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CFTC Approves Final Early Warning Reporting Requirements , #3907-96 |
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CFTC Releases its Semiannual Futures Commission Merchant (FCM) , #3908-96 |
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CFTC Files Statutory Disqualification Action Against Patrick D. Kelly, and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration # , 3906-96 |
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Foreign Instrument Approvals & Exemptions , #1-91 |
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CFTC files administrative action against three CME floor brokers, alleging fraudulent trade practice abuse in the live cattle futures pit # , 3905-96 |
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CFTC files enforcement action charging David and Mark Sitzmann and Sitzmann Commodities Inc. with fraudulent trading practices in the CME'slive cattle and hog futures contract , #3904-96 |
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CFTC Approves Record Number of Contracts , #3903-96 |
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CFTC files civil anti-fraud action against a Washington state commodity pool operator, Ken Willey # , 3902-96 |
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Advisory: Offshore commodity pools relief for certain regustered CPOs from rules 4.21, 4.22, and 4.23(a)(10) and (a)(11) and from the location of books and records requirement of rule 4.23 , #18-96 |
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Rule Enforcement Review of Exchange Programs for Monitoring Corrections to Time and Sales Records , #3901-96 |
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Florida court issues ex parte asset freeze in CFTC anti-fraud action against Michael Indihar, Robert Hoffman, Computer Warehouse Inc., and Automated Trading Systems -- all of Florida # , 3900-96 |
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Forida Court Issues Permanent Injunction Against Keith Dominick and Main Street Investment Group in 1994 CFTC Anti-fraud Action , #3899-96 |
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CFTC Amends Rule 30.3 to Eliminate the Requirement of a Specific Order for Foreign Commodity Options , #15-96 |
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CFTC Files Statutory Disqualification Action Against CBOT Floor Broker, Edgar Clifford Sharp, III, and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration , #3897-96 |
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CFTC Files Enforcement Action Alleging Fraud Against R&W Technical Services LTD. and Two Individuals, all of Texas # , 3996-95 |
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International Futures Regulators Sign Declaration on Cooperation , #3995-96 |
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CFTC Continues to Expand Internet Home Page , #3894-96 |
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CFTC Announces the Adoption of Substantial Revisions to Its Disclosure Rules for CPOs and CTAs Contained in Part 4 , #10-96 |
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CFTC's Trading & Markets Division Authorizesthe DTB to Install and Utilize Computer Terminals in the United States , #3893-96 |
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Colorado court issues ex parte asset freeze order in CFTC anti-fraud action against Prism Financial and Brian Prendergast, both of Colorado, and two defendants in California # , 3892-96 |
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CFTC Accepts Quarterly Review for First Quarter, FY 1996 , #3891-96 |
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CFTC to Hold Open Meeting , #3890-96 |
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CFTC Names John E. Tull, Jr. Acting Chairman , #3889-96 |
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REFCO agrees to pay a $925,000 civil penalty to settle a CFTC administrative proceeding finding that REFCO violated CFTC segregation and supervision requirements # , 3888-96 |
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CFTC files enforcement action against Mark Stephen Shaner and Shaner Trading Partners in Iowa, charging commodity pool fraud , #3887-96 |
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Preliminary Injunction entered against Michael Tropiano d/b/a Ardmore Financial Services in filing of joint CFTC and SEC complaint , #3886-96 |
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CFTC files enforcement action against Robert A. Besner and New Forest Capital Management charging fraud and misappropriation , #3885-96 |
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CFTC Approves SIMEX's NIKKEI 300 Stock Index , #56-95 |
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Interpretative Letter Concerning Rule 4.7 Relief for CTA , #54-95 |
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CFTC Extends Comment Period For Agricultural Trade Options , #3884-95 |
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CFTC Announces Panelists for Agricultural Trade Options Roundtable , #3883-95 |
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CFTC Adopts Certain Rule Amendments, Proposes Others , #3882-95 |
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CFTC Chairman Mary L. Schapiro to Resign , #3881-95 |
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CFTC to Consider , Amendments to Financial, Ethics Rules |
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CFTC Notifies Exchanges of Rule Review , 3879-95 |
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CFTC Announces Roundtable Discussion on the Prohibition of Agricultural Trade Options , 3878-95 |
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CFTC Notifies NYMEX of Results of NYMEX Review , 3876-95 |
