The Commission has issued a proposed interpretive order to implement the anti-disruptive practices authority contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Additional information regarding Disruptive Trading Practices is provided below, including factsheets for the proposed interpretive order, and details of meetings held between CFTC staff and outside parties.
Related Federal Register Releases
Proposed Interpretive Order: 76 FR 14943 // PDF Version
3/18/2011
Antidisruptive Practices Authority (Proposed Interpretive Order)
Comment File - Closing Date: 5/17/2011
Notice: 76 FR 14826 // PDF Version
3/18/2011
17 CFR Chapter I Antidisruptive Practices Authority (Advance Notice of Proposed Rulemaking; Notice of Termination)
Advance Notice of Proposed Rulemaking: 75 FR 67301 // PDF Version
11/2/2010
17 CFR Chapter I Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comment File – Closing Date: 1/3/2011
Additional Information
Fact Sheet: Proposed Interpretive Order on Disruptive Practices
Q&A: Proposed Interpretive Order on Disruptive Trading Practices
Event: Open Meeting on Twelfth Series of Proposed Rules under the Dodd-Frank Act
Fact Sheet: Advanced Notice of Proposed Rulemaking on Disruptive Trading Practices
Q&A: Disruptive Trading Practices
Event: Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
Date
MEETING WITH
REGARDING RULEMAKING
Getco
XIII. SEF Registration
XVI. Swap Data Repositories Registration
XXIV. Disruptive Trading Practices
Better Markets
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
XXIV. Disruptive Trading Practices
MFA
Delta Strategy Group
King Street Capital Management
BlueMountain Capital Management, LLC
Citadel LLC
Brevan Howard, Inc.
Tudor Investment Corporation
II. Definitions
VI. Segregation and Bankruptcy
IX. Governance & Possible Limits
XII. DCM Core Principles
XIII. SEF Registration
XVI. Swap Data Repositories Registration
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
NYSE Euronext
XXIV. Disruptive Trading Practices
Jump Trading
XIII. SEF Registration
XXIV. Disruptive Trading Practices
CME Group
VII. DCO Core Principles
X. Systemically Important DCO Rules
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
XXVI. Position Limits
Chopper Trading LLC
Chicago Trading Co.
Allston
Gelber Group
RGM
Getco
Infinium
DRW
VII. DCO Core Principles
XIII. SEF Registration
XXIV. Disruptive Trading Practices
MBF Clearing Corp.
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Chicago Mercantile Exchange (CME)
XXIV. Disruptive Trading Practices
Allston Trading
RGM Advisors
Hudson River Trading
Quantlab Financial
Summit Global Strategies
Patton Boggs
APCO Worldwide
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Financial Industry Regulatory Authority (FINRA)
XIII. SEF Registration
XVIII. Real Time Reporting
XXIV. Disruptive Trading Practices
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
NRECA, APPA
II. Definitions
XI. End-user Exception
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Hogan Lovells US LLP
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Represenatives of various energy companies, financial firms, consultants, and other interested persons. The session was open to the press.
All
CME Group (CME)
XXIV. Disruptive Trading Practices
Intercontinental Exchange, Inc. (ICE)
XXIV. Disruptive Trading Practices
National Futures Association (NFA)
All