External Meetings: Meeting w/MFA
Discussions concerning SEF Implementation: MAT Determinations, SEF Rulebooks and Onboarding Issues (see attached MFA letters), Oral and Written Recordkeeping Requirements under Amended CFTC Rule 1.35(a) (see attached MFA-SIFMA AMG request letter), CPO Recordkeeping Obligations under Amended CFTC Rules 4.23 and 1.31, Aggregation Limits (and possibly position limits), and Concept release on risk controls and system safeguards.
When
Rulemaking(s)
XIII. SEF Registration
XVII. Data Recordkeeping
Swaps Made Available to Trade
XVII. Data Recordkeeping
Swaps Made Available to Trade
CFTC Staff
Mark Wetjen
Scott Reinhart
Joseph Cisewski
Ted Serafini
Gary Barnett
Scott Reinhart
Joseph Cisewski
Ted Serafini
Gary Barnett
Visitor(s)
Stephen Berger
Darcy Bradbury
Jo Chen
David Friedman
Brendan Kalb
Matthew Lillvis
Kim Rozman
Steve Waldman
Graham Harper
Stuart Kaswell
Laura Harper
Jennifer Han
Carlotta King
Scott Parsons
Darcy Bradbury
Jo Chen
David Friedman
Brendan Kalb
Matthew Lillvis
Kim Rozman
Steve Waldman
Graham Harper
Stuart Kaswell
Laura Harper
Jennifer Han
Carlotta King
Scott Parsons
Organization(s)
Citadel LLC
D.E. Shaw group
Bain Capital, LLC
Tudor Investment Corporation
AQR Capital Management, LLC
Millennium Management LLP
HBK Capital Management
Delta Strategy Group
Managed Funds Association
D.E. Shaw group
Bain Capital, LLC
Tudor Investment Corporation
AQR Capital Management, LLC
Millennium Management LLP
HBK Capital Management
Delta Strategy Group
Managed Funds Association