Displaying results 21 - 30 of 42
… swaps into central clearing. Further, the Commission’s proposed rule on margin provides that end-users will not … Commission has sought input from market participants on appropriate schedules to phase in compliance with swaps … Organization of Securities Commissions (IOSCO). The CFTC’s proposed margin rules excluded non-financial end-users from …
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… investors and shareholders. The scandals and greed driven improprieties have been plastered on the pages of the papers … are actually more positive than average Americans, and props to you. So, keep on being positive. I love it. The …
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… ~5. Securitization & Prop Trading~6. Agency Coordination~“The meeting discussed …
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… sun without protection. But the crops standing in the row prop each other up, and their leaves offer some level of … and new offerings directed at retail traders, including proposed new business models to offer retail access to … and digest in this brave new world that slow growth seems appropriate. But the pace of technological innovation should …
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… videos typically featured actors—often posing in front of props such as mansions and private jets—who falsely claimed …
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… the rules were poorly designed and overly engineered, disproportionately modeled on the U.S. futures markets and … of foreseeability, mens rea and failure to supervise. Proposed Regulation Automated Trading In November 2015, the … Regulation Automated Trading, known as “Reg. AT.” 28 The proposal is a first attempt by the agency to catch up to the …
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… of Chairman J. Christopher Giancarlo Regarding Notice of Proposed Rulemaking on Swap Execution Facilities and Request … institutional traders. Wall Street banks, hedge funds, prop shops and large energy companies have the wherewithal … formulated elsewhere, often on IBs. Yet, IBs are not appropriate vehicles to formulate swaps transactions. The …
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… Register Volume 76, Number 26 (Tuesday, February 8, 2011)] [Proposed Rules] [Pages 6715-6727] From the Federal Register … Commodity Futures Trading Commission. ACTION: Notice of proposed rulemaking. … Futures Trading Commission (Commission or CFTC) is proposing regulations to implement new statutory provisions …
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… Volume 78, Number 221 (Friday, November 15, 2013)] [Proposed Rules] [Pages 68945-68979] From the Federal … 17 CFR Part 150 Aggregation of Positions; Proposed Rule Federal Register / Vol. 78 , No. 221 / Friday, November 15, 2013 / Proposed Rules [[Page 68946]] …
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… by outcomes. Moreover, in order to achieve an appropriate regulatory balance, different jurisdictions must … the venue’s trading hours. [9] In 2015 and 2016, the CFTC proposed and re-proposed rules in this area but has not finalized them. [10] …
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