25-13

Title: 25-13

File Link
/csl/25-13/download






Description
This staff advisory provides guidance on the materiality or other criteria that the Commodity Futures Trading Commission’s Market Participants Division, the Division of Clearing and Risk, and the Division of Market Oversight will use to determine whether to make a referral to the Division of Enforcement (“DOE”) for self-reported violations, or supervision or non-compliance issues. This guidance furthers the implementation of DOE’s recent advisory, issued February 25, 2025, addressing its updated policy on self-reporting, cooperation, and remediation.

25-08

Title: 25-08

File Link
/csl/25-08/download






Description
The Division of Clearing and Risk of the Commodity Futures Trading Commission hereby withdraws CFTC Staff Advisory 23-07, Review of Risks Associated with Expansion of DCO Clearing of Digital Assets.

25-07

Title: 25-07

File Link
/csl/25-07/download






Description
The Division of Market Oversight and the Division of Clearing and Risk of the Commodity Futures Trading Commission hereby withdraw CFTC Staff Advisory No. 18-14.

25-01

Title: 25-01

File Link
/csl/25-01/download






Description
DCR is issuing an advisory to inform DCOs of the new compliance date for the amended daily reporting requirements.

24-18

Title: 24-18

File Link
/csl/24-18/download






Description

Advisory on Transition to Portal Filings of CFTC Form 304 Statement of Cash Positions for Unfixed-Price Cotton “On-Call” Reports Submitted on or After January 15, 2025

24-16

Title: 24-16

File Link
/csl/24-16/download






Description

Advisory regarding the clearing of options on spot commodity exchange traded funds (ETFs).

24-03

Title: 24-03

File Link
/csl/24-03/download






Description

Advisory on Transition to Portal Filings for Registered Foreign Boards of Trade

23-16

Title: 23-16

File Link
/csl/23-16/download






Description

The advisory reminds designated contract markets, derivatives clearing organizations, and swap execution facilities that have an affiliated intermediary or trading entity, as well as the affiliated intermediary or trading entities themselves, of their obligations to ensure compliance with existing statutory and regulatory requirements with this affiliate relationship in mind.

23-07

Title: 23-07

File Link
/csl/23-07/download






Description

AO Advisory on Risks Associated with Expansion of DCO Clearing of Digital Assets

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