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CFTC Files Complaint and Obtains an Asset Freeze Against Defendants in Illinois Accused of Commodity Fraud , 4208-98 |
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CFTC ALJ Enters Cease and Desist Order and 10-Year Trading Ban Against Shahrokh Nikkhah For Trade Practice Violations , 4207-98 |
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New York District Court Orders Disgorgement of $2.6 Million in Frontrunning Scheme and Bars Thomas E. Kelly, Andrew David Rhee, adn Reflex Asset Management Corporation From the Futures Industry , 4206-98 |
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CFTC ALJ Finds Grain Land Cooperatives Entered Into Illegal Off-Exchange Futures Contracts , 4205-98 |
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The Commodity Futures Trading Commission Reminds FCM's and IB's of their Obligation to Prepare their Reporting and Disclosure Systems to Accommodate the Introduction of the New Euro-Currency , 47-98 |
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CFTC Releases Consumer Advisory Warning on Sales Pitches Based on Seasonal Demand and Other Public Information , 4204-98 |
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CFTC Issues Order Finding Henry & Horne, PLC, an Accounting Firm, Engaged In Improper Unprofessional Conduct , 4203-98 |
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CFTC Issues Order Finding Anatoly Osadchy a/k/a Anthony Osadchy, An Accounant, Engaged in Impropoer Unprofessional Conduct , 4202-98 |
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CFTC Issues Order Finding That David Green Committed Numerous Violations In Operation of Commodity Pool , 4201-98 |
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Commodity Futures Trading Commission Approves National Futures Association Rule to Permit Two-Part Documents by Commodity Pool Operators , 4200-98 |
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Rule Enforcement Review of the Financial and Sales Practice Compliance Programs of the Chicago Mercantile Exchange, the New York Mercantile Exchange and the National Futures Association , 4199-98 |
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CFTC Notifies the Kansas City Board of Trade of the Result of a Rule Enforcement Review , 4198-98 |
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Hawaii Court Finds That Brien Sullivan, A Defendant In A 1997 CFTC Enforcement Action, Defrauded Customers in Connection With Managed Accounts And A Commodity Pool He Controlled , 4197-98 |
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Commodity Futures Trading Commission Year 2000 Reporting Requirements for Certified Public Accountants , 42-98 |
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Commodity Futures Trading Commission Amends Its Rules of Practice , 4196-98 |
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CFTC Charges Bethesda, Maryland Firm and Their Principal with Fraud and Sale of Illegal Off-Exchange Foreign Currency Futures Contracts in International Foreign Currency Trading Scheme , 4195-98 |
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CFTC Accepts Settlement Offer of Terry A. Dirksen Arising From Marketing of So-Called"Hedge-To-Arrive" Contracts , 4194-98 |
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CFTC Extends Comment Period for Concept Release Concerning the Placement of Foreign Board of Trade Computer Terminals in the United States , 4193-98 |
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CFTC Extends Comment Period Regarding Proposed Revisions to Speculative Position Limits , 4192-98 |
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CFTC Unveils Redesigned Website , 4191-98 |
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Director of Enforcement Geoffrey F. Aronow Announces Plans To Leave The Commission , 4190-98 |
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CFTC Extends Comment Period for Concept Release Regarding Over-the-Counter Derivatives , 4189-98 |
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CFTC Extends Comment Period for Petition Submitted by the London Clearing House Limited , 4188-98 |
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CFTC Administrative Law Judge (ALJ) Finds That Jerry W. Slusser, Hans J. Brinks, and Two Indiana Corporations Violated the Anti-Fraud Provisions of the Federal Commodity Law , 4187-98 |
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CFTC Designates Cantor Financial Futures Exchange, Inc. as a Contract Market , 4186-98 |
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US District Court for the Northern District of Alabama Enters Consent Order of Preliminary Injunction Against Two Defendants in Alabama Commodity Pool Fraud Case , 4184-98 |
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U.S. Circuit Court Affirms Subpoena Enforcement Order in CFTC v. Richard W. Tokheim, No. 97-4120, 4183-98, August 26, 1998. , 4183-98 |
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CFTC Accepts Settlement Offer of Competitive Strategies for Agriculture, Ltd.; CSA Investor Services, Inc.; and Lee D. Amundson Arising From Marketing of So-Called "Hedge-To-Ariive" Contracts , 4182-98 |
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CFTC Amends Its Maintenance of Minimum Financial Requirements Rule, Rule 1.12, to Require an FCM to Notify Immediately the CFTC When It Becomes Undersegregated or Undersecured , 4181-98 |
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Commodity Futures Trading Commission Amends Commission Regulation 1.35(a-1) in Order to permit Regulated Investment Managers to Place Bunched Orders for Futures and Futures Option Contracts Without Individual Account Identifiers and to Allocate Those Orders on a Post-Trade Basis , 4180-98 |
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CFTC Enforcement Action Alleging Fraud, Registration and Regulatory Violations by International Futures Corporation, an Introducing Broker in Washington, D.C., As Well As Failure to Supervise Diligently by Its Futures Commission Merchant, LIT Division of First Options of Chicago , 4179-98 |
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Indiana Court Enters Preliminary Injunction in CFTC Enforcement Action Against Six Defendants Charged with Commodity Pool Fraud , 4178-98 |
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CFTC Files Seven-Count Enforcement Action and Obtains an Asset Freeze Against New York Curency Exchange Corporation, New York Currency Research Corporation, and Michael T. Matejka in Illegal Currency Futures Fraud Case , 4177-98 |
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CFTC's Agricultural Advisory Committee to Meet on August 12, 1998 , 4175-98 |
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James E. Newsome Sworn in as CFTC Commissioner , 4176-98 |
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CFTC to Hold Public Meeting Relating to the Application of Cantor Financial Futures Exchange for Designation as Contract Market , 4174-98 |
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CFTC Notifies the New York Cotton Exchange of Its Results of a Rule Enforcement Review , 4173-98 |
