Displaying results 21 - 30 of 38
… investors and shareholders. The scandals and greed driven improprieties have been plastered on the pages of the papers … are actually more positive than average Americans, and props to you. So, keep on being positive. I love it. The …
Created on:
… swaps into central clearing. Further, the Commission’s proposed rule on margin provides that end-users will not … Commission has sought input from market participants on appropriate schedules to phase in compliance with swaps … Organization of Securities Commissions (IOSCO). The CFTC’s proposed margin rules excluded non-financial end-users from …
Created on:
… Register Volume 76, Number 26 (Tuesday, February 8, 2011)] [Proposed Rules] [Pages 6715-6727] From the Federal Register … Commodity Futures Trading Commission. ACTION: Notice of proposed rulemaking. … Futures Trading Commission (Commission or CFTC) is proposing regulations to implement new statutory provisions …
Created on:
… Volume 78, Number 221 (Friday, November 15, 2013)] [Proposed Rules] [Pages 68945-68979] From the Federal … 17 CFR Part 150 Aggregation of Positions; Proposed Rule Federal Register / Vol. 78 , No. 221 / Friday, November 15, 2013 / Proposed Rules [[Page 68946]] …
Created on:
… by outcomes. Moreover, in order to achieve an appropriate regulatory balance, different jurisdictions must … the venue’s trading hours. [9] In 2015 and 2016, the CFTC proposed and re-proposed rules in this area but has not finalized them. [10] …
Created on:
… technological innovation, North American geology, U.S. property law, the skilled and entrepreneurial American … form countless tiny cracks. Sand mixed in with the water props these cracks open so oil and gas can flow out. The … compared to the rest of the world. This allowed for property owners to expedite development without government …
Created on:
… agricultural commodities. The Commission notes that if its proposed position limits regime for other exempt and … as enumerated agricultural commodities. The Commission has proposed to amend its position limits to also encompass … policy under regulation 150.4.\11\ In 2012, the Commission proposed to amend the aggregation rules in part 151.\12\ …
Created on:
… the rules were poorly designed and overly engineered, disproportionately modeled on the U.S. futures markets and … of foreseeability, mens rea and failure to supervise. Proposed Regulation Automated Trading In November 2015, the … Regulation Automated Trading, known as “Reg. AT.” 28 The proposal is a first attempt by the agency to catch up to the …
Created on:
… Register: October 18, 2010 (Volume 75, Number 200)] [Proposed Rules] [Page 63732-63753] From the Federal Register … Commodity Futures Trading Commission. ACTION: Notice of proposed rulemaking. … Futures Trading Commission (the ``Commission'') hereby proposes rules to implement new statutory provisions enacted …
Created on:
… and fraud identification. [13] Hedge funds, prop desks and asset managers are increasingly leveraging AI … the handling of confidential data. That is why it is appropriate for the CFTC generally to undertake to gather no … J. Christopher Giancarlo before the Senate Committee On Appropriations Subcommittee on Financial Services and General …
Created on: