Event: Commission Meetings
CFTC Open Meeting on One Final Rule and One Proposed Rule
The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider one final rule and one proposed rule on the following topics:
(1) Final Rule: Swap Dealer and Major Swap Participant Recordkeeping and Reporting, Duties, and Conflicts of Interest Policies and Procedures; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap Dealer, Major Swap Participant, and Futures Commission Merchant Chief Compliance Officer; and
(2) Proposed Rule: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions (Reproposal).
When: |
Thursday, February 23, 2011, 9:30 a.m. (ET) |
Where: |
CFTC Headquarters Conference Center, 1155 21st, NW, Washington DC |
Topic: |
Open meeting to consider two final rules and one proposed rule under the Dodd-Frank Wall Street Reform and Consumer Protection Act. |
Viewing/Listening Information: |
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Watch a live broadcast of the meeting via webcast on www.cftc.gov. Call-in to a toll-free or toll-telephone line to connect to a live audio feed. Call-in participants should be prepared to provide their first name, last name and affiliation. Conference call information is listed below:
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US Toll-Free: 866-844-9416 International Toll: International Numbers Call Leader Name: CFTC Participant Passcode/Pin: CFTC |
This event is open to the public on a first-come, first-served basis.
Opening Statements:
Opening Statement of Chairman Gary Gensler
Chairman Gensler’s Statements of Support
Opening Statement of Commissioner Jill Sommers
Opening Statement of Commissioner Bart Chilton
Opening Statement of Commissioner Scott O’Malia
– Commissioner O’Malia’s Statement on Block Trade Reproposal
– Commissioner O’Malia’s letter to OMB Director Jeffrey Zients
Additional Documents:
Fact Sheet: Final Rule on SD and MSP Recordkeeping and Reporting, Duties, and Conflicts of Interest Policies and Procedures; FCM and Introducing Broker Conflicts of Interest Policies and Procedures; SD, MSP, and FCM Chief Compliance Officer
Q&A: Final Rule on SD and MSP Recordkeeping and Reporting, Duties, and Conflicts of Interest Policies and Procedures; FCM and Introducing Broker Conflicts of Interest Policies and Procedures; SD, MSP, and FCM Chief Compliance Officer
— Approved 3 – 2
Fact Sheet: Proposed Rule on Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions (Reproposal)
Q&A: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions (Reproposal)
— Approved 3 – 2
Federal Register Releases:
Last Updated: October 17, 2014