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CFTC Charges Two Binary Options Firms with Fraud, Illegal Off-Exchange Activity, and Operating in an Unregistered Capacity , 7341-16 |
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Volcker Rule CEO Attestation Delivery Method Announced , 7340-16 |
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CFTC Staff Provides Relief in Connection with Swap Trade Confirmations , 7339-16 |
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CFTC Orders Florida-based IBFX, Inc. (f/k/a TradeStation Forex, Inc.) to Pay a $1 Mln Penalty for Failing to Meet Minimum Capital Requirements, Failing to Timely Report Minimum Net Capital Violations, Supervisory Failures & Violating a Prior CFTC Order , 7338-16 |
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CFTC Orders CHS, Inc. and CHS Hedging, LLC to Pay $1 Million for Inaccurately Reporting Positions in Corn and Soybeans , 7337-16 |
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Federal Court Orders Banc de Binary Ltd., ET Binary Options Ltd., BO Systems Ltd., BDB Services Ltd. & Oren Shabat Laurent to Pay More than $9 Mln in Restitution & a Civil Monetary Penalty for Violating the CFTC’s Ban on Off-Exchange Binary Options , 7336-16 |
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CFTC Requests Public Comment on Request from LCH.Clearnet Ltd for Order Permitting Portfolio Margining of Futures and Foreign Futures Contracts and Cleared Swaps Contracts , 7335-16 |
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CFTC Charges Florida Resident Neil Pecker and His Company, Vision Financial Partners, LLC, with Fraud in Connection with Off-Exchange Binary Options and Registration Violations , 7334-16 |
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CFTC’s Energy and Environmental Markets Advisory Committee Releases Agenda for Upcoming Public Meeting , 7333-16 |
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CFTC Staff to Host a Public Roundtable March 3 Regarding the Residual Interest Deadline , 7332-16 |
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CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7331-16 |
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CFTC Charges Canadian Resident Ryan S. Magee with Fraud and Acting as an Unregistered Commodity Pool Operator , 7330-16 |
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CFTC Staff Extends Request for Comment Period on Draft Technical Specifications for Certain Swap Data Elements , 7329-16 |
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CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief for End Users from the Form TO Filing Requirement , 7328-16 |
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CFTC Staff Provides No-Action Relief from Registration to Certain Intermediaries Located Outside of the U.S. , 7327-16 |
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CFTC Designates the National Futures Association as a Recipient of SDR Data , 7326-16 |
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CFTC's Energy and Environmental Markets Advisory Committee to Meet on February 25, 2016 , 7325-16 |
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The U.S. Commodity Futures Trading Commission and the European Commission: Common Approach for Transatlantic CCPs , |
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CFTC’s Technology Advisory Committee Meeting Rescheduled for February 23, 2016 , 7324-16 |
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Federal Court Orders Cindy and Paul Vandivier to Pay Civil Monetary Penalties and Restitution of Almost $3 Million to Settle CFTC Charges of Operating an Illegal, Off-Exchange Precious Metals Scheme , 7323-16 |
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CFTC Issues an Exemption to the Korea Exchange Permitting Designated Korea Exchange Members to Deal Directly with U.S. Customers , 7322-16 |
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Federal Court Orders New York Firm 4X Solutions, Inc. and Its Principal, Whileon Chay, to Pay More than $10 Million in Disgorgement and a Civil Monetary Penalty for Forex Fraud Ponzi Scheme , 7321-16 |
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CFTC Charges Dania Beach, Florida Resident Rico Omar Cox with Commodity Trading Advisor Fraud , 7320-16 |
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Federal Court in Florida Orders Restitution, a Civil Monetary Penalty, and Permanent Injunction against Robert Tripode for Engaging in Fraud in Connection with Forex , 7319-16 |
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Federal Court Orders Florida-Based Worth Group Inc. and Its Principals, Andrew Wilshire and Eugenia Mildner, to Pay $2.5 Million in Sanctions for Illegal Off-Exchange Precious Metals Scheme , 7318-16 |
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CFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph Charles DiCrisci with Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7317-16 |
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CFTC Grants Eurex Clearing AG Registration as a Derivatives Clearing Organization , 7316-16 |
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CFTC Signs MOU with Two German Authorities to Enhance Supervision of Cross-Border Clearing Organizations , 7315-16 |
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CFTC Cancels TAC Meeting Scheduled for January 26, 2016 , 7314-16 |
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CFTC Grants Registration to 18 Swap Execution Facilities , 7313-16 |
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CFTC Launches Whistleblower Program’s Website , 7312-16 |
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CFTC Charges Oklahoma Resident Kevin J. Davis with Acting as an Unregistered Commodity Pool Operator and Engaging in Prohibited Pool Operator Activities , 7311-16 |
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CFTC’s Division of Market Oversight Extends Conditional, Time-Limited No-Action Relief Regarding Masking Certain Reportable Identifying Information , 7310-16 |
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CFTC Issues Order Delegating to the National Futures Association Certain Functions Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants , 7309-16 |
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CFTC Orders Otkritie Capital International, Ltd. to Pay a $140,000 Civil Monetary Penalty for Violating a CFTC Registration Regulation , 7308-16 |
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CFTC’s Technology Advisory Committee to Meet on January 26, 2016 , 7307-16 |
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Federal Court in Illinois Orders Approximately $500 Million in Sanctions against Defendant Nikolai S. Battoo and His Three Companies for Committing a Global Commodity Futures and Options Fraud , 7306-16 |
