EVENT: Archive Oct 18, 2011


Transcript

Open Meeting on Two Final Rules and One Proposed Amendment


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider two final rules and one proposed amendment under the Dodd-Frank Wall Street Reform and Consumer Protection Act.

The Commission will take up the following:

– Final Rule on Derivatives Clearing Organization General Provisions and Core Principles;

– Final Rule on Position Limits for Futures and Swaps; and

– Consider a Notice of Proposed Amendment to Effective Date for Swap Regulation.

When:

Tuesday, October 18, 2011, 9:30 a.m.

Where:

CFTC’s Hearing Room, 1155 21st, NW, Washington DC

Topic:

Commission meeting to consider two final rules and one proposed amendment under the Dodd-Frank Wall Street Reform and Consumer Protection Act

Viewing/Listening Information:

 

Watch a live broadcast of the meeting via webcast on www.cftc.gov. Call-in to a toll-free or toll-telephone line to connect to a live audio feed.  Call-in participants should be prepared to provide their first name, last name and affiliation.  Conference call information is listed below:

 

US Toll-Free: 866-844-9416

International Toll: International Numbers

Passcode: CFTC

This event is open to the public on a first-come, first-served basis.

View Archived Webcast

Sunshine Act Announcement

CFTC Press Release 6124-11

Opening Statements:

Opening Statement of Chairman Gary Gensler

Chairman Gensler’s Statements on Support of the Dodd-Frank Rulemakings

Opening Statement of Commissioner Bart Chilton

Opening Statement of Commissioner Jill Sommers

Opening Statement of Commissioner Scott O’Malia
Concurring Statement, Second Extension of Temporary Exemptive Relief
Statement of Dissent, Final Rulemaking On Derivatives Clearing Organizations
Statement of Dissent, Position Limits for Futures and Swaps

Additional Documents:

Fact Sheet: Final Rule on Derivatives Clearing Organization General Provisions and Core Principles
Q&A: Final Rule on Derivatives Clearing Organization General Provisions and Core Principles

— Approved 3 – 2

Fact Sheet: Final Regulations on Position Limits for Futures and Swaps
Q&A: Position Limits for Futures and Swaps

— Approved 3 – 2

Fact Sheet: Proposed Order to Amend Effective Date for Swap Regulation
Q&A: Proposed Order to Amend Effective Date for Swap Regulation

— Approved 5 – 0

Federal Register Releases:

76 FR 69334: 17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

76 FR 65999: 17 CFR Chapter 1 Effective Date for Swap Regulation

76 FR 71626: 17 CFR Parts 1, 150 and 151 Position Limits for Futures and Swaps


Last Updated: October 5, 2015