Displaying results 31 - 38 of 38
… premise of the Dodd-Frank Act is that the use of properly regulated central clearing can reduce systemic … Accordingly, in three related rulemakings, the Commission proposed regulations to increase customer access to … In addition, in a fourth rulemaking, the Commission proposed regulations relating to the allocation of bunched …
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… sources of operational risk through the development of appropriate controls and procedures, and automated systems, … system; and (E) any other factors the Council deems appropriate. \21\ 76 FR at 44766. \22\ See Press Release, … are engaged in activities for which the Commission is the appropriate financial regulator. Furthermore, section 805 …
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… cleared and settled . It is also charged with assuring the proper conduct of each contract's delivery procedures and … syndicate and who solicits or accepts funds, securities, or property for the purpose of trading commodity futures … person has discretion; (2) trading for a clearing member’s proprietary account ; (3) trading for another person who …
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… Volume 78, Number 221 (Friday, November 15, 2013)] [Proposed Rules] [Pages 68945-68979] From the Federal … 17 CFR Part 150 Aggregation of Positions; Proposed Rule Federal Register / Vol. 78 , No. 221 / Friday, November 15, 2013 / Proposed Rules [[Page 68946]] …
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… Register Volume 78, Number 159 (Friday, August 16, 2013)] [Proposed Rules] [Pages 50259-50311] From the Federal … Clearing Organizations and International Standards; Proposed Rule Federal Register / Vol. 78, No. 159 / Friday, August 16, 2013 / Proposed Rules [[Page 50260]] …
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… Division of Clearing and Risk) P. Regulation 190.09 (Member property) III. Effective Date A. Congressional Review Act B. … system; and (E) any other factors the Council deems appropriate. \11\ 76 FR 44766. \12\ See Press Release, … are engaged in activities for which the Commission is the appropriate financial regulator. \16\ Section 752(a) of the …
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...November 20, 2019
Chairman Tarbert Discusses U.S. Leadership in Digital Assets on CNBC
Naples, FL – U.S. Commodity Futures Commission Chairman Heath Tarbert joined CNBC’s “The Exchange” yesterday for an interview on digital assets and the importance of U.S. leadership in this space. Full video and highlights from the interview are below:
(Click Here to Watch)…
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… Volume 83, Number 231 (Friday, November 30, 2018)] [Proposed Rules] [Pages 61946-62149] From the Federal … Swap Execution Facilities and Trade Execution Requirement; Proposed Rule Federal Register / Vol. 83, No. 231 / Friday, November 30, 2018 / Proposed Rules [[Page 61946]] …
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