Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Commodity Investment Group, Inc.
 CFTC Docket No. SD 07-04 |
|
| Douglas A. Macleod, M.D.P.S. Inc.-Profit Sharing Plan v. Lawrence Clarke Baer, …
CFTC Docket No. 05-R023 |
|
| Next Financial Services Unlimited, Inc. and New World Trading, LLC
CFTC Docket No. SD 07-03 |
|
| India Moss-Thomas v. East Coast Commodities, Kevin Alan Rosenberg, South Coast …
CFTC Docket No. 07-R007 |
|
| Richard R. and Suzanne Meyer Ab Living Trust, Richard R. and Suzanne N. Meyer, …
CFTC Docket No. 06-R011 |
|
| Marcelo Barsanti v. Cromwell Financial Services, Inc., Noel Cayetan Tavio
CFTC Docket No. 07-R023 |
|
| Leland Kuzman v. Man Financial, Inc.
CFTC Docket No. 07-R005 |
|
| Iheanyi Nathan v. O'Brien, R.J. Associates, Inc., Redlands Futures and Options,…
CFTC Docket No. 06-R025 |
|
| Richard R. and Suzanne Meyer Ab Living Trust, Richard R. and Suzanne N. Meyer, …
CFTC Docket No. 06-R011 |
|
| Magdy Aboelghar v. R. J. O'Brien Associates, Inc., R.M. Trading, LLC and Richar…
CFTC Docket No. 06-R043 |