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… technological enhancements, lobbying activities, investor education, etc.). ISDA stated that it is … close of the previous business day. Such notification would alert the Commission of potential strain on the DCO's … technological enhancements, lobbying activities, investor education, etc.). ISDA stated that it is …
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… notices filed under Article 142 of CRD by EU nonbank SDs alerting competent authorities of a breach of the EU … hours of the occurrence of a reportable event or of being alerted to a reportable event by the relevant competent … central banks and commercial banks, asset managers and investors, and companies to manage the risks inherent in …
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… detailed information about an outsize swap transaction may alert the market to the possibility that the original … Association (``ISDA''). 37. Association of Institutional Investors (``AII''). 38. Swaps & Derivatives Market … Association (``ISDA''). 37. Association of Institutional Investors (``AII''). 38. Swaps & Derivatives Market …
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… that serves to formally withdraw the OCR NPRM and to alert the public to the rulemaking proposed herein. IV. … contracts based on the amount of funds contributed by investors. It is typical for an ETF for commodities to track … of CIT described in clause (b) is the strategy of an investor entering into a total-return swap with a …
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… comparable to the existing FCM notices, and are intended to alert the Commission and RFA to scenarios that may indicate … including SDs and their clients (who could be professional investors, public and non-public operating firms) and … requirements for CSEs should help the Commission and investors monitor and assess the financial condition of …
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… appropriate in the public interest or for the protection of investors, swap counterparties, and security-based swap … or AFRs, of the requirements to obtain such access and to alert such persons to exceptions to the otherwise applicable …
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… information about an outsize swap transaction could alert the market to the possibility that the original … to offset that transaction. Other market participants, alerted to the liquidity provider's large unhedged position, … the swaps marketplace with a finite number of institutional investors trading hundreds of thousands of products, often …
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… and regulation programs that include automated reports and alerts designed to identify instances of aberrant or … the futures [[Page 85393]] commission merchant are promptly alerted when pre-trade risk control parameters established … critical protection against a market malfunction harming investors or our broader economy. For those of you worried …
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… that predates cash-settled futures contracts, institutional-investor interest in commodity indexes, highly liquid energy … exemption) was typically opposite an institutional investor for which the swap was not a bona fide hedge. … require real-time system reporting and real-time exception alerts, among other things . . . . In these respects, CHS …
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… seeks to pay variable rates on its bonds, but prospective investors may seek a fixed rate of return. By arranging a … a T+1 basis. The monitoring of trading should use automated alerts to detect disorderly trading and any market or system … emphasized that ``[pre-trade] transparency lowers costs for investors, consumers, and businesses; lowers the risks of …
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