Displaying results 1 - 10 of 38
CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures
… California resident, and Tanius Technology, LLC (Tanius), a proprietary trading firm headquartered in California, for … this action. … 8595-22 … CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures …
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CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for Spoofing in Agricultural and Metals Futures
… Rajeev Kansal of India, and ARB Trading Group LP , a proprietary trading firm headquartered in Chicago, for … disciplinary actions against Johnson, Delovitch, and 303 Proprietary Trading, an ARB Trading subsidiary. Also today, … member Peter Riggs.    … 8265-20 … CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for Spoofing in …
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Chairman Behnam Designates Ted Kaouk as the CFTC’s First Chief Artificial Intelligence Officer
...Washington, D.C. — Commodity Futures Trading Commission Chairman Rostin Behnam today announced the designation of Dr. Ted Kaouk as the agency’s first Chief Artificial Intelligence Officer. Dr. Kaouk currently serves as the CFTC’s Chief Data Officer and Director of the Division of Data. In this newly expanded role as the CFTC’s Chief Data & Artificial Intelligence Officer, Dr. Kaouk will be…
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2013-31476
… 17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and … CFR Part 75 RIN 3038-AD05 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and … of the Federal Reserve System (the ``Board'') to engage in proprietary trading and have certain interests in, or …
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Economic Requirements
… non-par delivery points or qualities should not be used to prop up an outmoded par point or par grade. Neither should … non-par delivery points or qualities should not be used to prop up an outmoded par point or par grade. Neither should …
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Agricultural Advisory Committee
… Related to Commodity Index Traders, David Kass , DMO • Proposed Rulemaking to Increase Federal Speculative Position Limits, John Fenton , DMO • Prop osed Rulemaking Concerning an Exemption from Federal … Related to Commodity Index Traders, David Kass , DMO • Proposed Rulemaking to Increase Federal Speculative Position …
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Keynote Address of Ian McGinley Before the New York City Bar Association Futures and Derivatives Committee Conference
… in Tanius Technology, a 2022 spoofing resolution, a proprietary trading firm was held liable for over 1,000 … for self-reporting, substantial cooperation, and appropriate remediation. [7]   Contrast these with Victory … No. 8595-22, CFTC, CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures …
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2024-12125
… Register Volume 89, Number 112 (Monday, June 10, 2024)] [Proposed Rules] [Pages 48968-49000] From the Federal … 17 CFR Part 40 Event Contracts; Proposed Rule Federal Register / Vol. 89, No. 112 / Monday, June 10, 2024 /  Proposed Rules [[Page 48968]] …
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Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
… markets. These critical reforms will establish customer property protections in non-intermediated clearing markets … as segregation of customer assets or separation of member property mandates.  We must begin to introduce a regulatory … may include certification); and, as applicable, introduce appropriate guardrails including disclosure based on the …
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External Meetings: CFTC/SEC Meeting with Financial Services Roundtable
… ~5. Securitization & Prop Trading~6. Agency Coordination~“The meeting discussed …
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