Transcript

CFTC to Hold an Open Commission Meeting on December 18

U.S. Commodity Futures Trading Commission Chairman Heath P. Tarbert today announced the CFTC will hold an open meeting on Wednesday, December 18, 2019, at 9:00 a.m. EST at its headquarters in Washington, DC to consider the following:

• Final Rule: Amendments to Derivatives Clearing Organization General Provisions and Core Principles
• Proposed Rule: Prohibition on Post-Trade Name Give-Up on Swap Execution Facilities
• Proposed Rule: Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants

The meeting is open to the public with seating on a first-come, first-served basis. Members of the public may also watch a live webcast or listen to the meeting via conference call using a domestic toll-free telephone or international toll or toll-free number to connect to a live, listen-only audio feed. People requiring special accommodations to attend the meeting because of a disability should contact the Office of Public Affairs at (202) 418–5080.
 

Viewing/Listening Instructions: Watch the live webcast at www.cftc.gov. To listen to the live audio feed, call the toll or toll-free numbers listed below. Call-in participants should be prepared to provide their first name, last name, and affiliation. Conference call information below:
 

Members of the press interested in covering the meeting in person should RSVP to [email protected] no later than 5:00 p.m. EST on Tuesday, December 17. Late RSVPs and walk-ins cannot be guaranteed workspace.12

View Archived Webcast
Agenda
CFTC Press Release 8095-19
Sunshine Act Meeting December 18, 2019
CFTC Press Release 8097-19

Statements:

Amendments to Derivatives Clearing Organization General Provisions and Core Principles; Final Rule
Statement of Chairman Heath Tarbert
Statement of Commissioner Brian Quintenz
Statement of Commissioner Dan M. Berkovitz

Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule
Statement of Chairman Heath Tarbert
Statement of Commissioner Brian Quintenz
Statement of Dissent by Commissioner Rostin Behnam
Statement of Commissioner Dawn D. Stump
Statement of Dissent by Commissioner Dan M. Berkovitz

Prohibition on Post-Trade Name Give-Up on Swap Execution Facilities; Proposed Rule
Joint Statement of Chairman Heath Tarbert, Commissioner Rostin Behnam, and Commissioner Dan Berkovitz
Statement of Commissioner Brian Quintenz

Federal Register Notices:

85 FR 4800: 17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

84 FR 72262: 17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities; Proposed Rule

85 FR 952: 17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule

Additional Documents:

Amendments to Derivatives Clearing Organization General Provisions and Core Principles; Final Rule
(Unanimously Approved)

Prohibition on Post-Trade Name Give-Up on Swap Execution Facilities; Proposed Rule
(Unanimously Approved)

Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule
(Vote: 3-2)