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Florida Federal Court Enters Ex Parte Asset in Joint CFTC-State of Florida Anti-Fraud Action Against James V. Dowler, Jr. and Dowler & Beekman Trading Co., LTD, Both of Vero Beach, Fla. , Release:#3964-96 Full Text of Complaint |
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Texas Court Issues Preliminary Injunction in CFTC Anti-Fraud Action Against Eugene Morris Walter of Dallas, Texas , #3963-96 (3-96-CV-2734-T) |
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CFTC Cooperating with Department of Energy on Heating Oil Review , #3962-96 |
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CFTC Notifies the Minneapolis Grain Exchange of Its Results of a Rule Enforcement Review , #3961-96 |
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CFTC Notifies the Coffee, Sugar & Cocoa Exchange, Inc. of Its Results of a Rule Enforcement Review , #3960-96 |
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EX PARTE Order Entered By New York Federal Court Freezes Assets of World Wide Currencies Inc., United Currencies, And A+ Currencies of New York Release: , #3959-96 (96 CIV 7814) Full Text of Complaint |
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CFTC Files Civil Complaint Against Kent Allen Ahrens of York, Pennsylvania, Alleging Fraud Under the Commodity Exchange Act , #3958-96 Full Text of Complaint |
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CFTC Establishes Special Internet Web Pages Seeking Whereabouts of Defendent Donald B. Chancey, Who Fled With Customer Funds , #3956-96 |
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California Court Issues Permanent Injunctions Against Lida International Financial Data and Worth Financial Data in Connection With Illegal Off-Exchange Futures Case, Also Involving Topworth International of Hong Kong As A Defendant , #3955-96 (Civ. No. 94-1256) |
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CFTC Notifies the NFA of the Results of It's Recent Review of NFA's Registration Processing Program , #3953-96 |
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Preliminary Injunctions Issued by Arizona Court in CFTC Anti-fraud Enforcement Action Against United Metals Trading Corp., Western National Trading and Two of the Firms' Officers , 3951-96 (Civ 96-2185) |
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Illinois Court Issues Permanent Injunction Against Robert A. Besner and New Forest Capital Management, Inc., in 1996 CFTC Anti-Fraud Action;Order Permanently Bars the Defendants from the Futures Industry , #3952-96 (Civ 96C76) |
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CFTC Notifies the Chicago Board of Trade of the Results of It's Review of the Exchange's Financial and Sales Practice Surveillance Programs , #3950-96 |
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CFTC Announces Exchange Order and Trade Automation Roundtable Discussion , #3949-96 |
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CFTC Files Complaint and Motion for Preliminary and Permanent Injunctions in Action Against Eugene M. Walter of Dallas, Texas , #3947-96 |
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CFTC Files Civil Anti-fraud Charges in Michigan District Court Against Gary Berus Individually and D/B/A Profit Masters Group, Meca International, and Patricia Gale , #3946-96 Full text of Order |
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CFTC Files Statutory Disqualification Action Against Sanjay Saxena, a Registered Associated Person, and Select Sector Research and Management, Inc., a Registered Commodity Trading Advisor and Commodity Pool Operator, Both of Cary, North Carolina , #3945-96 |
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Ex Parte Asset Freeze Order Issued by Arizona Court in CFTC Anti-Fraud Enforcement Action Against United Metals Trading Corp., Western National Trading, Anthony F. Andrews, & Marvin C. Pendergraft , #3944-96 |
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Deloitte & Touche Agrees To Pay a $100,000 Civil Penalty to Settle a CFTC Administrative Complaint Filed Against It and Thomas D. Lux, a Partner in the Accounting Firm , #3943-96 |
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CFTC'S Agricultural Advisory Committee to meet on October 2, 1996 , #3941-96 |
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5-Year Trading Ban, and Cease and Desist Order Against Zoltan (Lou) Guttman of New York. , #3940-96 Full text of Initial Decision |
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CFTC Chairperson Born Welcomes Release of Final Windsor Co-chair Report , #3939-96 |
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The CFTC and the New Zealand Securities Commission Sign MOU , #3938-96 |
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The CFTC Announces Further International Cooperation , #3937-96 |
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David D. Spears Sworn in as CFTC Commissioner , #3936-96 |
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Two Unregistered Commodity Trading Advisors Operating Over the Internet Halted From Violating Federal Commodity Laws , #3935-96 J. Spencer Brown Steven J. Marks |
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Brooksley E. Born Sworn in as CFTC Chairperson , #3934-96 |
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CFTC Files Anti-fraud Action Against a Turlock, California Commodity Pool Operator, Everett Scott Hobbs dba Commodity Futures Investment , #3933-96 |
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Results of a NYMEX Recent Rule Enforcement Review , #3932-96 |
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Commodity Futures Trading Commission Releases Report on status of Audit Trails at U.S. Exchanges and Results of Exchange Audit Trail Re-tests , #3931-96 |
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CFTC's Division of Enforcement Sets Up Interactive Internet Enforcement Webpage, Linked to the CFTC Home Page , #3930-96 |
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CFTC Files Four-Count Complaint And Obtains Preliminary Injunction Against Thomas J. Deniz of Modesto, California , #3928-96 |
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Advisory: Responsibilities of Futures Commission Merchants and Relevant Depositories with Respect to Third Party Custodial Accounts , #37-96 |
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Florida Court Enters CFTC Settlement Order with Concorde Trading Group , #3927-96 |
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CFTC Approves Ammended Stock Index Futures Price Limits , #3926-96 |
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CFTC Files Nine-Count Complaint And Obtains Preliminary Injunction Against Edward W. Schroeder, The Edward W. Schroeder Living Trust, And Andre D. Fite of Santa Monica and Los Angeles, California , #3925-96 |
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Florida District Court Issues Orders of Disgorgement Against Rev. Gary A. Smith & Jay Blevins, Defendants in CFTC Anti-Fraud Action , #3924-96 |
