/2008 |
|
1 |
OCX |
Clarifies that for EFPs that are matched on OneChicago BETS, the securities portion of the transaction must be completed and submitted to the market centers designated by the Exchange. |
02/05/2008 |
Certified |
03/18/2008 |
|
1 |
ICE US |
Allows the electronic calendar spread algorithm to price legs outside the daily price limit as it is the differential, not the price, that the traders would be trading. ICE US #08-6 |
01/18/2008 |
Certified |
04/01/2008 |
|
2 |
NADEX |
Notifies the CFTC that HedgeStreet has a new owner, certifies compliance with the CEA and the regulations as required by Regulation 8.5(d), and states that it will recommence trading on or about February 11, 2008. |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
MIAX |
Provides the Board of Directors with authority to borrow funds for emergencies without an ownership vote. |
02/05/2008 |
Certified |
02/15/2008 |
|
1 |
CBOT |
Prohibits pre-execution communications. CBOT RA0802-1; CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
CME |
Provides guidance on pre-execution communications in CME products executed on CME Globex. CME RA0801-2. CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
NADEX |
Limits Trading by Certain Affiliates; Changes Exchange Hours; Amends the Order Entry Rule, Underlying Futures Contract Cycle for Binary Payout Gold, Silver, and Crude Oil Contracts, the Daily Payout Criteria and the Minimum Tick Size. |
02/07/2008 |
Certified |
02/08/2008 |
|
1 |
NADEX |
Appoints a New Market Maker |
02/07/2008 |
Certified |
02/06/2008 |
|
1 |
NYMEX |
Makes TAS transactions available for Crude Oil Futures in the seventh nearby contract month. NYMEX #08.16 |
02/07/2008 |
Certified |
02/19/2008 |
|
1 |
CME |
Eliminates All-or-None Trades for E-Mini S&P 500 futures and E-Mini Nasdaq 100 futures. CME #08-27 |
02/12/2008 |
Certified |
02/20/2008 |
|
1 |
KCBT |
Provides the pit committee with the authority to expand the closing period by up to one minute on a particular date. |
02/11/2008 |
Certified |
03/07/2008 |
|
1 |
ICE US |
Applies new procedures so that the price of at least one leg of an electronic calendar spread executed in either Cotton No.2 or FCOJ futures contracts will be priced within the daily price limits. ICE US #08-8 |
02/01/2008 |
Certified |
04/07/2008 |
|
1 |
NYMEX |
Provides a no-bust range as well as accountability levels, position limits, and reportabe levels for the new NYMEX Colombian Peso Futures Contract. NYMEX #08.19 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CME |
Provides that trades may occur in multiples of 0.05 index points for E-mini Russell 2000 futures and other index products intercommodity spreads. CME #08-31 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CME |
Allows block trades in E-mini Russell 2000 vs. E-mini S&P MidCap 400, E-mini Russell 2000 vs. E-mini S&P SmallCap 600, Russell 2000 vs. S&P MidCap 400, and Russell 2000 vs. S&P SmallCap 600, where the block trade minimum size is 50 contracts. CME #08-32 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CME |
Provides a Regulatory Advisory on Daily Submission of Large Trader Data. Advisory RA0801-3, CME & CBOT # 08-37 |
02/14/2008 |
Certified |
03/03/2008 |
|
1 |
CBOT |
Provides Notice on Trading Locations of Intermarket Spreads. CBOT Regulatory Advisory RA0806-1. CBOT #08-37 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CBOT |
Provides Advisory on Wheat Futures Closing Range Time Period. CBOT Regulatory Advisory RA0805-1. CBOT #08-33 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CME |
Allows for volume-weighted average price calculations to determine daily settlement prices for selected CME Group FX nearby futures contract months. CME #08-44 |
02/25/2008 |
Certified |
02/26/2008 |
|
1 |
CME |
Adopts common rule language with respect to Rule 550 (Post Close Session) for both CME and CBOT. CME #08-43. CME & CBOT Market Regulation Advisory Notice RA0802-3. |
02/25/2008 |
Certified |
02/25/2008 |
|
1 |
CBOT |
Adopts common rule language with respect to Rule 550 ("Post Close Session") CBOT #08-43 |
02/25/2008 |
Certified |
02/27/2008 |
|
1 |
CBOT |
Makes permanent the minimum block threshold of 300 contracts for the CBOT Dow Jones AIG-ER futures for outright transactions and calendar spreads. CBOT #08-47 |
02/26/2008 |
Certified |
03/03/2008 |
|
1 |
CBOT |
Adopts a harmonized policy with respect to quotation changes in products traded in the open outcry venue. CME & CBOT RA0803-3 |
02/27/2008 |
Certified |
02/28/2008 |
|
1 |
CME |
Adopts a harmonized policy with respect to quotation changes in products traded in the open outcry venue. Advisory # RA0803-3, CME & CBOT 08-46 |
02/27/2008 |
Certified |
02/28/2008 |
|
1 |
ICE US |
Ends open outcry trading for most of ICE US Futures Contracts. ICE US 08-13 |
02/28/2008 |
Certified |
03/07/2008 |
|
2 |
CFE |
Changes (from 5 seconds to 3 seconds) the required exposure period prior to crossing two original Orders, trading against a Customer Order, and entering a matching Order pursuant to a pre-execution discussion. CFE # CFE-2008-01 |
03/04/2008 |
Certified |
04/14/2008 |
|
1 |
NYMEX |
Imposes penalties for violations of the prohibition against OTC transactions between two Floor Members trading pursuant to an FCN guarantee. NYMEX #8.21 |
02/28/2008 |
Certified |
03/18/2008 |
|
1 |