External Meetings: BlackRock
Topics of discussion included: (i)Sequencing and Phasing; (ii) Compression; (iii) Clearinghouse Rules; (iv) Clearing Mandate~Segregation; (v) Allocations; (vi) SEFs (RFQ and 15-Second Rule); (vii) Block Trade Size
When
Rulemaking(s)
IV. Business Conduct Standards - Internal
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
CFTC Staff
Gary Gensler
Ananda Radhakrishnan
John Lawton
Sarah Josephson
Megan Sperling
Steve Obie
Riva Adriance
Bob Wasserman
Ananda Radhakrishnan
John Lawton
Sarah Josephson
Megan Sperling
Steve Obie
Riva Adriance
Bob Wasserman
Visitor(s)
Richard Prager, BlackRock
Supurna Vedbrat, BlackRock
Charles Mulhern, Wellington
Don Caiazza, Wellington
ArthurLeiz, Goldman Sachs Asset Management
Supurna Vedbrat, BlackRock
Charles Mulhern, Wellington
Don Caiazza, Wellington
ArthurLeiz, Goldman Sachs Asset Management
Organization(s)
BlackRock
Wellington
Goldman Sachs Asset Management
Wellington
Goldman Sachs Asset Management