External Meetings: Meeting w/Wholesale Market Brokers' Association
Participants discussed (i) SEF execution methods, (ii) block trade thresholds, (iii) whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, (iv) timeline and/or phase-in for rule implementation, (v) RFQ issues, and (vi) pre-trade transparency.
When
Rulemaking(s)
VII. DCO Core Principles
XIII. SEF Registration
XVIII. Real Time Reporting
Block Sizes for Large Notional Off-Facility Swaps
XIII. SEF Registration
XVIII. Real Time Reporting
Block Sizes for Large Notional Off-Facility Swaps
CFTC Staff
Gary Gensler
Steven Adamske
Stephen Obie
Steven Adamske
Stephen Obie
Visitor(s)
J. Chrisopher Giancarlo, GFI
Brian Donnelly, Tullet Prebon
Chris Ferreri, ICAP
Micah Green, Patton Boggs
Julian Harding, Tradition
Jeffrey Letzler, BGC
Pat McCarty, ICAP
Brian Donnelly, Tullet Prebon
Chris Ferreri, ICAP
Micah Green, Patton Boggs
Julian Harding, Tradition
Jeffrey Letzler, BGC
Pat McCarty, ICAP
Organization(s)
Wholesale Market Brokers' Association (WMBA):
BGC Partners, Inc.
ICAP
GFI Group, Inc.
Patton Boggs
Tradition
Tullett Prebon
BGC Partners, Inc.
ICAP
GFI Group, Inc.
Patton Boggs
Tradition
Tullett Prebon