External Meetings: Meeting with Nomura Holding America Inc.

Discussion of impact of various types of possible capital rules for swap dealers on sample portfolios
When
Rulemaking(s)
V. Capital & Margin

CFTC Staff
Tom Smith

Todd Prono

John Rothenberg

Beverly Loew
Visitor(s)
Mark Schuerman (Nomura)

Angie Karna (Nomura)

Gary Manderblatti (Nomura)

Dave Moser (Nomura)

Tim Healey (Nomura)

Ralph Mattone (Nomura)

Brant Imperatore (Cypress Group)
Organization(s)
Nomura Holding America Inc.

Nomura Securities