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Statement of Commissioner Caroline D. Pham Regarding Rule 11 Sanctions Motion in CFTC v. Traders Global Group
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Filing of Complaint in CFTC v. Traders Global Group
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on SEC v. Jarkesy
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham on Japan Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on EU Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Mexico Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on UK Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Settlement Order with Trafigura Trading LLC
Commissioner Caroline D. Pham
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Achieving Growth and Progress: Statement of Commissioner Caroline D. Pham at the Global Markets Advisory Committee June 4 Meeting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Reasonable Accommodation
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham at the 2024 CFTC Chairman’s Honorary Awards Ceremony
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham on Novel U.S. Location Test and FCM Registration
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Event Contracts Proposal
Commissioner Caroline D. Pham
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The CFTC Needs to Get Serious: A Strategic Plan for Reform, Statement of Commissioner Caroline D. Pham Before the Open Meeting on May 10, 2024
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Technology Advisory Committee
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Large Trader Reporting Rule
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Swap Dealer Financial Reporting Rule
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Swap Execution Facilities (SEF) Confirmation Requirements Final Rule
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham Before the Agriculture Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Order Regarding Australia and New Zealand Banking Group Ltd.
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding KuCoin Complaint
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Administrative Proceedings
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Global Markets Advisory Committee’s March 6 Meeting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on DCM and SEF Conflicts of Interest Proposal
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Foreign Board of Trade Proposal
Commissioner Caroline D. Pham
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