Event: Other Events

CFTC’s Office of External Affairs Hosts London Metropolitan University Student and Faculty Delegation

London Metropolitan University MSc Financial Regulation and Compliance Management Students Visit the CFTC's Washington Headquarters

The CFTC's Office of External Affairs (OEA) on January 27, 2004, hosted a briefing session for a delegation of students and faculty in the London Metropolitan University's MSc Financial Regulation and Compliance Management Program during the group's USA Study Trip on January 27, 2004.

Participating in the CFTC briefing were: OEA's Dennis Holden, provided an overview of the Commission and its regulatory activities; Jacqueline H. Mesa, Assistant Chief Counsel, Division of Enforcement, discussed the Commission's enforcement activities; Lawrence Patent, Deputy Director of the Compliance and Registration Section, Division of Clearing and Intermediary Oversight, provided an overview of clearing and intermediary regulatory oversight; and Douglass Leslie, OEA Senior Counsel, made a presentation on Congressional and inter-agency cooperation.

As part of the Commission's educational and visitors program, the OEA conducts briefing sessions for academic representatives, financial market executives and professionals, Congressional staff members, domestic and foreign representatives of the media, and producer and user groups to acquaint them with the Commission's regulatory mandate and activities.

London Metropolitan University London Students: Tariq Mahmood (Royal Sunalliance), Andre Jarmolowicz (Morgan Stanley), Nuala Harber (Bradford and Bingley Group), and Sats Mistry (Financial Services Authority). Isle of Man Students: Nick Sheard, Shirley Corlett, and Andrew Haddow (Isle of Man Financial Supervision Commission), and Angela Drane (Abbey National Offshore). Faculty: Nicholas Lynch (Principal Lecturer, London Metropolitan University) and Kate Cooper (Academic Leader, London Metropolitan University).

Last Updated: July 5, 2007