Displaying results 1 - 10 of 202
… charges that Daniel Shak of Las Vegas, Nevada engaged in spoofing and in a manipulative and deceptive scheme in the … Shak from further violations of the CEA’s prohibitions on spoofing and manipulative and deceptive schemes to defraud. … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the …
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… the first time that the Commission will find a violation of spoofing in voice brokered swaps markets under Section … 4c(a)(5)(C) of the Act, 7 U.S.C. Section 6c(a)(5)(C) (“anti-spoofing provision”). Because this is a case of first … of the need to distinguish legitimate trading activity from spoofing, the Commission engaged in substantial …
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… that The Bank of Tokyo-Mitsubishi UFJ, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures CFTC … UFJ, Ltd. (BTMU) for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago … violating the Commodity Exchange Act’s prohibition against spoofing. The CFTC became aware of the conduct through …
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… Trading Firm Arab Global Commodities DMCC Engaged in Spoofing of Copper Futures Contracts Washington, DC – The … India, for engaging in the disruptive trading practice of “spoofing” in the copper futures contract traded on the … violating the Commodity Exchange Act’s prohibition against spoofing. The Order finds that over the course of several …
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… Arab Emirates Residents Heet Khara and Nasim Salim with Spoofing in the Gold and Silver Futures Markets Court Issues … engaged in unlawful disruptive trading practices known as “spoofing” in the gold and silver futures markets by placing … before execution. Based on Defendants’ pattern of unlawful spoofing conduct and the potential for dissipation of …
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… Advisors LLC and Andrew Serotta , charging them with spoofing, engaging in a manipulative and deceptive scheme, … it for supervision failures relating to an employee’s spoofing. Here we are again. As alleged, Logista and its principal engaged in additional spoofing, and manipulative and deceptive conduct. The CFTC …
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… LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange Washington, DC – The … in the disruptive trading practice commonly known as “spoofing” ( i.e ., bidding or offering with the intent to … LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange …
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… Daniel Shak of Las Vegas, Nevada, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … in connection with the CFTC Division of Enforcement’s Spoofing Task Force. The Division of Enforcement staff …
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CFTC Orders UK Trader to Pay $150,000 and Imposes a One-Year Trading Ban for Spoofing in WTI Futures
… trader Adam Cobb-Webb for engaging in multiple instances of spoofing in West Texas Intermediate (WTI) light sweet crude … is also ordered to cease and desist from violating the spoofing prohibition in the Commodity Exchange Act (CEA). … in a long series of actions by the Commission to punish spoofing in the markets the Commission oversees,” said …
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… Orders Citigroup Global Markets Inc. to Pay $25 Million for Spoofing in U.S. Treasury Futures Markets and for Related … against Citigroup Global Markets Inc. (Citigroup) for spoofing — bidding or offering with the intent to cancel the … of its employees and agents in conjunction with the spoofing orders. Citigroup’s unlawful conduct occurred …
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