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Keynote Remarks of Commissioner Johnson for Governing Data at IIB&L Center and Yale Law Journal of Law & Technology at Yale Law School
… on AI and third-party service providers. Before turning to proposed interventions, let’s explore the second phenomenon … number of market participants. III. Reflections on Proposed and Potential Interventions  The Commodity Exchange … sources of operational risk through the development of appropriate controls and procedures, and automated systems, …
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CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures
… California resident, and Tanius Technology, LLC (Tanius), a proprietary trading firm headquartered in California, for … this action. … 8595-22 … CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures …
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CFTC Announces Crypto CEO Forum to Launch Digital Asset Markets Pilot
… opportunity.”   Acting Chairman Pham has previously proposed a CFTC pilot program as a U.S. regulatory sandbox …
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CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for Spoofing in Agricultural and Metals Futures
… Rajeev Kansal of India, and ARB Trading Group LP , a proprietary trading firm headquartered in Chicago, for … disciplinary actions against Johnson, Delovitch, and 303 Proprietary Trading, an ARB Trading subsidiary. Also today, … member Peter Riggs.    … 8265-20 … CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for Spoofing in …
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CFTC Staff Issues Advisory Regarding the Compliance Date for Certain DCO Reporting Requirements
...WASHINGTON, D.C. — The Commodity Futures Trading Commission’s Division of Clearing and Risk announced today it issued a staff advisory regarding the compliance date for certain daily reporting requirements for registered derivatives clearing organizations. The requirements were amended in August 2023. [See 88 Federal Register 53664 (Aug. 8, 2023).]  The compliance date for the amended…
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CFTC Commissioner Kristin N. Johnson Announces Reports and Recommendations Advanced by MRAC in 2024
… or becomes unavailable.  Market participants should appropriately monitor and manage counterparty credit risks … recommendations, which were approved by the MRAC, propose specific amendments to DCO Rule 18, 17 C.F.R. § … service providers. As noted in the recommendations, the proposals seek to inform the Commission’s mission of …
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2013-31476
… 17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and … CFR Part 75 RIN 3038-AD05 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and … of the Federal Reserve System (the ``Board'') to engage in proprietary trading and have certain interests in, or …
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Chairman Behnam Designates Ted Kaouk as the CFTC’s First Chief Artificial Intelligence Officer
...Washington, D.C. — Commodity Futures Trading Commission Chairman Rostin Behnam today announced the designation of Dr. Ted Kaouk as the agency’s first Chief Artificial Intelligence Officer. Dr. Kaouk currently serves as the CFTC’s Chief Data Officer and Director of the Division of Data. In this newly expanded role as the CFTC’s Chief Data & Artificial Intelligence Officer, Dr. Kaouk will be…
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Economic Requirements
… non-par delivery points or qualities should not be used to prop up an outmoded par point or par grade. Neither should … non-par delivery points or qualities should not be used to prop up an outmoded par point or par grade. Neither should …
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Agricultural Advisory Committee
… Related to Commodity Index Traders, David Kass , DMO • Proposed Rulemaking to Increase Federal Speculative Position Limits, John Fenton , DMO • Prop osed Rulemaking Concerning an Exemption from Federal … Related to Commodity Index Traders, David Kass , DMO • Proposed Rulemaking to Increase Federal Speculative Position …
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