November 15, 2019

CFTC to Hold an Open Commission Meeting on November 25  

Washington, DC — U.S. Commodity Futures Trading Commission Chairman Heath P. Tarbert today announced the CFTC will hold an open meeting on Monday, November 25, 2019, at 10:00 a.m. EST at its headquarters in Washington, DC to consider the following:

• Final Rules:  Amendments to Part 4:  Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
  • Amendments to Rules 4.7, 4.13, and 4.14 (Codification of Relief for Family Offices and Relief Related to the JOBS Act)
  • Amendments to Rules 4.5 and 4.27 (Updating Exclusions and Adding Reporting Relief)
• Proposed Rule: Amendments to Swap Clearing Requirement Exemptions under Part 50

The meeting is open to the public with seating on a first-come, first-served basis. Members of the public may also watch a live webcast or listen to the meeting via conference call using a domestic toll-free telephone or international toll or toll-free number to connect to a live, listen-only audio feed. People requiring special accommodations to attend the meeting because of a disability should contact the Office of Public Affairs at (202) 418–5080.

Viewing/Listening Instructions: Watch the live webcast at www.cftc.gov. To listen to the live audio feed, call the toll or toll-free numbers listed under Related Links. Call-in participants should be prepared to provide their first name, last name, and affiliation. Conference call information below:

Members of the press interested in covering the meeting in person should RSVP to [email protected] no later than 5:00 p.m. EST on Friday, November 22. Late RSVPs and walk-ins cannot be guaranteed workspace.

-CFTC-