Displaying results 11 - 20 of 42
Opening Statement, Tenth Series of Proposed Rulemakings Under the Dodd-Frank Act
… Opening Statement, Tenth Series of Proposed Rulemakings Under the Dodd-Frank Act Commissioner … Today this commission will consider its tenth series of proposed rulemakings under the Dodd-Frank Act. It has become … to hear our Chairman point out the ever growing number of proposed regulations that we have put forward for comment or …
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Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
… markets. These critical reforms will establish customer property protections in non-intermediated clearing markets … as segregation of customer assets or separation of member property mandates.  We must begin to introduce a regulatory … may include certification); and, as applicable, introduce appropriate guardrails including disclosure based on the …
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CFTC Finds Statoil ASA Attempted to Manipulate the Argus Far East Index, a Propane Benchmark, to Benefit Statoil’s NYMEX-cleared Swaps Position
… ASA Attempted to Manipulate the Argus Far East Index, a Propane Benchmark, to Benefit Statoil’s NYMEX-cleared Swaps … Index According to the Order, the Argus FEI is an index of propane prices in the Far East region published by Argus, an … organization that issues price assessments for global propane regions. In order to set the Argus FEI, Argus …
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Remarks, Woodrow Wilson School of Public and International Affairs, Financial Institutions and Regulation Colloquium
… outstanding. Instead of George Bailey’s honeymoon money propping up the Building and Loan, this time it was the …
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Keynote Address of Ian McGinley Before the New York City Bar Association Futures and Derivatives Committee Conference
… in Tanius Technology, a 2022 spoofing resolution, a proprietary trading firm was held liable for over 1,000 … for self-reporting, substantial cooperation, and appropriate remediation. [7]   Contrast these with Victory … No. 8595-22, CFTC, CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures …
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Remarks of Chairman Gary Gensler on Libor before the Global Financial Markets Association’s Future of Global Benchmarks Conference
… and adapt are fragile. One of his main points is that propping up a fragile system in the interest of maintaining …
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Remarks of Chairman Gary Gensler before the Institute of International Bankers
… stress, tension and change. One of his key points is that propping up a fragile system in the interest of maintaining … the cross-border application of swaps market reform appropriately covers the risk of U.S. affiliates operating … crashing back to our economy. Last July, the Commission proposed guidance addressing market participants’ …
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Remarks, “The Commodity Coaster,” before the Washington Agricultural Roundtable
… way, that’s the stimulus package to fix the salvage plan to prop up the rescue bill that will correct the bailout plan. … they are talking about doing is better than the plan some proposed: having displaced homeowners pack CEO golden … abuse or manipulation. That is why Chairman Peterson’s proposal to give us additional authority to not only obtain …
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“The Pandemic of Ponzimonium”
… You would certainly think that international banks would do proper due diligence. The point here is this: scam artists, … $953,000 from at least 54 individuals. He allegedly misappropriated at least $600,000 of that by transferring the … solicited was $24 million, and the amount allegedly misappropriated was $22 million. This is a particular concern …
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2024-12125
… Register Volume 89, Number 112 (Monday, June 10, 2024)] [Proposed Rules] [Pages 48968-49000] From the Federal … 17 CFR Part 40 Event Contracts; Proposed Rule Federal Register / Vol. 89, No. 112 / Monday, June 10, 2024 /  Proposed Rules [[Page 48968]] …
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