Event: Commission Meetings
CFTC to Hold Open Meeting to Consider Two Final Rules
The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider two final rules on the following topics:
(1) Final Rule on Real-Time Reporting of Swap Transaction Data; and
(2) Final Rule on Swap Data Recordkeeping and Reporting Requirements
NOTE: A third rule on Effective Date for Swap Regulation was previously scheduled for consideration. That rule was approved in advance, and will not be considered at this meeting.
When: |
Tuesday, December 20, 2011, 9:30 a.m. (ET) |
Where: |
CFTC’s Headquarters Conference Center, 1155 21st, NW, Washington DC |
Topic: |
Commission meeting to consider two final rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act |
Viewing/Listening Information: |
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Watch a live broadcast of the meeting via webcast on www.cftc.gov. Call-in to a toll-free or toll-telephone line to connect to a live audio feed. Call-in participants should be prepared to provide their first name, last name and affiliation. Conference call information is listed below:
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US Toll-Free: 866-844-9416 International Toll: International Numbers Call Leader Name: Frank Rosen Participant Passcode/Pin: 5478 |
This event is open to the public on a first-come, first-served basis.
Opening Statements:
Opening Statement of Chairman Gary Gensler
Chairman Gensler’s Statement of Support of the Dodd-Frank Rulemakings
Opening Statement of Commissioner Jill Sommers
Opening Statement of Commissioner Scott D. O’Malia
Opening Statement of Commissioner Mark P. Wetjen
Additional Documents:
Fact Sheet: Final Rule on Swap Data Recordkeeping and Reporting Requirements
Q&A: Final Rulemaking on Swap Data Recordkeeping and Reporting
— Approved 5 – 0
Fact Sheet: Final Rules Regarding Real-Time Public Reporting of Swap Transaction and Pricing Data
Q&A: Final Rulemaking: Part 43 (Real-Time Public Reporting)
– Phase In – Real-Time Public Reporting Compliance Dates and Time Delays for Public Dissemination
– Apendix C – Time Delays for Public Dissemination
– Real-Time Public Reporting (Part 43) Breakdown of Notional Caps
— Approved 5 – 0
Federal Register Releases:
76 FR 42508: 17 CFR Chapter 1 Effective Date for Swap Regulation
77 FR 1182: 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
77 FR 2136: 17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements
Last Updated: October 20, 2014