10:00 a.m. to 10:15 a.m.
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Opening Remarks - Commissioner Scott D. O’Malia, Chairman, TAC
- Acting Chairman Mark P. Wetjen
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10:15 a.m. to 12:00 p.m.
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Panel I: Swap Data Reporting - CFTC Data Priorities and Path Forward
- Witnesses
- John Rogers, Chief Information Officer, Office of Data and Technology
- Sayee Srinivasan, Chief Economist, Office of the Chief Economist
- Ananda Radhakrishnan, Director, Division of Clearing and Risk
- Vince McGonagle, Director, Division of Market Oversight
- Dan Bucsa, Associate Director, Surveillance, Division of Market Oversight
- Gary Barnett, Director, Division of Swap Dealer and Intermediary Oversight
- Open Discussion
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12:00 p.m. to 1:15 p.m.
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Lunch
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1:15 p.m. to 2:45 p.m.
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Panel II: Commission’s Concept Release on Automated Trading
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2:45 p.m. to 3:00 p.m.
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Break
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3:00 p.m. to 4:30 p.m.
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Panel III: Swap Execution Facilities / Made Available-to- Trade Determinations - Made Available to Trade Determinations
- Overview – Vince McGonagle, Director, Division of Market Oversight
- Witnesses
- Stephen Berger, Director, Government & Regulatory Policy, Citadel
- Mike Hennessy, Assistant Vice President, Treasury & Capital Markets, Federal Home Loan Bank of San Francisco
- Sunil Hirani, Chief Executive Officer, trueEX
- Alex Evis, Head of Market Structure Strategy, Global Credit, Goldman Sachs
- Open Discussion
- Other SEF Issues
- Scott Fitzpatrick, Executive Director, Tradition
- Confirmation and SEF footnote 195
- Cross-border concerns
- Post-trade complications resulting from the “embargo rule”
- clearing issues (pre-trade credit checks & void ab initio)
- Open Discussion
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4:30 p.m. to 4:45 p.m.
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Closing Remarks - Commissioner Scott D. O’Malia, Chairman, TAC
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