CFTC Budget and Strategy
CFTC Plan for Lapse in Appropriations, December 2024
- OPM Guidance for Shutdown Furloughs – Special Instructions for Agencies Affected by a Possible Lapse in Appropriations Starting on December 21, 2024
- SF-8, Unemployment Compensation For Federal Employees Program – CFTC employees may print this form in order to file for unemployment benefits.
- CFTC Form 20, Request for Approval of Outside Employment – CFTC employees must complete this form and obtain approval in advance of seeking outside employment.
FY 2025 President’s Budget, March 2024
This report contains the Commission’s annual budget request provided to the Congress for consideration in the FY 2024 appropriations process. The formulation and submission of the President’s Budget and its public posting are requirements set forth in OMB Circular A-11 and related guidance.
FY 2024 Agency Financial Report, November 2024
This report provides the CFTC’s accomplishments and audited financial statements for the fiscal year. The formulation of the Agency Financial Report and its public posting are requirements set forth in OMB Circular A-136 and related guidance.
CFTC Strategic Plan to Advance Diversity, Equity, Inclusion, and Accessibility 2024-2026, April 2024
This Plan, aligned to the CFTC’s 2022-2026 Strategic Plan, includes six goals: 1) Inclusive Workplaces; 2) Partnerships and Recruitment; 3) Paid Internships; 4) Professional Development and Advancement; 5) Data; and 6) Equity in Procurement and Customer Education and Outreach. Each goal includes objectives, strategies/actions to achieve the goal, and identifies the CFTC division(s)/office(s) that will lead and contribute to the implementation of the goal.
CFTC Strategic Plan 2022-2026, March 2022
The strategic goals and objectives in this plan guide and prioritize our efforts to achieve the CFTC’s mission: to promote the integrity, resilience, and vibrancy of the U.S. derivatives markets through sound regulation. The agency strategic plan and its public posting are requirements set forth in OMB Circular A-11.
Government-wide FY 2022 Service Contract Inventory, February 2023
This inventory includes service contracts above $150,000, as determined by the base and all options value, that were made in fiscal year 2022. CFTC’s FY 2022 service contract inventory data is included in the Government-wide inventory which can be filtered to display CFTC’s inventory data.
CFTC FY 2021 Service Contract Inventory Analysis, February 2023
This report provides information about the PSC codes that the CFTC analyzed from the 2020 inventory.
Annual Reports
FY 2020 Division of Enforcement Annual Report, December 2020
This annual report details the CFTC enforcement program’s accomplishments, including quantitative and qualitative measures such as cases filed, relief obtained, and trends among enforcement actions.
FY 2022 CFTC FOIA Annual Report, December 2022
The FOIA annual report contains detailed statistics on the number of requests received and processed, the time taken to respond, and the outcome of each request, as well as many other vital statistics regarding the CFTC’s administration of the FOIA. These reports are required by the Freedom of Information Act, 5 U.S.C. § 552. (XML) (Raw Data)
CFTC Sustainability Report and Implementation Plan, June 2019
This report fulfils requirements set forth in March 2015 by Executive Order 13693 and describes the CFTC’s efforts to improve energy efficiency and enhance environmental performance in its facilities and operations.
Semiannual Unified Agenda of Regulatory and Deregulatory Actions from Reginfo.gov
Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601, et seq.), and consistent with Executive Order 12866, the Commission issues twice a year an agenda of rulemaking matters it expects to consider during the next 12 months. The Commission’s agenda is published in the government-wide Unified Agenda of Federal Regulatory and Deregulatory Actions, which is released in the Spring and Fall of each year.