Event: Commission Meetings
CFTC to Hold an Open Commission Meeting on June 25
June 25, 2020
Commodity Futures Trading Commission Chairman Heath P. Tarbert announced the CFTC will hold an open meeting on Thursday, June 25, 2020 at 10:00 a.m. (EDT). The meeting will be held via conference call in accordance with the agency’s implementation of social distancing due to the COVID-19 (coronavirus) pandemic.
The Commission will consider the following:
- Final Rule: Exemption from the Swap Clearing Requirement for Certain Affiliated Entities – Alternative Compliance Frameworks for Anti-Evasionary Measures (Inter-Affiliate Exemption 50.52)
- Final Rule: Post-Trade Name Give-Up on Swap Execution Facilities
- Proposed Rule: Electronic Trading Risk Principles
- Withdrawal of the Proposed Rule and Supplemental Proposal for Regulation AT
- Proposed Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Phase VI Compliance Date Extension)
- Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds (Volcker Rule)
Members of the public may listen to a live, audio-only feed via conference call using toll or toll-free numbers provided below. The live audio feed will also be streamed at www.cftc.gov. Persons requiring special accommodations to listen to the meeting because of disabilities should email [email protected].
What: | CFTC Open Meeting |
Location: | Conference Call |
Date: | Thursday, June 25, 2020 |
Time: | 10:00 a.m. - 2:30 p.m. EDT |
Viewing/Listening Instructions: To access the live audio feed, use the dial-in numbers below or listen to the stream at www.cftc.gov. Call-in participants should be prepared to provide their first name, last name, and affiliation, if applicable. Materials presented at the meeting, if any, will be made available online.
Domestic Toll-Free: | 1-877-951-7311 |
International Numbers: | International Numbers |
Conference Passcode: | 3952209 |
Proposed Rule: 17 CFR Part 38 Electronic Trading Risk Principles
Statement of Chairman Heath P. Tarbert
Statement of Commissioner Brian Quintenz
Statement of Commissioner Rostin Behnam
Statement of Commissioner Dan M. Berkovitz
17 CFR Parts 1, 38, 40 and 170 Withdrawal of the Proposed Rule and Supplemental Proposal for Regulation AT
Statement of Commissioner Dan M. Berkovitz
Final Rule: 17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities
Joint Statement of Chairman Heath P. Tarbert, Commissioner Rostin Behnam, and Commissioner Dan M. Berkovitz
Statement of Commissioner Brian Quintenz
Final Rule: 17 CFR Part 50 Exemption from the Swap Clearing Requirement for Certain Affiliated Entities – Alternative Compliance Frameworks for Anti-Evasionary Measures (Inter-Affiliate Exemption 50.52)
Statement of Chairman Heath P. Tarbert
Statement of Commissioner Brian Quintenz
Statement of Commissioner Rostin Behnam
Statement of Commissioner Dan M. Berkovitz
Proposed Rule: 17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Phase VI Compliance Date Extension)
Statement of Commissioner Rostin Behnam
Statement of Commissioner Dan M. Berkovitz
Sunshine Act Meetings: June 25, 2020
85 FR 42761: 17 CFR Part 38 Electronic Trading Risk Principles
(Vote: 4-1)
85 FR 42755: 17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading; Withdrawal
(Vote: 3-2)
85 FR 44693: 17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities
(Unanimously approved)
85 FR 44170: 17 CFR Part 50 Exemption From the Swap Clearing Requirement for Certain Affiliated Entities--Alternative Compliance Frameworks for Anti-Evasionary Measures
(Unanimously approved)
85 FR 41463: 17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
(Unanimously approved)