The Commission finalized rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act regarding prohibitions on market manipulation.
Additional information regarding the Anti-Manipulation final rule is provided below, including factsheets, and details of meetings held between CFTC staff and outside parties.
Related Federal Register Releases
Final Rule: 76 FR 41398 // PDF Version
7/14/2011
17 CFR Part 180 Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices - Prohibition on Price Manipulation
Effective Date: 8/15/2011
Proposed Rule: 75 FR 67657 // PDF Version
11/3/2010
17 CFR Part 180 Prohibition of Market Manipulation
Comment File – Closing Date: 1/3/2011
Additional Information
Fact Sheet: Anti-Manipulation and Anti-Fraud Final Rules
Questions and Answers: Anti-Manipulation and Anti-Fraud Final Rules
Event: Open Meeting on Five Final Rule Proposals under the Dodd-Frank Act
Fact Sheet: Proposed Rule Regarding Prohibition of Market Manipulation
Questions and Answers: Anti-manipulation
Event: Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
Date
MEETING WITH
REGARDING RULEMAKING
Covington & Burling
National Petroleum Refiners Association
American Petroleum Institute
XXIII. Anti-Manipulation
American Petroleum Institute.
National Petrochemical and Refiners Association.
XXIII. Anti-Manipulation
Argus Media
XXIII. Anti-Manipulation
National Petrochemical and Refiners Association (NPRA)
XXIII. Anti-Manipulation
American Petroleum Institute
National Petrochemical and Refiners Association
XXIII. Anti-Manipulation
MFA
Delta Strategy Group
King Street Capital Management
BlueMountain Capital Management, LLC
Citadel LLC
Brevan Howard, Inc.
Tudor Investment Corporation
II. Definitions
VI. Segregation and Bankruptcy
IX. Governance & Possible Limits
XII. DCM Core Principles
XIII. SEF Registration
XVI. Swap Data Repositories Registration
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
CME Group
VII. DCO Core Principles
X. Systemically Important DCO Rules
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
XXVI. Position Limits
MBF Clearing Corp.
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Allston Trading
RGM Advisors
Hudson River Trading
Quantlab Financial
Summit Global Strategies
Patton Boggs
APCO Worldwide
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
NRECA, APPA
II. Definitions
XI. End-user Exception
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Hogan Lovells US LLP
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Industrial Energy Consumers of America (IECA)
V. Capital & Margin
XI. End-user Exception
XVII. Data Recordkeeping
XXI. Joint Rules w/ SEC
XXIII. Anti-Manipulation
XXVI. Position Limits
General
Represenatives of various energy companies, financial firms, consultants, and other interested persons. The session was open to the press.
All
National Futures Association (NFA)
All