Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Bozorgmehr (Bob) Taleghan v. AMP Global Clearing LLC d/b/a AMP Clearing
 CFTC Docket No. 24-R004 |
|
| Ted Brent Alexander
Docket No. SD 24-01 |
|
| John Corbett v. JBJ Capital Management, Inc. and Martin Dim
Docket No. 18-R022 |
|
| Kevin Schmidt v. JBJ Capital Management, Inc. and Martin Dim
Docket No. 18-R021 |
|
| Daniel L. Baker and Margie M. Baker Revocable Trust v. JBJ Capital Management, Inc. and Martin Dim
Docket No. 18-R020 |
|
| Janice C. Marschel Revocable Trust v. JBJ Capital Management, Inc. and Martin Dim
Docket No. 18-R019 |
|
| Herm, LLC v. JBJ Capital Management, Inc. and Martin Dim
Docket No. 18-R018 |
|
| Bruce Ai v. JBJ Capital Management, Inc. and Martin Dim
Docket No. 18-R017 |
|
| George Smith v. JBJ Capital Management, Inc. and Martin Dim
Docket No. 18-R016 |
|
| Alan Guo and Weili He v. JBJ Capital Management, Inc. and Martin Dim
Docket No. 18-R015 |